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[Cite as State ex rel. Greene v. Martin Sprocket & Gear, Inc., 90 Ohio St.3d 531,
2001-Ohio-12.]


THE STATE EX REL. GREENE, APPELLANT, v. MARTIN SPROCKET & GEAR, INC.
ET AL., APPELLEES.
[Cite as State ex rel. Greene v. Martin Sprocket & Gear, Inc. (2001), 90 Ohio
St.3d 531.]
Workers' compensation -- Industrial Commission does not abuse its discretion
when its decision denying a violation of a specific safety requirement
claim is supported by "some evidence" -- Finding of specific-safety-
requirement inapplicability upheld.
(No. 99-787 -- Submitted October 10, 2000 -- Decided January 17, 2001.)
APPEAL from the Court of Appeals for Franklin County, No. 98AP03-271.
__________________

Per Curiam. Appellant-claimant, Bruce L. Greene, worked for appellee
Martin Sprocket and Gear, Inc. ("MSG") in the Hobber Department. On June 1,
1994, claimant was working on a Gould and Ederhardt 48 H Hobbing Machine
("hobber"), which cuts gear or sprocket teeth into raw steel. The change-gear
compartment, which transmitted power to the machine, contained several power-
driven gears, and was located within the machine's frame. Access was controlled
by a panel door that prevented contact with the gears.

On the date of injury, claimant testified that, immediately upon arrival, he
heard a hissing sound coming from the gearbox. He stated:

"From my own experience, I knew that this noise meant that the gears
needed oiling, and I proceeded to the rear of the machine.

"I opened the rear panel of this machine and saw that the gears were
intermeshed very tightly and looked around for the oil can. I did not see the can
and I knew there had to be oil put onto these gears[,] so using my right rubber
gloved hand, I reached into the bottom of the machine, which housed a reservoir

SUPREME COURT OF OHIO
of oil and dipped my right gloved hand into this oil. I then proceeded to drip it
over these gears, but in so doing, my right gloved hand became caught * * *."

Claimant lost three fingers as a result.

After his workers' compensation claim was allowed, claimant alleged that
the gears were not adequately guarded, in violation of a specific safety
requirement ("VSSR"). Appellee Industrial Commission of Ohio denied his
application, writing:

" `IC-5-03 applies to power-transmission machinery and facilities required
to transmit power to operating equipment or machine tools. IC-5-03 shall not be
construed as being applicable to power transmission facilities located within the
frame of the equipment and exposure is necessary to its operation or adjustment.'

"The exclusion contained in the second sentence requires both stated parts
to be satisfied to take effect. Here, the gears were within the frame of the
equipment. The next question is whether or not exposure was necessary to its
operation or adjustment. The claimant testified that the self-lubricating lines in the
machine were not functioning properly. He also indicated that he heard a hissing
noise coming from the gear box and, knew, from experience, that the noise meant
that the gears needed oiling. He presented no evidence as to how often this noise
occurred or how often he had to oil the gears. Mr. Kurtz, the plant manager for the
employer, testified that the only adjustment to the gears is made at the time of the
setup and that the machine is shut down at that time. He indicated that no further
adjustment is made to the gears once production has begun.

"Neither term, operation or adjustment, is contained in the definitional
section of the code. Webster's Dictionary defines operation as a doing or
performing of a practical work, a method or manner of functioning. Webster's
Dictionary defines adjustment as a correction or modification to bring into proper,
exact or conforming position or condition.
2

January Term, 2001

"Although it certainly was not necessary to leave the doors open for the
operation of the machine, it was necessary to open the doors to manually oil the
gears. The Staff Hearing Officer finds that the manual oiling is an adjustment
pursuant to the code as it was a correction to bring (the machine) into proper
condition whether it occurred automatically (self-lubricating lines) or manually (by
the operator). The Staff Hearing Officer finds that the statements of Mr. Kurtz are
not accurate [or] persuasive as it appears that his concept of adjustment was
restricted to one that pertained only to the changing or alteration of gears and did
not include any additional process which corrected the machine to bring it into
proper condition to perform its function. Therefore, during the time it took to
manually oil the machine, the exposure is found to be necessary to an adjustment
and the exclusion is applicable in that no guard is required."

Reconsideration was denied.

Claimant filed a complaint in mandamus in the Court of Appeals for
Franklin County, alleging a commission abuse of discretion. The court of appeals
disagreed with the commission's finding of specific-safety-requirement
inapplicability, but agreed with the balance of the order and accordingly denied
the writ.

This cause is now before this court upon an appeal as of right.

Issues of both the applicability of and compliance with IC-5-03.06 are
presented. Upon review, we affirm the judgment of the court of appeals, but do
so for reasons different from those advanced by that body.

The introductory paragraph to IC-5-03 is entitled "Power Transmission
Machinery" and states:

"IC-5-03 applies to power-transmission machinery and facilities required
to transmit power to operating equipment or machine tools. IC-5-03 shall not be
construed as being applicable to power transmission facilities located within the
frame of the equipment and exposure is necessary to its operation or adjustment."
3

SUPREME COURT OF OHIO

Debate centers on the exclusionary language of the second sentence. The
parties agree that the gear-driven power transmission apparatus was located
within the hobber's frame. They disagree on the necessity of exposure for
operation or adjustment.

The core difference between the two positions is one of perspective --
theory or reality-based. The court of appeals, through its magistrate, adopted the
former, reasoning that exposure to the gears, as designed, was required during
only "the initial setup of the machine, before a new job was begun and while the
machine was not operating." The commission, on the other hand, stressed that the
machine, at the time of injury, was not operating as designed. The hobber was
engineered to self-lubricate, but, in reality, it did not, forcing the operator to oil
the gears. This action, according to the commission, was a necessary adjustment
for purposes of the exclusion. We agree.

We find two cases to be particularly instructive. The first -- which is
actually the most recent in a series of cases -- is State ex rel. Volker v. Indus.
Comm. (1996), 75 Ohio St.3d 466, 663 N.E.2d 933. The equipment at issue there
was a ten-foot wooden stepladder. The claimant in that case was unable to open
the ladder into its A-frame position because of a cramped workspace, and instead
propped the folded ladder against the wall. He was injured when the ladder
skidded out from under him.

Claimant alleged a violation of a specific safety requirement directing all
portable ladders to be equipped with safety shoes, spikes, or spurs. The specific
safety requirement, however, also specifically exempted stepladders from the
requirement.

The code defined a "stepladder" as "a self-supporting portable ladder,
non-adjustable in length, having flat steps or treads and a hinged back." Ohio
Adm.Code 4121:1-5-01(B)(80)(k). The commission found that the ladder's
construction was that of a stepladder, rendering the specific safety requirement
4

January Term, 2001
inapplicable, and the court of appeals concurred. Claimant appealed here, arguing
that, despite its construction, the ladder was not self-supporting at the time of the
accident, and could not, therefore, be considered a stepladder. Unpersuaded, we
held:

"Claimant asserts that use, not construction, must control. We disagree.

"In some cases, equipment use has determined the applicability of a
specific safety requirement. In others, the commission has been guided by the
equipment's construction. We cannot, therefore, state that a single standard
governs all questions of specific safety requirement applicability." (Citations
omitted.) Id. at 468-469, 663 N.E.2d at 935.

More recently, we touched on the theory versus reality debate. In State ex
rel. Dibble v. Presrite Corp. (1999), 85 Ohio St.3d 275, 707 N.E.2d 928, claimant
was severely injured while checking cooling hoses on an energized high-voltage
transformer. He alleged violations of several specific safety requirements that
required insulated personal protective gear when working "in proximity to
energized lines."

The employer argued that claimant did not have to work near energized
lines because the transformer was designed with an interlock that was to
automatically disconnect the power when its doors were open. The claimant
asserted that the interlock was broken on the date of injury, forcing him to work
next to live lines. The commission adopted the employer's position, as did the
court of appeals.
We
reversed,
writing:

"Claimant testified that the reason he did not cut the transformer's power
was because he was unable to contemporaneously do so, due to a broken interlock
knife switch. Unfortunately, the commission never addressed this crucial
allegation. In examining only the interlock's design and installation, it considered
theory but not reality. In addressing how the interlock was supposed to work, the
5

SUPREME COURT OF OHIO
commission ignored how it did work on the date of injury. The commission must
address this key point." Id. at 279, 707 N.E.2d at 931.

The interpretation of a specific safety requirement lies solely with the
commission. State ex rel. Allied Wheel Prod., Inc. v. Indus. Comm. (1956), 166
Ohio St. 47, 50, 1 O.O.2d 190, 192, 139 N.E.2d 41, 44. Moreover, because a
specific safety requirement is a penalty, "it must be strictly construed, and all
reasonable doubts concerning the interpretation of the safety standard are to be
construed against its applicability to the employer." State ex rel. Burton v. Indus.
Comm. (1989), 46 Ohio St.3d 170, 172, 545 N.E.2d 1216, 1219.

These principles, as well as the cases cited above, persuade us that it was
within the commission's prerogative to rely on the actual operation of the hobber
at the time of injury in reaching a decision on the potential applicability of the
cited safety regulation. Here, the commission found that exposure to the gears
was necessary for manual oiling, triggering the provision's exclusionary
provision. Because the decision is supported by "some evidence," it must remain
intact, and its finding of specific-safety-requirement inapplicability is hereby
upheld.
Judgment affirmed.

MOYER, C.J., DOUGLAS, RESNICK, F.E. SWEENEY, PFEIFER, COOK and
LUNDBERG STRATTON, JJ., concur.
__________________

Spitler & Williams-Young Co., L.P.A., and William R. Menacher, for
appellant.

Gibson & Robbins-Penniman and J. Miles Gibson, for appellee Martin
Sprocket & Gear, Inc.

Betty D. Montgomery, Attorney General, and C. Bradley Howenstein,
Assistant Attorney General, for appellee Industrial Commission.
__________________
6

 

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