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Case Law - save on Lexis / WestLaw. Filed 12/20/02 CERTIFIED FOR PARTIAL PUBLICATION IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIRST APPELLATE DISTRICT DIVISION FIVE THE PEOPLE, Plaintiff and Respondent, A096731 v. ROBERT GUY BAKER, (Solano County Super. Ct. Nos. FCR185360, FC47622, FC47988) Defendant and Appellant. Defendant Robert Guy Baker appeals his convictions in three separate cases. In case No. FC47622 (hereafter case 1), defendant pled no contest to unlawful possession of a firearm (Pen. Code, § 12021, subd. (c)(1)) and received probation, which was later revoked. In case No. FC47988 (hereafter case 2), defendant pled no contest to unlawful sexual intercourse with a minor more than three years younger than defendant (§ 261.5, subd. (c)), and received probation, which was later revoked. In case No. FCR185360 (hereafter case 3), a jury found defendant guilty of failure to appear while on bail (§ 1320.5) and assault with a semi-automatic firearm (§ 245, subd. (b)), and found true allegations of personal firearm use and infliction of great bodily injury (§§ 12022.5, subd. (a); 12022.7, subd. (a)).1 Defendant was sentenced on all three cases to 24 years in state prison. Pursuant to California Rules of Court, rules 976(b) and 976.1, the BACKGROUND and parts I through VI of this opinion are not certified for publication. 1 This was the third trial in case 3. In the first trial, the jury was unable to reach a verdict on the assault charge. However, the jury convicted defendant of failure to appear while on bail (Pen. Code, § 1320.5). The second trial on the assault charge ended in a mistrial. 1 In the published portion of this opinion, we consider the scope of section 2933.1, subdivision (c) of Penal Code, which limits presentence conduct credits (hereafter conduct credits) for persons convicted of violent felonies. We conclude that when a defendant is convicted of both a violent and a nonviolent felony in separate criminal proceedings, and receives a consecutive sentence on the two offenses, the presentence credits on both offenses are subject to the statutory limitation, even if the presentence custody time on the nonviolent offense was served prior to the commission of the violent offense. BACKGROUND* Since defendant's appeal in case 1 raises only a sentencing issue, a detailed recitation of facts in that case is unnecessary.2 We report the facts relevant to case 3 as follows. At about 3:45 a.m. on July 17, 2000, Suisun Police Officer Eric Smith was dispatched to a Skylark Drive address. The victim, Jose Lopez, walked out of the residence and said he had been shot in the right leg. Lopez was transported to the hospital. No gun was found at the scene, but a spent nine-millimeter shell casing was found in the street, eight to 10 feet from the curb. The casing appeared to have been fired from a semi-automatic weapon. Lopez testified at the preliminary hearing, but died before trial in circumstances unrelated to this case. His preliminary hearing testimony was read to the jury. Lopez testified that on the night of the shooting, he called his girlfriend, Cynthia Tauriac, to say he was coming over. When he arrived, he twice threw a piece of bark at her window to get her attention. After someone looked out the window, Lopez approached the front door, which "flew open," and a person pointed a black automatic weapon at Lopez's face and repeatedly told him to back up and run. As Lopez started to walk away he was shot. * See footnote, ante, page 1. 2 Defendant raises no claim of error regarding case 2. 2 Lopez said that he then saw defendant, Tauriac and Jose Barajas run to a black car parked across the street. Defendant and Barajas entered the car and sped off. On direct examination, Lopez, identified defendant as the shooter. On cross- examination, however, Lopez conceded that soon after the shooting he could not positively identify his assailant from a six-person photo lineup shown to him. Lopez also said that because Tauriac had told him that defendant was his assailant, he formed such belief and testified thereto. Lopez said he told the police he had been shot by Robert Luna because that was the name Tauriac gave him. Lopez also said that a month or two prior to the preliminary hearing Suisun Police Detective Michael Pimentel came to his home, showed him a single photo, and asked him if "that was the person." At trial, Pimentel confirmed that Lopez initially said he was shot by a Robert Luna, and that Tauriac told Lopez that Luna was the shooter's name. Pimentel testified that a month after the shooting he showed Lopez a series of six photos, and Lopez identified someone other than defendant as his assailant. Pimentel also testified that in September 2000, Lopez called Pimentel and expressed concern that he would not recognize the person who shot him if he encountered him on the street and he knew defendant was not in custody. He requested to know who police believed to be his assailant. After conferring with his sergeant, Pimentel showed Lopez a photo of defendant, advising him that it was for Lopez's own safety and could have no bearing on the investigation or Lopez's original identification. On redirect examination Pimentel said Lopez described his assailant as being 5 feet 8 inches tall, 170 pounds, wearing a red beanie and a red shirt. Pimentel conceded that defendant is shorter than the assailant Lopez described. Tauriac testified that she had had an off and on romantic relationship with Lopez for about five years, but they were not involved at the time of the shooting. Tauriac said she had been a sporadic methamphetamine user for about eight years. In an attempt to change her life, she stopped using methamphetamine, ended her relationship with Lopez and moved. She said that after midnight on the morning of the shooting, Barajas and defendant, also known as Thumper, came to see her. At about 2:00 a.m., defendant left 3 Tauriac and Barajas alone in Tauriac's bedroom for about 45 minutes. During that time Lopez called and asked who was there. When she told him it was none of his business and he should go on with his life, he said he was coming over. About 20 minutes later, Tauriac heard something hitting her bedroom window. Defendant came into the room and then went downstairs, followed by Barajas. Tauriac heard Lopez say "My lady," and then heard defendant say "back up" and "run." When Tauriac came downstairs she saw defendant and Barajas standing outside. She saw a flash come from the gun defendant was holding and heard a single gunshot. Barajas walked across the street to his car followed by defendant and the two then drove away. When the police arrived Tauriac fled because she feared defendant and Lopez, and feared she had violated her parole. Tauriac said she made up the name Robert Luna and told Lopez that Luna shot him because she was afraid to tell him that defendant was the shooter. She later told police that "Robert," also known as "Thumper," was the shooter, and lived at Villa Circle. Police confirmed that defendant is known by the names "Thumper" and "Little Rob," and lived at Villa Circle. Tauriac said that prior to the shooting defendant and Lopez had never met. Barajas testified that he and defendant were at Tauriac's house on the night of the shooting, and defendant answered the knock at Tauriac's door. After hearing a gunshot Barajas entered his car. Defendant then entered the car and they drove to Vacaville, where they went their separate ways. On cross-examination Barajas testified that he had had sex with Tauriac about two weeks prior to the shooting. However, prior to the shooting he and Lopez worked out their differences about Barajas's having had sex with Tauriac. David Rodriguez testified that he was a longtime friend of both Lopez and Barajas and had no personal knowledge of the subject incident. At the time of the shooting, he was 5 feet 6 inches tall, and weighed about 150 pounds. Jan Layfield, an investigator with the district attorney's office, testified that following the shooting he interviewed Rodriguez in state prison. Rodriguez said he was 4 friends with Barajas and the person who shot Lopez. Rodriguez said that a couple of days after the assault, the shooter admitted to shooting Lopez, but said he had acted in self-defense, which Rodriguez did not believe. Eventually Rodriguez identified the shooter as "Thumper" and "Rob." The same day, Layfield interviewed Barajas in state prison. Barajas told Layfield he went to Tauriac's home with defendant on the night of the shooting and referred to defendant as "Thumper." On rebuttal, Pimentel said that Rodriguez told him that Lopez's assailant admitted the shooting and that Lopez was shot with a nine-millimeter weapon. The thrust of the defense was that Rodriguez, a gang member with a violent past and a known associate of Barajas, fit Lopez's description of his assailant and committed the assault. The defense also argued that Tauriac falsely identified defendant as the shooter because she feared Barajas and Lopez. DISCUSSION I. Admission of Lopez's Preliminary Hearing Testimony* Defendant contends that because he did not have an opportunity to cross-examine Lopez at the preliminary hearing with an interest and motive that was sufficiently similar to his interest and motive at trial, admission of Lopez's November 2000 preliminary hearing testimony violated Evidence Code section 12913 as well as defendant's right of confrontation under the state and federal Constitutions. He provides several bases for this contention. First, at the preliminary hearing, Lopez testified that Pimentel had shown him a photo of the defendant approximately one or two months before. Lopez seemed to indicate that a third person was present when that occurred. Defendant argues that the court's refusal to permit him to obtain the name of that third person during the cross- * See footnote, ante, page 1. 3 Evidence Code section 1291 provides in relevant part: "(a) Evidence of former testimony is not made inadmissible by the hearsay rule if the declarant is unavailable as a witness and: [¶] . . . [¶] (2) The party against whom the former testimony is offered was a party to the action or proceeding in which the testimony was given and had the right and opportunity to cross-examine the declarant with an interest and motive similar to that which he has at the hearing." 5 examination of Lopez at the hearing prevented him from exploring the inconsistency in Lopez's testimony as to whether a third person was actually present. At the preliminary hearing, after being cross-examined about his failure to identify defendant at the six- person photo lineup, Lopez was cross-examined regarding Pimentel's later visit to show him a single photo of defendant. During that cross-examination the following colloquy occurred: "[Defense Counsel]: So, the police have come to you within the last month -- "The Court: Now, you are misstating what the testimony was. He said in the last month or two. "[Lopez]: There will be another witness. It doesn't matter. "The Court: That's okay. "[Defense Counsel]: I'm only worried about what you have to say right now. "The Court: Just -- "[Defense Counsel]: Can you give us any more specific date -- "[Lopez]: No. "[Defense Counsel]: -- when this one photo was shown? "[Lopez]: Nope. Don't recall. "[Defense Counsel]: You don't recall? "[Lopez]: No. "The Court: All right. Anything else? "[Lopez]: My witness might. "The Court: Well, no, that's okay. [¶] [Defense counsel], any more questions? "[Defense Counsel]: When you were shown the one photograph, one single photograph, who was with you? "[Lopez]: Myself. "[Defense Counsel]: You just mentioned that your witness might be able to give us the date of that. Was somebody there? "The Court: That's discovery, so I'm not going to let you ask that." 6 Defendant also argues that Pimentel's trial testimony provided a reason for showing the single photograph to Lopez that had never before been disclosed. Thus the defense had not been able to verify this with Lopez at the preliminary hearing. Finally, defendant argues that at the preliminary hearing he refrained from questioning Lopez about whether he knew Rodriguez and whether the shooter could have been Rodriguez or Barajas because such questions could have been considered discovery, prohibited by Penal Code section 866, subdivision (b). In addition, such questions would have given Lopez a preview of the questions to be asked at trial and enabled Lopez to rehearse his responses. In People v. Zapien (1993) 4 Cal.4th 929, 974, the defendant contended that the preliminary hearing testimony of a particular witness was inadmissible because his motive to cross-examine that witness was significantly different than his motive at trial. In upholding the admission of the preliminary hearing testimony, the Supreme Court stated: "Frequently, a defendant's motive for cross-examining a witness during a preliminary hearing will differ from his or her motive for cross-examining that witness at trial. For the preliminary hearing testimony of an unavailable witness to be admissible at trial under Evidence Code section 1291, these motives need not be identical, only `similar.' [Citation.] Admission of the former testimony of an unavailable witness is permitted under Evidence Code section 1291 and does not offend the confrontation clauses of the federal or state Constitutions--not because the opportunity to cross- examine the witness at the preliminary hearing is considered an exact substitute for the right of cross-examination at trial [citation], but because the interests of justice are deemed served by a balancing of the defendant's right to effective cross-examination against the public's interest in effective prosecution. [Citations.]" (Zapien, at p. 975.) During both the preliminary hearing and at trial, defendant's motive was to discredit Lopez's version of the crime and establish that Lopez was unable to identify his assailant. Thus, defendant has failed to establish that his motive in cross-examining Lopez at the preliminary hearing was not similar to his motive at trial. 7 We also reject defendant's claim that he was prejudiced by being prevented from cross-examining Lopez regarding the "mystery witness." Lopez's comment regarding another witness came in response to questioning solely about the date he was shown the single photo by Pimentel. As the People point out, defendant could clearly have examined Pimentel at the preliminary hearing and/or at trial as to the existence of some witness regarding the photo showing. Moreover, the issue of another witness was not raised during any other questioning at the preliminary hearing and was not raised at trial. Defendant has failed to establish that he was denied the ability to cross-examine effectively. We also reject defendant's arguments regarding his tactical reasons for not vigorously cross-examining Lopez regarding Rodriguez and Barajas. His argument that such questioning would have been curtailed by the court is merely speculative. He was provided with the opportunity for effective cross-examination and the admissibility of prior testimony does not depend on whether he took advantage of that opportunity. (See People v. Zapien, supra, 4 Cal.4th at p. 975.) II. Admission of Lopez's In-Court Identification* Defendant next contends the pretrial identification procedures utilized by the police were unduly suggestive and, as a result, the trial court erroneously admitted Lopez's preliminary hearing identification of defendant. He argues that it was impermissibly suggestive to show Lopez a single photo of defendant shortly before the preliminary hearing, and doing so resulted in the in-court identification of defendant as Lopez's assailant. The People argue that defendant has waived this issue by failing to make a timely and specific objection below. (Evid. Code, § 353, subd. (a).) Defendant rejoins that the issue is not waived because he did object to the admission of Lopez's preliminary hearing testimony on the ground that Lopez's testimony was not credible, particularly with regard to Lopez's identification of defendant. * See footnote, ante, page 1. 8 Defendant's objection lacked the specificity required under Evidence Code section 353, subdivision (a). Consequently, his failure to make a timely and specific objection to the identification procedure utilized by Pimentel and to the court's admission of Lopez's in-court identification of him waives the issue on appeal. (Evid. Code, § 353; People v. Cunningham (2001) 25 Cal.4th 926, 989.) We next consider defendant's argument that defense counsel's failure to object to the admission of Lopez's in-court identification of him constituted ineffective assistance of counsel. To prove a claim of ineffective assistance of counsel, the defendant must establish that counsel failed to perform with reasonable competence, and that it is reasonably probable that a determination more favorable to the defendant would have resulted in the absence of counsel's incompetence. (People v. Pope (1979) 23 Cal.3d 412, 425; accord, People v. Fosselman (1983) 33 Cal.3d 572, 583.) A conviction will be reversed on the ground of ineffective assistance of counsel only if the appellate record " `affirmatively discloses that counsel had no rational tactical purpose for his act or omission.' " (People v. Zapien, supra, 4 Cal.4th at p. 980, quoting Fosselman, at p. 581.) When the appellate record sheds no light on why counsel acted or failed to act in the manner challenged, the conviction is affirmed unless counsel was asked for an explanation and failed to provide one or there is no satisfactory explanation. (People v. Mendoza Tello (1997) 15 Cal.4th 264, 266.) In order to demonstrate that it is reasonably probable that he was prejudiced by counsel's failure to object to the identification evidence, the defendant must first establish that the pretrial identification procedure was so unfair that it violated his right to due process. (People v. Nation (1980) 26 Cal.3d 169, 179.) "A pretrial identification procedure violates a defendant's due process rights if it is so impermissibly suggestive that it creates a very substantial likelihood of irreparable misidentification." (People v. Contreras (1993) 17 Cal.App.4th 813, 819.) The use of a single photo identification procedure has been condemned in numerous cases. (Id. at p. 820, and cases cited therein.) 9 However, even if the pretrial identification procedure was unfair, we conclude that defendant has failed to demonstrate that he was prejudiced by the admission of Lopez's in-court identification of him. Although the jury was not instructed to disregard this testimony, both the defense counsel and the prosecutor encouraged the jury to do so in their arguments. Moreover, the jury was properly instructed pursuant to CALJIC No. 2.92 on recognizing factors bearing on the accuracy of an eyewitness's identification of the defendant. Included in those factors was the witness's ability to identify the alleged perpetrator in a photographic or physical lineup, and whether the witness's identification was a product of his own recollection. In addition, Lopez was not the sole witness to the shooting. Tauriac testified that she saw defendant fire the gun at Lopez. In addition, Barajas, who was also present at the shooting, told investigator Layfield that as he and defendant left the shooting scene, he was angry at defendant for shooting Lopez. Although Rodriguez was not an eyewitness to the shooting, he told Layfield that defendant admitted his involvement. We conclude that even if defense counsel had successfully objected to Lopez's in- court identification, a determination more favorable to the defendant is unlikely. III. Prosecutorial Misconduct* Defendant next argues the prosecutor committed misconduct by eliciting testimony regarding various witnesses' fears of defendant and in emphasizing that testimony during closing argument. In particular, he claims the following constituted misconduct: (a) Pimentel's testimony as to why he showed Lopez the single photo of defendant; (b) Tauriac's testimony that she was afraid of defendant; (c) Pimentel's testimony that Tauriac appeared scared and nervous when Pimentel interviewed her; and (d) Layfield's testimony that Rodriguez said he was afraid to tell Layfield the name of Lopez's assailant. Although defendant twice unsuccessfully objected to Pimentel's testimony that Tauriac appeared nervous and scared, he failed to object to any of the other claimed * See footnote, ante, page 1. 10 instances of misconduct. " `To preserve for appeal a claim of prosecutorial misconduct, the defense must make a timely objection at trial and request an admonition; otherwise, the point is reviewable only if an admonition would not have cured the harm caused by the misconduct.' [Citation.]" (People v. Silva (2001) 25 Cal.4th 345, 373.) In this case, the failure to object waived the claimed misconduct, since an objection and request for an admonition would have cured the harm alleged for each of the challenged comments. In any event, we review the issue on its merits. A. Pimentel's Testimony Regarding the Single Photo Identification On direct examination, Pimentel testified that he showed the single photo to Lopez because Lopez told him he was afraid that he would not recognize his assailant, who he knew was not in custody, if that person "came after him on the street." Defendant argues this testimony suggested to the jury that defendant was likely to pursue and harm Lopez. He asserts that the suggestion was "entirely speculative and therefore inadmissible." He also asserts that the prosecutor elicited this testimony to present to the jury Pimentel's justification for the single photo identification procedure. He argues that because the single photo identification procedure was improper, the testimony regarding it, including the challenged comment regarding Lopez's fear, was unnecessary and prejudicial. Defendant's claim of error fails because defense counsel opened the door to the issue of why Pimentel conducted the single photo identification procedure. Prior to testimony by Pimentel, Lopez's preliminary hearing testimony was read to the jury. At the preliminary hearing, defense counsel raised the issue of the single photo identification procedure and elicited Lopez's testimony as to why the officers asked him to look at the single photograph. Having opened the door to testimony regarding Pimentel's justification for the single photo identification procedure, defendant's argument that the prosecutor's follow-up questions of Pimentel on the same issue was unnecessary and prejudicial lacks merit.4 4 Defendant additionally contends that even if the prosecutor's eliciting of Pimentel's testimony was justified, Lopez's in-court identification of defendant was erroneously 11 Defendant also contends the following argument by the prosecutor was speculative and unnecessary: "You have a police officer who showed a photograph, and maybe he shouldn't have. But I sure understand why he did. I don't for a moment doubt that any of you have a problem understanding why he did. He showed a photograph to a man that had already looked at a photo series, identification had already been determined, had been attempted, and he'd already tried to make his identification. That wasn't going to go away. That wasn't gonna change and Officer Pimentel told that to Mr. Lopez. He said `I'm showing you the photo solely because you're concerned and I want you to know what the guy looks like, because now what is going on.' [¶] Now Mr. Lopez knows because he went to the preliminary hearing and found out that the defendant was in flight, he was out, and he didn't know where he was or when he might come up on him, if he might come up on him, and he wanted to be sure he knew what the guy looked like. So Officer Pimentel did something that was very human, very understandable, and it didn't affect the identification in any way. It never could have." Defendant again asserts that had evidence of Lopez's tainted in-court identification not been admitted, the prosecutor would have had no reason to argue about Lopez's fear of defendant. The prosecutor's argument was a fair comment on the evidence admitted at trial and was not misconduct. (See People v. Hill (1998) 17 Cal.4th 800, 819.) Any claim of inadmissibility of the identification evidence was waived by the failure to raise it below. B. Tauriac's Testimony of Her Fear of Defendant Tauriac testified that after Lopez was shot, she tried to assist him, but he hit her in the face and called her names. She then ran from her home and started knocking on neighbor's doors because she was afraid of him. The following colloquy ensued: "[The Prosecutor]: Were you afraid of anything else at the time? "[Tauriac]: I was afraid of the -- the whole -- everything. "[The Prosecutor]: What were you afraid of? admitted. As we noted previously, defendant waived the issue of admission of Lopez's in-court identification of defendant by failing to raise it below. 12 "[Tauriac]: I was afraid of [Lopez], and I was afraid of [defendant]. "[The Prosecutor]: Why didn't you stay for the police? "[Tauriac]: I was on parole." Contrary to defendant's argument, the record does not establish that the prosecutor deliberately elicited questions calling for inadmissible and prejudicial answers. (See People v. Bell (1989) 49 Cal.3d 502, 532.) Instead, the prosecutor could properly question Tauriac as to why she fled the shooting scene. In addition, having just witnessed defendant shoot Lopez, Tauriac's testimony that she was afraid of defendant, who had also fled the scene, could properly reflect her fear of retribution which was related to her credibility and was not inadmissible. (People v. Sanchez (1997) 58 Cal.App.4th 1435, 1449-1450.) For the same reason, it was not improper for the prosecutor to elicit that Tauriac asked Pimentel to turn off the tape recorder when she identified Lopez's assailant because she was afraid. C. Pimentel's Testimony Regarding Tauriac's Fear Pimentel testified on direct examination that while conducting a tape-recorded interview of Tauriac she appeared "scared and nervous" and was "worried about telling [Pimentel]" who Lopez's assailant was. Defendant argues that this testimony insinuated that Tauriac feared defendant would retaliate against her, which was speculative, inadmissible and prejudicial. No misconduct is shown. Pimentel did not testify that Tauriac was afraid of defendant. In any case, as we noted previously, having just witnessed defendant shoot Lopez, Tauriac's testimony could properly reflect her fear of retribution which was related to her credibility and was not inadmissible. (People v. Sanchez, supra, 58 Cal.App.4th at pp. 1449-1450.) For these same reasons the prosecutor did not commit misconduct by arguing to the jury, "Has there been any evidence whatsoever throughout this that she has a grudge against the defendant, that she doesn't like him for some reason, and wanted to falsely accuse him? The only reason she has to have a problem with the defendant is he shot her boyfriend in front of her eyes for no reason. Which is probably also, though, a very good explanation for why Miss Tauriac is in fear of the defendant. It doesn't take a brain 13 surgeon to figure out that if you have watched somebody shoot another person right in front of your eyes for no apparent reason, that there's reason to be somewhat concerned about that person. I'd be afraid of him." A prosecutor has a broad right to discuss a case in closing argument, including the right to fully state his or her views as to what the evidence shows and urge whatever he or she deems proper. (People v. Thomas (1992) 2 Cal.4th 489, 526.) However, the prosecutor should not purport to rely on his or her outside experience or personal beliefs based on facts not in evidence. (People v. Medina (1995) 11 Cal.4th 694, 758.) Even assuming the prosecutor's comment regarding her personal belief was improper, defendant has failed to establish prejudice. An objection and request for admonition would surely have cured any harm from the prosecutor's comment. In addition, the jury was instructed that statements made by attorneys during trial are not evidence. (CALJIC No. 1.02.) It is presumed that the jury followed this instruction. (People v. Chavez (1958) 50 Cal.2d 778, 790.) D. Layfield's Testimony Regarding Rodriguez's Fear When the prosecutor asked Layfield why Rodriguez was reluctant to tell Layfield the name of Lopez's assailant, Layfield stated, "He told me he was more concerned with any repercussions that might happen for his other friend, Mr. Barajas." Defendant again asserts that the prosecutor deliberately elicited inadmissible speculation and innuendo that defendant would retaliate against his accusers. Again, we disagree. Evidence that a witness's hesitancy to identify a defendant is based on fear not uncertainty is admissible. (People v. Sanchez, supra, 58 Cal.App.4th at pp. 1449-1450.) IV. Ineffective Assistance of Counsel* Defendant contends his defense counsel was ineffective in failing to move for a mistrial after Rodriguez's comment about who probably killed Lopez. * See footnote, ante, page 1. 14 At the outset of trial the court informed the jury that Lopez had died and that "his passing had absolutely nothing to do with this case." During defense counsel's cross- examination of Barajas, the following colloquy occurred: "[Defense Counsel]: Mr. Barajas, you don't really care much about the oath you took when you raised your right hand today and swore to tell the truth? You don't really care much about that oath at all, do you? "[Barajas]: Is this where I'm supposed to answer yes or no? "The Court: Yes, you are supposed to answer yes or no to that. And you can explain your answer if you like. "[Barajas]: Sure, I care about it, yeah. "[Defense Counsel]: So the truth is then the person that was with you was not [defendant]; isn't that true? "[Barajas]: He was there with me. Like I said, he ain't the one that did nothing. Know what I mean? "[Defense Counsel]: Pardon me? "[Barajas]: He ain't did nothing. The one probably killed him is probably the same one that shot him. The same one that shot him is probably the one that killed him. You know what I mean?" Defendant argues that Barajas's statement about how Lopez died was not responsive to the defense counsel's question, and was irrelevant and speculative. Defendant asserts the comment was prejudicial because it could have led the jury to believe that defendant killed Lopez after the preliminary hearing in retaliation for Lopez's preliminary hearing testimony. Defendant argues that his defense counsel was ineffective in failing to move to strike Barajas's statement or request a mistrial. We conclude that defense counsel could have had a tactical reason for failing to move to strike Barajas's comment. Immediately prior to the challenged comment Barajas testified that although defendant was at the shooting scene, he did not shoot Lopez. Together with the challenged comment, Barajas's testimony suggested that defendant did 15 not shoot Lopez, and whoever did shoot Lopez, later killed him. No incompetence of counsel is demonstrated. V. CALJIC No. 3.18* Defendant contends that there is evidence suggesting that Barajas was an accomplice and therefore, the court erred in failing to instruct sua sponte pursuant to CALJIC No. 3.185 that the testimony of an accomplice is to be viewed with care and caution. This instruction must be given sua sponte "whenever an accomplice, or a witness who might be determined by the jury to be an accomplice, testifies," regardless of who produced that witness. (People v. Guiuan (1998) 18 Cal.4th 558, 569.) The reason behind the rule requiring such a cautionary instruction is that an accomplice is often motivated to promote his or her self-interest by inculpating the defendant. (Id. at p. 568.) Whether a person is an accomplice is a question of fact for the jury unless the facts and inferences therefrom are undisputed. (People v. Fauber (1992) 2 Cal.4th 792, 834.) Defendant argues that the jury could have viewed Barajas as an accomplice based on evidence that Barajas was having an affair with Tauriac (Lopez's girlfriend), he was with defendant at the time of the shooting, and he left the scene with defendant. Defendant also notes that Barajas testified that his parole was violated and revoked as a result of the "events that occurred" on the night of the shooting. We agree that the trial court erred in failing to instruct the jury with CALJIC No. 3.18. However, we conclude that the other instructions given--including "[a] witness, who is willfully false in one material part of his or her testimony, is to be distrusted in other" (CALJIC No. 2.21.2), and the instructions on a witness's credibility (CALJIC No. 2.20)--were sufficient to inform the jury that they should view Barajas's testimony with * See footnote, ante, page 1. 5 CALJIC No. 3.18 (1999 rev.) (6th ed. 1996) provides: "To the extent that an accomplice gives testimony that tends to incriminate [the] [a] defendant, it should be viewed with caution. This does not mean, however, that you may arbitrarily disregard that testimony. You should give that testimony the weight you think it deserves after examining it with care and caution and in the light of all the evidence in this case." 16 caution. (See People v. Lewis (2001) 26 Cal.4th 334, 371.) In addition, defendant did not contend that Barajas helped him commit the assault. Instead, defendant argued that Rodriguez was the shooter and that Rodriguez, Barajas and Tauriac "decided to sacrifice [defendant] for what . . . Rodriguez had done in protecting his friend who was upstairs in bed with [defendant's] girlfriend." Thus we conclude there was no reasonable probability that defendant would have achieved a better result if CALJIC No. 3.18 had been given. (People v. Watson (1956) 46 Cal.2d 818, 836.) VI. CALJIC No. 17.41.1* Defendant contends the trial court erred in instructing the jury with CALJIC No. 17.41.1 which provided: "The integrity of a trial requires that jurors, at all times during their deliberations, conduct themselves as required by these instructions. Accordingly, should it occur that any juror refuses to deliberate or expresses an intention to disregard the law or to decide the case based on penalty or punishment, or any other improper basis, it is the obligation of the other jurors to immediately advise the Court of the situation." He argues the instruction violated his Sixth and Fourteenth Amendment rights to a unanimous jury. Recently, in People v. Engelman (2002) 28 Cal.4th 436, 439-440, the Supreme Court considered the propriety of CALJIC No. 17.41.1 and rejected challenges based on federal and state constitutional grounds. We are bound under principles of stare decisis by the holding in Engelman rejecting the contention that CALJIC No. 17.41.1 constitutes a violation of state and federal constitutional rights. (Auto Equity Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450, 455.) Consequently, we reject defendant's identical contention in this case. VII. Presentence Credits in Case 1 Defendant contends the presentence credits awarded him on case 1 should not have been subjected to Penal Code6 section 2933.1, which limits presentence conduct * See footnote, ante, page 1. 6 All undesignated section references are to the Penal Code. 17 credits to 15 percent of actual time served for persons convicted of the violent offenses enumerated in section 667.5.7 The facts regarding defendant's sentencing are summarized as follows: In October 1998, defendant pled no contest in case 1 to unlawful possession of a firearm. In November 1998, the complaint was filed in case 2 charging defendant with unlawful sexual intercourse. In December 1998, defendant pled no contest to the case 2 charge, and was granted three years probation in cases 1 and 2, conditioned on his service of six months in county jail on case 1, and 90 days in county jail on case 2. In July 2000, defendant's probation in cases 1 and 2 was summarily revoked and he was released on his own recognizance. In August 2000, defendant was released on bail following his arrest in case 3. In September 2000, a bench warrant issued due to defendant's failure to appear, and his own recognizance was revoked and bail was forfeited. In November 2000, defendant was returned to custody and the complaint in case 3 was amended to add a charge of failure to appear while on bail on the assault charge (§ 1320.5). In February 2001, defendant's probation in cases 1 and 2 was formally revoked following his conviction by jury trial in case 3 of the failure to appear while on bail charge. In October 2001, following his assault conviction in case 3, defendant was sentenced on all three cases to 24 years in state prison as follows: The court designated the assault conviction in case 3 as the principal term for which it imposed the upper nine- year term plus a consecutive 13-year term for the firearm and great bodily injury enhancements. The court also imposed consecutive, subordinate eight-month terms (one- third the midterm) for the unlawful firearm possession conviction in case 1, the unlawful sexual intercourse conviction in case 2, and the failure to appear conviction in case 3. In calculating defendant's presentence credits in case 1, the court noted that defendant was in jail in case 1 from October 17, 1998 to March 4, 1999. Applying the 15 7 Defendant's failure to raise this issue below does not constitute a waiver on appeal. (People v. Aguirre (1997) 56 Cal.App.4th 1135, 1139.) 18 percent limitation of section 2933.1, subdivision (c), the court awarded defendant 159 days of presentence custody credit, consisting of 139 actual days, and 20 conduct days.8 The defendant argues he was entitled to additional credits on case 1 under section 4019. Pursuant to that section, persons detained in local custody prior to the imposition of sentence may be eligible for conduct credits of up to two additional days for every four days of actual custody. (§ 4019, subds. (a)(1), (b), (c), (e) & (f); People v. Buckhalter (2001) 26 Cal.4th 20, 30.) If correct, the defendant would be entitled to an additional credit of 68 days. Section 2933.1, subdivision (c), however, limits presentence conduct credits awarded under section 4019 to no more than 15 percent of the actual period of confinement.9 (Buckhalter, at p. 31.) This credit limitation applies to any person who suffers a current conviction of a violent felony offense listed in section 667.5. (See People v. Thomas (1999) 21 Cal.4th 1122, 1129 [three strikes prisoner is subject to presentence credit limitations of section 2933.1, subdivision (c) only if his or her current conviction is for a section 667.5 violent felony].)10 The case 3 assault of which defendant was convicted in 2001 is an enumerated violent felony,11 and defendant does not dispute that the 15 percent limitation of section 8 Defendant was also awarded presentence credit in case 3 pursuant to the 15 percent limitation of section 2933.1, subdivision (c). No presentence credit was awarded in case 2. 9 Section 2933.1 provides, in part: "(a) Notwithstanding any other law, any person who is convicted of a felony offense listed in Section 667.5 shall accrue no more than 15 percent of worktime credit, as defined in Section 2933. [¶] . . . [¶] (c) Notwithstanding Section 4019 or any other provision of law, the maximum credit that may be earned against a period of confinement in, or commitment to, a county jail, industrial farm, or road camp, or a city jail, industrial farm or road camp, following arrest and prior to placement in the custody of the Director of Corrections, shall not exceed 15 percent of the actual period of confinement for any person specified in subdivision (a)." 10 Both subdivision (a) and subdivision (b) of section 2933.1 are directed at the same target group: "any person who is convicted of a felony offense listed in Section 667.5." Thus cases defining that term are useful in interpreting the breadth of both provisions. 11 Section 667.5, subdivision (c)(8) provides that "violent felony" includes "[a]ny felony in which the defendant inflicts great bodily injury . . . which has been charged and proved 19 2933.1, subdivision (c) was properly applied in calculating presentence credits for that offense. Defendant argues, however, that because he did not commit the violent felony until more than a year after he served the presentence jail time on the nonviolent felony, the 15 percent limitation should not apply retroactively to the presentence credits accrued on the nonviolent felony. Section 2933.1, subdivision (c) does not specifically address the issue of first impression raised here: whether the 15 percent limitation on presentence conduct credits applies to a consecutive sentence imposed for a nonviolent felony, charged and proven in a separate case, when the presentence custody upon which this credit is based occurred before the commission of the current violent felony. As we shall explain, we believe that section 2933.1, subdivision (c) limits presentence conduct credits for nonviolent crimes whenever the defendant has suffered a current conviction for a violent felony and the sentences for the two offenses are run consecutively, without regard to the timing of each conviction.12 Even if, as here, the offenses were charged and proved in separate cases and the conviction for the nonviolent crime predated the current conviction for the violent offense, the statutory limitation on conduct credits governs. The language of section 2933.1, subdivision (c) evidences an intent to limit the presentence credits that can be received by "specified felons." (People v. Cooper (2002) 27 Cal.4th 38, 43; People v. Buckhalter, supra, 26 Cal.4th at p. 37, fn. 7; People v. Aguirre, supra, 56 Cal.App.4th at pp. 1138-1141.) As the court noted in People v. Ramos (1996) 50 Cal.App.4th 810, 817, section 2933.1 applies "to the offender not to the offense." In Ramos, the defendant was convicted of numerous offenses including robbery, a violent offense under section 667.5, and possession of a controlled substance, which is not. He was sentenced to 22 years in prison, including a consecutive eight- as provided in Section 12022.7 . . . , or any felony in which the defendant uses a firearm which use has been charged and proved as provided in Section 12022.5 . . . ." 12 We do not address the question of the effect of section 2933.1 on a situation in which the sentence for the nonviolent offense is run concurrently with the sentence for the violent offense. 20 month term for the drug offense, and the trial court applied the 15 percent limitation to the entire 22-year sentence. (Id. at p. 814-817.) The Court of Appeal rejected the defendant's contention that his credits for the consecutive sentence on the drug possession count should be calculated under section 4019, not section 2933.1, because it was not a violent felony under section 667.5. Focusing on the language of section 2933.1, subdivision (c), the court concluded that section 2933.1 applies " `[n]otwithstanding Section 4019 or any other provision of the law' " and "limits to 15 percent the maximum number of conduct credits available to `any person who is convicted of a felony offense listed in Section 667.5.' That is, by its terms, section 2933.1 applies to the offender not to the offense and so limits a violent felon's conduct credits irrespective of whether or not all his or her offenses come within section 667.5." (Ramos, at p. 817.) Ramos noted that the Legislature could have limited the 15 percent rule to a defendant's violent felonies if that had been their intention. (Id. at p. 817.) We agree with both the reasoning and conclusion of Ramos. In Ramos, the defendant was convicted of violent and nonviolent felonies in the same proceeding.13 Though in our case the violent and nonviolent felony convictions were not brought and tried in the same proceeding, we do not believe this requires a different result so long as the current charge is for a violent felony. Under the determinate sentence law, the rules governing the imposition of a consecutive sentence explicitly reject such a distinction. "[W]hen a defendant is sentenced consecutively for multiple convictions, whether in the same proceeding or in different proceedings the judgment or aggregate determinate term is to be viewed as interlocking pieces consisting of a principal term and one or more subordinate terms. (§ 1170.1, subd. (a).)" (People v. Begnaud (1991) 235 Cal.App.3d 1548, 1552.) In fact, California Rules of Court, rule 4.452 states: "If a determinate sentence is imposed pursuant to section 1170.1(a) consecutive to one or more determinate sentences imposed previously . . . : [¶] (1) The 13 People v. Duran (1998) 67 Cal.App.4th 267 and People v. Palacios (1997) 56 Cal.App.4th 252 followed Ramos in applying the 15 percent credit limitation to nonviolent and violent felony offenses brought and tried in the same case. 21 sentences on all determinately sentenced counts . . . shall be combined as though they were all counts in the current case."14 (Italics added.) Further, when a defendant is sentenced consecutively for multiple convictions occurring in different proceedings, the second court designates the longest term as the principal term, and any other consecutive term is considered a subordinate term, for which the sentence can be no more than one-third the midterm for the offense. (People v. Begnaud, supra, 235 Cal.App.3d at p. 1552; § 1170.1, subd. (a).) While imposing the current, consecutive sentence, the second court is empowered to modify a sentence previously imposed by a different court and make it subordinate to the later-imposed term. (People v. Bozeman (1984) 152 Cal.App.3d 504, 507.) Thus, section 1170.1 provides an exception to the general rule that a sentence lawfully imposed cannot be modified once a defendant is committed and execution of his or her sentence has begun. (Begnaud, at p. 1552.) Without the exception, " `sentencing courts would be unable to impose full terms under sections 669 and 1170 for serious crimes when those crimes are committed by defendants who have been previously convicted and sentenced for less serious offenses.' " (Begnaud, at pp. 1152-1153, quoting Bozeman, at p. 507.) The same approach should govern here. In determining the appropriate conduct credits to award as part of a consecutive sentence, the second court is entitled to recalculate the conduct credits previously awarded on an earlier conviction. Further, it must base that recalculation on the rules applicable to the current, consecutive term. Even if a subordinate term is imposed for a nonviolent felony conviction occurring before 14 California Rules of Court, rule 4.452 (former rule 452) provides, in part: "If a determinate sentence is imposed pursuant to section 1170.1(a) consecutive to one or more determinate sentences imposed previously in the same court or in other courts, the court in the current case shall pronounce a single aggregate term, as defined in section 1170.1(a), stating the result of combining the previous and current sentences. In those situations: [¶] (1) The sentences on all determinately sentenced counts in all of the cases on which a sentence was or is being imposed shall be combined as though they were all counts in the current case. [¶] (2) The judge in the current case shall make a new determination of which count, in the combined cases represents the principal term, as defined in section 1170.1(a)." 22 the current offense, if the current offense triggers the credit limitations of section 2933.1, those limitations apply to every offense in the aggregate term. No injustice results from this. Had the defendant's probation in case 1 been revoked for noncriminal misconduct, the defendant could have received a sentence in case 1 of three years, reduced by 68 conduct credits. Because his probation was revoked for a new offense, for which he received a consecutive sentence, the determinate sentence law limited both the length of his term and the number of conduct credits he received. The length of the subordinate term, however, was lowered far more (from three years to eight months) than the 48-day reduction in credits. Section 2933.1 was enacted " `[i]n order to protect the public from dangerous repeat offenders who otherwise would be released . . . .' " (People v. Ramos, supra, 50 Cal.App.4th at p. 817, quoting Stats. 1994, ch. 713, § 2, p. 3448.) That a defendant, currently convicted of a violent felony, was not a violent felon at the time he served his or her presentence custody on the nonviolent offense is irrelevant. It is the current violent felony conviction which triggers application of the 15 percent limitation of section 2933.1, subdivision (c), and the aggregate sentencing on his violent and nonviolent felonies permits the 15 percent limitation to apply to both offenses. DISPOSITION The judgment is affirmed. SIMONS, J. We concur. JONES, P.J. GEMELLO, J. 23 Superior Court of the County of Sonoma, Nos. FCR185360, FC47622, FC47988, Harry S. Kinnicutt, Judge. Maureen L. Fox under appointment by the Court of Appeal for Appellant and Defendant. Bill Lockyer, Attorney General; Robert R. Anderson, Chief Assistant Attorney General; Ronald A. Bass, Senior Assistant Attorney General; Stan M. Helfman and Christopher J. Wei, Deputy Attorneys General, for Plaintiff and Respondent. 24 |
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