ROMINGER LEGAL
California Case Law & California Court Opinions - California Law
Need Legal Help?
LEGAL RESEARCH CENTER
LEGAL HEADLINES - CASE LAW - LEGAL FORMS
NOT FINDING WHAT YOU NEED? -CLICK HERE
This court case was taken from the California Court's web site. Search our site for more cases - CLICK HERE

LEGAL RESEARCH
COURT REPORTERS
PRIVATE INVESTIGATORS
PROCESS SERVERS
DOCUMENT RETRIEVERS
EXPERT WITNESSES

 

Find a Private Investigator

Find an Expert Witness

Find a Process Server

Case Law - save on Lexis / WestLaw.

 
Web Rominger Legal

Legal News - Legal Headlines

 

Filed 11/08/04 P. v. Soria CA1/2
Opinion following rehearing
NOT TO BE PUBLISHED IN OFFICIAL REPORTS

California Rules of Court, rule 977(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 977(b). This opinion has not been certified for publication or
ordered published for purposes of rule 977.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIRST APPELLATE DISTRICT

DIVISION TWO


THE PEOPLE,


Plaintiff and Respondent,

A101084
v.

ISREAL SORIA,
(Del Norte County
Super. Ct. No. 02-9542)

Defendant and Appellant.



Isreal Soria (appellant) was convicted, after a jury trial, of first degree robbery,
assault with a deadly weapon, and attempting to dissuade a witness. On appeal, he
contends (1) the trial court erred when it sentenced him to the full midterm consecutive
term on the dissuading a witness count, (2) the abstract of judgment must be corrected
because it does not reflect the oral pronouncement of judgment, and (3) defense counsel
rendered ineffective assistance by failing to request a modification of CALJIC No. 2.92
to reflect the fact that the victim originally misidentified his attacker. We have granted
appellant's petition for rehearing to address his claim that the trial court violated his
constitutional rights under the recent United States Supreme Court case of Blakely v.
Washington (2004) ___ U.S. ___ [124 S.Ct. 2531] (Blakely), by sentencing him to
aggravated and consecutive terms based on factors not found by a jury beyond a
reasonable doubt. We agree with appellant that the abstract of judgment does not reflect
the trial court's oral pronouncement of judgment. We further conclude that two of the
three factors the court used to impose aggravated terms were invalid and that, therefore,
the matter must be remanded for resentencing. We shall otherwise affirm the judgment.

1

PROCEDURAL BACKGROUND

Appellant was charged by information with one count each of first degree robbery
(Pen. Code, § 212.5, subd. (a)),1 assault with a deadly weapon (§ 245, subd. (a)(1)), and
attempting to dissuade a witness (§ 136.1, subd. (b)(1)). The information also alleged
that appellant committed robbery by using a deadly weapon (§ 12022, subd. (b)(1)), and
that he committed the offenses while released on bail (§ 12022.1).

On November 6, 2002, a jury convicted appellant on all counts and found the
deadly weapon allegation to be true. The court then found, in a bifurcated proceeding,
the allegation that appellant committed the crimes while on bail to be true.

On December 6, 2002, the court struck the enhancement for committing an offense
while released on bail and sentenced appellant to the upper term of six years on the
robbery count, the upper term of four years (concurrent) on the assault with a deadly
weapon count, the midterm of two years (full consecutive) on the dissuading a witness
count, and one year (consecutive) on the deadly weapon allegation, for a total term of
nine years in prison.

Appellant filed a timely notice of appeal on December 6, 2002.
FACTUAL BACKGROUND
Prosecution Case

Steven Greer had known appellant for a few years through Greer's good friend,
Danny Munoz. Appellant, who was Munoz's nephew, was sometimes at Munoz's house
in Crescent City when Greer visited Munoz. Appellant had been arrested on May 14,
2002 on "weapons charges." Greer had an organic brain disorder and a history of
abusing inhalants.

In late June 2002, Munoz went to Fresno. Munoz gave Greer permission to be in
his backyard while he was away. On June 25, 2002, at about 6:30 p.m., Greer went to
Munoz's backyard, where he drank some beer and smoked a bowl of marijuana. At some
point, Greer heard music coming from the garage. He knocked on the garage door and


1 All further statutory references are to the Penal Code unless otherwise indicated.

2

appellant let him into the garage. They listened to music and Greer asked appellant about
getting him some marijuana. Appellant said he could get some "killer stuff" and asked
Greer how much money he had. Greer told appellant he had $20, and appellant went to
make a phone call.

Appellant returned to the garage a few minutes later, started asking Greer why he
had come to the house, and stabbed him twice in the back with a leather-punching tool.2
Greer ran to the kitchen door, but appellant caught him and stabbed him again. Appellant
then said, " `You better not tell anybody. Oh, and give me that $20 you got too, man. If
you tell anybody I'll find you and I'll get you . . . again.' " Greer gave appellant the $20,
and went back to the motel where he was staying.

Motel employees called the police, and Crescent City Police Officers Thomas
Burke and Ryan Wakefield arrived almost immediately. Greer told the officers his
attacker was named "Indio," that the police had recently arrested the attacker on weapons
charges, and that the attacker was Danny Munoz's nephew. Officer Wakefield then
asked, " `[a]re you sure you don't mean Isreal instead of Indio?' " and Greer "blurted out,
`Yeah, that's right, Isreal Soria.' " At trial, Greer explained that he had met appellant a
few years before, shortly after meeting Indio, and had "got the names mixed up before
and it was just like--characterization-type thing or something. . . . [¶] . . . [¶] Word
association or something, you know."

Greer was then taken to the hospital by ambulance and the police went to Munoz's
house. Appellant's aunt, Susana Tapia, was there. She told the officers that appellant
was not at the house, but had been there 45 minutes to an hour earlier. She said appellant
was housesitting there for his family. At trial, Tapia claimed she had told the police
appellant had been at the house to try to protect him, but it was a lie.

Doctor Sandra Saunders, who treated Greer at the hospital, testified that Greer had
suffered two stab wounds to his back and one stab wound to his chest. He was
"clinically" sober at the time, in that his behavior was that of a sober person. While


2 At the time of the incident, Greer thought the tool was a screwdriver.

3

Greer was in the hospital, Officer Wakefield showed him a photo lineup containing
appellant's picture. Greer immediately identified appellant as his attacker.

Officer Wakefield testified that, on the day of the incident, he had seen appellant
in the area shortly after 6:00 p.m. Wakefield was familiar with appellant from several
other contacts, and had run a local warrants check on him. Wakefield remembered that
this occurred on June 25, because he recalled thinking "that there would be trouble later."
He also remembered the date because of the fact that the stabbing and robbery involving
appellant happened that same day.
Defense Case

Danny Munoz testified that when he talked about his attacker, Steven Greer
repeatedly used the name "Indio." Indio was the nickname of Hoppow Norris, who looks
a lot like appellant. Munoz did not know where Indio was and had not seen him for a
couple of years.

Appellant's friend, Freddy Bish, testified that on June 22, 2002, appellant called
him and asked Bish if he could drive to Crescent City and pick him up. Bish, who lived
near Redding, picked up appellant that night and drove him back to Bish's home, where
appellant stayed for two or three days.

Appellant's mother, Rachael Luna, and friend, Leslie Lockhart, picked up
appellant from Bish's house and drove to the town of Burney. According to both Luna
and Lockhart, however, they did not pick him up until June 28, 2002. Lockhart
remembered the date because she had to wait until Friday, June 28, after work to leave,
due to her job as a teacher's assistant. Appellant, Luna, and Lockhart then went to the
town of Burney, where they stayed for a couple of days, and attended a barbecue at the
apartment of appellant's stepsister, Belinda Wells. Wells testified that she first saw
appellant sometime between June 24 and June 26, 2002. Wells's neighbor, Melody
Turner, testified that she saw appellant at their apartment complex in Burney two or three
days before June 26, 2002.

4

DISCUSSION
I.

Appellant contends the trial court erred when it found that section 1170.15
mandated a full consecutive sentence on the dissuading a witness count (§ 136.1,
subd. (b)(1)). Respondent concedes that "it appears that the court did not appreciate its
discretion to sentence appellant to a concurrent term for the witness dissuasion, and we
join appellant's request for a new sentencing hearing."

Early in the sentencing hearing, the trial court stated: "Well, I'll say that I am
considering running [count three--dissuading a witness] concurrent if I have that
discretion because I feel it really is part and parcel of the robbery as part of that same
conversation . . . , [and] whether that should be treated as a separate consecutive felony
when it's really part of the same robbery, I question that." The prosecutor then argued,
referring repeatedly to an unpublished case from this District, that a full consecutive term
was mandatory under both section 1170.153 and section 12022.1.4

The court ultimately found that it was required to impose a full two-year
consecutive term for the witness dissuasion count, and therefore sentenced appellant to
the full midterm of two years on that count. The court struck the two-year section


3 Section 1170.15 provides in relevant part: "Notwithstanding subdivision (a) of
Section 1170.1 which provides for the imposition of a subordinate term for a consecutive
offense of one-third of the middle term of imprisonment, if a person is convicted of a
felony, and of an additional felony that is a violation of Section 136.1 or 137 and that was
committed against the victim of . . . the first felony, . . . the subordinate term for each
consecutive offense that is a felony described in this section shall consist of the full
middle term of imprisonment for the felony for which a consecutive term of imprisonment
is imposed, and shall include the full term prescribed for any enhancements imposed for
being armed with or using a dangerous or deadly weapon or a firearm, or for inflicting
great bodily injury." (Italics added.)

4 Section 12022.1, subdivision (b), provides: "Any person arrested for a secondary
offense which was alleged to have been committed while that person was released from
custody on a primary offense shall be subject to a penalty enhancement of an additional
two years in state prison which shall be served consecutive to any other term imposed by
the court." (Italics added.)

5

12022.1 enhancement for committing an offense while on bail instead, explaining that it
had believed the aggregate term recommended by the probation department "yielded an
appropriate sentence for the defendant expecting that I was going to be able to run [the
dissuading a witness count] concurrently. If I cannot, then the idea that it's appropriate
has to be rethought." From the trial court's comments, it is plain the court believed that a
consecutive term both on the witness dissuasion count and the section 12022.1
enhancement was too severe a punishment for appellant's crimes, and that it therefore
struck the two-year enhancement to achieve the result it thought just.

In light of the court's clear explanation of its reasoning, it is apparent that even if
we were to agree with appellant's contention that the court erroneously failed to exercise
its discretion to impose a concurrent term on the witness dissuasion count, the record
from the sentencing hearing shows it is highly improbable that a remand would result in a
lower overall term of imprisonment. (See People v. Coelho (2001) 89 Cal.App.4th 861,
888-890 [in case where trial court misunderstood scope of its discretion, "we nevertheless
consider a remand here to be an idle and unnecessary, if not pointless, judicial
exercise"].)5 Since we conclude that, in this case, a remand would be "an idle and
unnecessary" act, it is unnecessary to address the merits of appellant's contention.
II.

Appellant contends the abstract of judgment must be corrected because it does not
reflect the trial court's oral pronouncement of guilt. We agree.

At the sentencing hearing, the trial court sentenced appellant as follows: count
one--the upper term of six years; count two--the upper term of four years, to run
concurrent to count one; count three--the midterm of two years, to run consecutive to
count one; section 12022, subdivision (b)(1) enhancement--one year, consecutive to
count one, for a total of nine years in prison. In the abstract of judgment, the clerk
appears to have included the four-year concurrent term on count two and ignored the one-


5 At our request, the parties submitted supplemental briefing regarding whether
remand would be an idle judicial act.

6

year enhancement to arrive at an erroneous term of 12 years. Although not mentioned by
appellant, we also observe that the abstract of judgment erroneously states that appellant
was sentenced to the upper term on count three, when in fact he was sentenced to the
middle term.

"Courts may correct clerical errors at any time, and appellate courts (including this
one) that have properly assumed jurisdiction of cases have ordered correction of abstracts
of judgment that did not accurately reflect the oral judgments of sentencing courts.
[Citations.]" (People v. Mitchell (2001) 26 Cal.4th 181, 185.) Here, we normally would
order that the abstract of judgment be corrected to reflect the court's oral judgment of
nine years in prison and the midterm on count three. However, because we find, as
discussed in part IV.A of this opinion, that the matter must be remanded for resentencing,
a new and correct abstract of judgment will presumably replace the present one.
III.

Appellant contends defense counsel rendered ineffective assistance by failing to
request a modification to CALJIC No. 2.92 to reflect the fact that the victim, Steven
Greer, had originally misidentified his attacker.

Our Supreme Court has explained that "CALJIC No. 2.92[6] or a comparable
instruction should be given when requested in a case in which identification is a crucial


6 CALJIC No. 2.92 provides: "Eyewitness testimony has been received in this trial
for the purpose of identifying the defendant as the perpetrator of the crime[s] charged. In
determining the weight to be given eyewitness identification testimony, you should
consider the believability of the eyewitness as well as other factors which bear upon the
accuracy of the witness' identification of the defendant, including, but not limited to, any
of the following:

"[The opportunity of the witness to observe the alleged criminal act and the
perpetrator of the act;]

"[The stress, if any, to which the witness was subjected at the time of the
observation;]

"[The witness' ability, following the observation, to provide a description of the
perpetrator of the act;]

"[The extent to which the defendant either fits or does not fit the description of the
perpetrator previously given by the witness;]

7

issue and there is no substantial corroborative evidence." (People v. Wright (1988)
45 Cal.3d 1126, 1144.) Although this instruction will usually provide sufficient guidance
on eyewitness identification factors, a defendant may also be entitled to a special
instruction on eyewitness identification in some circumstances. (Id. at p. 1141.) In
People v. Wright, the Supreme Court found that the trial court erred in refusing to give
the defendant's instruction telling the jury that, in evaluating the identification testimony
of a witness, it should consider "[a]ny occasions on which the witness failed to make an
identification of the defendant or made an identification inconsistent with his or her
identification at trial." (Id. at p. 1139, fn. 9.)

The court, nonetheless, found the error harmless in that it was not reasonably
probable that, had the requested instruction been given, the jury would have reached a
verdict more favorable to defendant. The court based its holding on "(a) the overall
strength of the evidence; (b) the fact that factors relating to the reliability of the
eyewitness identifications were brought to the jury's attention by (i) cross-examination,
(ii) opening and closing arguments of counsel, and (iii) the jury instructions given; and
(c) the absence of any indication that the jury was uncertain or confused." (People v.
Wright, supra, 45 Cal.3d at pp. 1144-1145, fn. omitted.)


"[The cross-racial [or ethnic] nature of the identification;]

"[The witness' capacity to make an identification;]

"[Evidence relating to the witness' ability to identify other alleged perpetrators of
the criminal act;]

"[Whether the witness was able to identify the alleged perpetrator in a
photographic or physical lineup;]

"[The period of time between the alleged criminal act and the witness'
identification;]

"[Whether the witness had prior contacts with the alleged perpetrator;]

"[The extent to which the witness is either certain or uncertain of the
identification;]

"[Whether the witness' identification is in fact the product of [his] [her] own
recollection;]
"[_____________________________________________________;] and

"Any other evidence relating to the witness' ability to make an identification."

8


To prove ineffective assistance of counsel, a defendant must show that "counsel's
representation fell below an objective standard of reasonableness . . . [¶] . . . under
prevailing professional norms." (Strickland v. Washington (1984) 466 U.S. 668, 688.) In
addition, the defendant must affirmatively establish prejudice by showing "that there is a
reasonable probability that, but for counsel's unprofessional errors, the result of the
proceeding would have been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome." (Id. at p. 694.) "If it is easier to
dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice, . . . that
course should be followed." (Id. at p. 697.)

In the present case, we need not decide whether appellant's counsel's
representation was deficient because we find that appellant was not prejudiced by
counsel's failure to request the modification to CALJIC No. 2.92. (See Strickland v.
Washington, supra, 466 U.S. at pp. 694, 697.) That is because the factor regarding
misidentification that appellant argues counsel should have requested the court to add to
CALJIC No. 2.92 was "put before the jury at trial by means of several vehicles,"
including witness testimony, counsel's arguments, and the instructions the court gave.
(People v. Wright, supra, 45 Cal.3d at p. 1146; accord, People v. Earp (1999) 20 Cal.4th
826, 887.)

The jury plainly understood that Greer's identification of appellant was an
important issue in the case. Greer and Officers Burke and Wakefield testified to the fact
that Greer initially said that "Indio" had attacked him. Munoz also testified for the
defense that Greer repeatedly used the name "Indio" when discussing his attacker. In
addition, in his closing argument, defense counsel argued that even some weeks ago
Greer still had been saying that it was "Indio" who had attacked him. Counsel also
reminded the jury of CALJIC No. 2.91, which places the burden on the prosecution to
prove beyond a reasonable doubt that appellant is the person who committed the crime.
(See People v. Wright, supra, 45 Cal.3d at p. 1148.)

Moreover, the court gave several instructions relevant to eyewitness identification.
First, the jury was instructed, pursuant to CALJIC No. 2.92, that, inter alia, "[i]n

9

determining the weight to be given eyewitness identification testimony, you should
consider . . . factors which bear upon the accuracy of the witness's identification of the
defendant, including, but not limited to, any of the following: . . . The extent to which the
witness is either certain or uncertain of the identification . . . , and any other evidence
relating to the witness's ability to make an identification." The jury also was instructed
with respect to weighing the credibility of witnesses (CALJIC No. 2.20), weighing
conflicting testimony (CALJIC No. 2.22), and the prosecution's burden to prove identity
beyond a reasonable doubt (CALJIC No. 2.91).

As the court explained in People v. Wright, supra, 45 Cal.3d at pp. 1149-1150:
"Although the giving of the general instructions may not alone preclude reversal for
failure to give a specific eyewitness factor instruction [citation], their use is relevant, in
combination with counsel's arguments and cross-examination, to a determination of
whether the error was prejudicial." (See also People v. Sanchez (1990) 221 Cal.App.3d
74, 77 [" `[It] was unmistakable to the jury that defendant was challenging the reliability
of [the] identification, and these instructions were sufficient to inform them that the
prosecution had the burden of proof on that issue and that defendant should be acquitted
if they had a reasonable doubt on that matter.' [Citation.]".)

In addition, the overall evidence against appellant was quite strong. Importantly,
while Greer first called his attacker "Indio," he simultaneously described him as Munoz's
nephew--which appellant was and Indio was not--and said he recently had been arrested
on weapons charges--which appellant had been. Then, when an officer asked if he
meant "Isreal," Greer immediately affirmed and gave appellant's full name. Greer also
explained that he had misspoken when he said "Indio," and that he had always meant
appellant. He also identified appellant positively and without hesitation in a
photographic lineup shortly after the incident.

Officer Wakefield testified that he had seen appellant, with whom he was familiar,
in the area approximately an hour before the incident. Munoz testified that he had not
seen Indio in some two years, which made it highly unlikely that Indio would be hanging
out in Munoz's garage at the time of the incident. Although she later claimed to have

10

been lying on the evening of the incident, appellant's aunt, Susana Tapia, told
investigating officers that appellant was housesitting for Munoz and had been at the
house until a short while earlier.

Finally, appellant's alibi evidence was not strong in that it was provided by close
relatives and friends whose testimony regarding dates was inexact and sometimes
conflicting. (See People v. Wright, supra, 45 Cal.3d at p. 1145.)

Appellant argues that this was a close case as demonstrated by (1) the length of
deliberations (four hours twenty minutes, after three and one-half hours of testimony)
(see People v. Woodard (1979) 23 Cal.3d 329, 341-342), (2) the fact that the jury
requested a readback of Officer Wakefield's testimony (see People v. Day (1992)
2 Cal.App.4th 405, 420), and (3) the fact that the jury requested clarification of the jury
instructions regarding robbery. (See ibid.) In the circumstances of this case, we believe
the factors discussed by appellant merely show that the jurors were conscientious, that
they took their role seriously, and that they carefully reviewed the evidence and
instructions before returning a verdict.

In light of the testimony presented, counsel's arguments, and the instructions the
court gave at trial, as well as the strong evidence of appellant's guilt (see People v.
Wright, supra, 45 Cal.3d at p. 1146; People v. Earp, supra, 20 Cal.4th at p. 887), we
conclude that it is not reasonably probable the result would have been different had
defense counsel requested that CALJIC No. 2.92 be modified to reflect the fact that the
victim initially identified his assailant as "Indio." (See Strickland v. Washington, supra,
466 U.S. at p. 694.)
IV.
Sentencing Claims Under Blakely v. Washington

We granted appellant's petition for rehearing to address his claim that the trial
court violated his constitutional rights under the recent United States Supreme Court case
of Blakely, supra, 124 S.Ct. 2531, by sentencing him to aggravated and consecutive terms
based on factors not found by a jury beyond a reasonable doubt.

11


We recently considered the application of Blakely to the California determinate
sentencing scheme in People v. Butler (2004) 122 Cal.App.4th 910 (Butler). We
explained: "In Blakely, the [United States] Supreme Court held that a Washington State
court denied a criminal defendant his constitutional right to a jury trial by increasing the
defendant's sentence for second-degree kidnapping from the `standard range' of 49 to
53 months to 90 months based on the trial court's finding that the defendant acted with
`deliberate cruelty.' (Blakely, supra, 124 S.Ct. at p. 2537.) The Blakely court found that
the state court violated the rule previously announced in Apprendi v. New Jersey (2000)
530 U.S. 466, 490 (Apprendi) that, ` "[o]ther than the fact of a prior conviction, any fact
that increases the penalty for a crime beyond the prescribed statutory maximum must be
submitted to a jury, and proved beyond a reasonable doubt." ' (Blakely, supra, 124 S.Ct.
at p. 2536.)" (Butler, at p. 917.)

"Under California's determinate sentencing law, the maximum sentence a judge
may impose for a conviction without making any additional findings is the middle term.
Penal Code section 1170, subdivision (b), states that `the court shall order imposition of
the middle term, unless there are circumstances in aggravation or mitigation of the
crime.' Furthermore, [Cal. Rules of Court,7] rule 4.420(b), states that `[s]election of the
upper term is justified only if, after a consideration of all the relevant facts, the
circumstances in aggravation outweigh the circumstances in mitigation.' " (Butler,
supra, 122 Cal.App.4th at pp. 917-918.)
As
in
Butler, respondent contends in this case that California's determinate
sentencing system does not violate Blakely because the Legislature has prescribed three
terms of imprisonment for each offense and the choice between these terms is validly left
to the trial court's discretion. According to respondent, where the Legislature has
established a maximum offense-specific penalty, Blakely is not implicated as long as the
defendant's sentence does not exceed that maximum. This position, however, "is flatly
contradicted by the Supreme Court's holding that the statutory maximum is `not the


7 All further rule references are to the California Rules of Court.

12

maximum sentence a judge may impose after finding additional facts,' but rather the
sentence it may impose without making any additional findings. (Blakely, supra,
124 S.Ct. at p. 2537.) Under California law, the maximum sentence a judge may impose
without any additional findings is the middle term. (Pen. Code, § 1170, subd. (b); rule
4.420.)" (Butler, supra, 122 Cal.App.4th at p. 918.)

Also as in Butler, we reject respondent's contention that appellant forfeited his
right to claim Blakely error by failing to raise this issue in the trial court. "Because of the
constitutional implications of the error at issue, we question whether the forfeiture
doctrine applies at all. (See People v. Vera (1997) 15 Cal.4th 269, 276-277 [claims
asserting deprivation of certain fundamental, constitutional rights not forfeited by failure
to object].) Furthermore, there is a general exception to this rule where an objection
would have been futile. (People v. Abbaszadeh (2003) 106 Cal.App.4th 642, 648, and
authority discussed therein.) We have no doubt that, at the time of the sentencing hearing
in this case, an objection that the jury rather than the trial court must find aggravating
facts would have been futile. (See Pen. Code, § 1170, subd. (b); rules 4.409 & 4.420-
4.421.) In any event, we have discretion to consider issues that have not been formally
preserved for review. (See 6 Witkin & Epstein, Cal. Criminal Law (3d ed. 2000)
Reversible Error, § 36, p. 497.) Since the purpose of the forfeiture doctrine is to
`encourage a defendant to bring any errors to the trial court's attention so the court may
correct or avoid the errors' (People v. Marchand (2002) 98 Cal.App.4th 1056, 1060), we
find it particularly inappropriate to invoke that doctrine here in light of the fact that
Blakely was decided after [appellant] was sentenced." (Butler, supra, 122 Cal.App.4th at
pp. 918-919, fn. omitted.)
A. Imposition of the Upper Term
1. Error

The trial court based its decision to impose upper term sentences on the robbery
and assault with a deadly weapon counts on several factors. As it explained: "[U]nder
Rule 421(b)(2) [now rule 4.421(b)(2)] the defendant does have numerous and serious
prior . . . convictions. [¶] Under Rule 421(b)(4) [now rule 4.421(b)(4)] he was on

13

probation when the offense was committed, although not for a serious offense, but
nonetheless he was on probation and that should have heightened his awareness that he
had to obey the law. [¶] And under Rule 421(a)(1) [now rule 4.421(a)(1)], the crime did
involve great violence. In that, robberies generally or oftentimes do not involve infliction
of physical injury by the actual application of physical force to the victim, but this one
did and that's an aggravating factor. [¶] Taken as a whole I find the aggravating factors
outweigh any mitigating factors and therefore the aggravated term will be imposed.

Appellant argues that, under Blakely, all of these factors must be found by a jury
beyond a reasonable doubt before the aggravated term may be imposed. One of the
aggravating factors--that the crime involved great violence--plainly required factual
findings beyond those "reflected in the jury verdict or admitted by the defendant."
(Blakely, supra, 124 S.Ct. at p. 2537, italics omitted.)

The remaining two factors the court relied on--that appellant has numerous and
serious prior convictions and that he was on probation when he committed the present
offense--pertain to appellant's recidivist status. "The requirement that a fact which
increases a sentence beyond the statutory maximum must be found by a jury does not
apply to the fact of a prior conviction. (Almendarez-Torres v. United States (1998)
523 U.S. 224; Apprendi, supra, 530 U.S. at pp. 488, 490; Blakely, supra, 124 S.Ct. at
p. 2536.) This prior conviction exception to the Apprendi rule has been construed
broadly to apply not just to the fact of the prior conviction, but to other issues relating to
the defendant's recidivism. (See, e.g., People v. Thomas (2001) 91 Cal.App.4th 212,
216-223.)" (Butler, supra, 122 Cal.App.4th at p. 920.)

We find that the court was constitutionally entitled to rely on the fact that
appellant was on probation at the time of the charged offense as a factor in imposing an
upper term sentence. As the Court of Appeal, Fourth Appellate District, explained in
reaching this same conclusion in People v. George (2004) 122 Cal.App.4th 419:
"Because this fact arises out of the fact of a prior conviction and is so essentially
analogous to the fact of a prior conviction, we conclude that constitutional considerations
do not require that matter to be tried to a jury and found beyond a reasonable doubt. As

14

with a prior conviction, the fact of the defendant's status as a probationer arises out of a
prior conviction in which a trier of fact found (or the defendant admitted) the defendant's
guilt as to the prior offense. (Apprendi, supra, 530 U.S. at p. 488 . . . .) As with a prior
conviction, a probationer's status can be established by a review of the court records
relating to the prior offense. Further, like a prior conviction, the defendant's status as a
probationer ` "does not [in any way] relate to the commission of the offense, but goes to
the punishment only . . . ." ' (Almendarez-Torres v. United States[, supra,] 523 U.S. [at
p.] 244].)" (People v. George, at p. 426.)

We do not believe, however, that the other recidivist-related factor at issue here--
that appellant has numerous and serious prior convictions--falls within the "narrow
exception" carved out by the Supreme Court. (Apprendi, supra, 530 U.S. at p. 490
[characterizing Almendarez-Torrez as a "narrow exception" arising from "unique facts"].)
In some cases, extrinsic facts relating to a recidivist aggravating circumstance may
implicate Apprendi, and the subjective factors involved in finding this recidivist
circumstance appear to involve such extrinsic facts. Although clearly stemming from the
fact of prior convictions, this aggravating factor requires additional findings that are not
only factual, but subjective, i.e., that the prior convictions were "numerous" and
"serious." These additional facts appear to us to require a jury determination and proof
beyond a reasonable doubt.
2. Prejudice
Since
the
Blakely court rested its holding on Apprendi, we measure the prejudice
resulting from Blakely error by the Chapman standard of prejudice applicable to
Apprendi. (Butler, supra, 122 Cal.App.4th at p. 919, citing People v. Sengpadychith
(2001) 26 Cal.4th 316, 326.) Under this test, we are required to reverse unless the error is
harmless beyond a reasonable doubt. (Chapman v. California (1967) 386 U.S. 18, 24.)
We cannot find, beyond a reasonable doubt, that a jury would have made findings to

15

support the two aggravating factors in question.8 Accordingly, those aggravating factors
cannot be used to support the trial court's sentencing choice. (See Butler, at p. 919.)
Although
Blakely error is evaluated under the Chapman test, under California law,
"[i]n order to determine whether error by the trial court in relying upon improper factors
in aggravation requires remanding for resentencing `the reviewing court must determine
if "it is reasonably probable that a result more favorable to the appealing party would
have been reached in the absence of the error." (People v. Watson [(1956)] 46 Cal.2d
[818, 836].)' [Citation.] However, `[t]he statutory preference for imposition of the
middle term, when coupled with the requirement that aggravating circumstances must
outweigh mitigating circumstances before imposition of the aggravated term is proper,
creates a presumption.' [Citation.] Thus, the reviewing court may not simply ask
whether the imposed sentence would be `wholly unsupported or arbitrary in the absence
of error' but must also reverse where it cannot determine whether the improper factor was
determinative for the sentencing court. [Citation.]" (People v. Avalos (1984) 37 Cal.3d
216, 233.)

Although under California law a single factor in aggravation is sufficient to
support imposition of an upper term sentence (People v. Osband (1996) 13 Cal.4th 622,
728; People v. Cruz (1995) 38 Cal.App.4th 427, 433; see also People v. Kelley (1997)
52 Cal.App.4th 568, 581; People v. Piceno (1987) 195 Cal.App.3d 1353, 1360; People v.
Lamb (1988) 206 Cal.App.3d 397, 401), the record in this case does not permit us to
conclude the court would have imposed the aggravated term based solely on the fact that
appellant was on probation at the time he committed the present offense, without
considering the other two factors.

At the sentencing hearing, the trial court noted that appellant was not on probation
for a serious offense, but found rule 421(b)(4) [now rule 4.421(b)(4)] applicable


8 The record indicates that appellant had three prior convictions, including two
misdemeanors. On this record, we plainly cannot say that the trial court's Blakely error
in finding appellant's prior convictions both numerous and serious was harmless beyond
a reasonable doubt.

16

nonetheless. The court also found appellant's numerous and serious convictions and his
use of violence during the offense to be additional factors in aggravation. The court then
imposed the aggravated terms because it found that, "[t]aken as a whole I find the
aggravating factors outweigh any mitigating factors." Even assuming that the court's
failure to state any mitigating factors on the record means that it found none, we cannot
determine whether the court still would have sentenced appellant to the upper terms
based solely on the fact that he was on probation at the time the present offense was
committed. (See People v. Avalos, supra, 37 Cal.3d at p. 233.)

Because, on this record, we cannot determine what sentence the court would have
imposed had it known that two of the three aggravating factors it cited were not valid
under Blakely, supra, 124 S.Ct. 2531, the matter must be remanded for resentencing.
B. Imposition of Consecutive Sentences

The court sentenced appellant to two years on the dissuading a witness count, to
run fully consecutive to the upper term of six years on the robbery count. The court also
imposed a consecutive one-year section 12022 enhancement.

Appellant contends he had the right to a jury trial and proof beyond a reasonable
doubt on the factors that the trial court used to impose consecutive sentences. We agree
with several published opinions that have rejected the argument that, under either Blakely
or Apprendi, there is a right to jury trial as to factors used to impose consecutive
sentences. (See, e.g., People v. Vaughn (2004) ___ Cal.App.4th ___ [2004 WL
2223299]; People v. Ochoa (2004) 121 Cal.App.4th 1551.) The consecutive sentencing
decision can only be made once a defendant has been found beyond a reasonable doubt to
have committed two or more offenses. This fully complies with the Sixth Amendment
jury trial and Fourteenth Amendment due process clause rights. Those facts that affect
the appropriate sentence within the range of potential prison terms for each offense are
subject to Blakely and Apprendi. This constitutional principle does not extend to whether
the sentences for charges that have been found to be true beyond a reasonable doubt shall
be served consecutively.

17


We find this reasoning applicable both to the trial court's decision to sentence
appellant to a consecutive term on the section 12022 enhancement and to a full
consecutive term on the dissuading a witness count.
DISPOSITION

The cause is remanded to the trial court with directions to reconsider appellant's
sentence in accordance with the views expressed herein. The judgment is otherwise
affirmed.











_________________________







Kline, P.J.


We concur:


_________________________
Lambden, J.


_________________________
Ruvolo, J.

18

Ask a Lawyer

 

 

FREE CASE REVIEW BY A LOCAL LAWYER!
|
|
\/

Personal Injury Law
Accidents
Dog Bite
Legal Malpractice
Medical Malpractice
Other Professional Malpractice
Libel & Slander
Product Liability
Slip & Fall
Torts
Workplace Injury
Wrongful Death
Auto Accidents
Motorcycle Accidents
Bankruptcy
Chapter 7
Chapter 11
Business/Corporate Law
Business Formation
Business Planning
Franchising
Tax Planning
Traffic/Transportation Law
Moving Violations
Routine Infractions
Lemon Law
Manufacturer Defects
Securities Law
Securities Litigation
Shareholder Disputes
Insider Trading
Foreign Investment
Wills & Estates

Wills

Trusts
Estate Planning
Family Law
Adoption
Child Abuse
Child Custody
Child Support
Divorce - Contested
Divorce - Uncontested
Juvenile Criminal Law
Premarital Agreements
Spousal Support
Labor/Employment Law
Wrongful Termination
Sexual Harassment
Age Discrimination
Workers Compensation
Real Estate/Property Law
Condemnation / Eminent Domain
Broker Litigation
Title Litigation
Landlord/Tenant
Buying/Selling/Leasing
Foreclosures
Residential Real Estate Litigation
Commercial Real Estate Litigation
Construction Litigation
Banking/Finance Law
Debtor/Creditor
Consumer Protection
Venture Capital
Constitutional Law
Discrimination
Police Misconduct
Sexual Harassment
Privacy Rights
Criminal Law
DUI / DWI / DOI
Assault & Battery
White Collar Crimes
Sex Crimes
Homocide Defense
Civil Law
Insurance Bad Faith
Civil Rights
Contracts
Estate Planning, Wills & Trusts
Litigation/Trials
Social Security
Worker's Compensation
Probate, Will & Trusts
Intellectual Property
Patents
Trademarks
Copyrights
Tax Law
IRS Disputes
Filing/Compliance
Tax Planning
Tax Power of Attorney
Health Care Law
Disability
Elder Law
Government/Specialty Law
Immigration
Education
Trade Law
Agricultural/Environmental
IRS Issues

 


Google
Search Rominger Legal

 


LEGAL HELP FORUM - Potential Client ? Post your question.
LEGAL HELP FORUM - Attorney? Answer Questions, Maybe get hired!

NOW - CASE LAW - All 50 States - Federal Courts - Try it for FREE


 


Get Legal News
Enter your Email


Preview

We now have full text legal news
drawn from all the major sources!!

ADD A SEARCH ENGINE TO YOUR PAGE!!!

TELL A FRIEND ABOUT ROMINGER LEGAL

Ask Your Legal Question Now.

Pennsylvania Lawyer Help Board

TERMS OF USE - DISCLAIMER - LINKING POLICIES

Created and Developed by
Rominger Legal
Copyright 1997 - 2009.

A Division of
ROMINGER, INC.