ROMINGER LEGAL
Fifth Circuit Court of Appeals Opinions - 5th Circuit
Need Legal Help?
LEGAL RESEARCH CENTER
LEGAL HEADLINES - CASE LAW - LEGAL FORMS
NOT FINDING WHAT YOU NEED? -CLICK HERE
This opinion or court case is from the Fifth Circuit Court or Appeals. Search our site for more cases - CLICK HERE

LEGAL RESEARCH
COURT REPORTERS
PRIVATE INVESTIGATORS
PROCESS SERVERS
DOCUMENT RETRIEVERS
EXPERT WITNESSES

 

Find a Private Investigator

Find an Expert Witness

Find a Process Server

Case Law - save on Lexis / WestLaw.

 
Web Rominger Legal

Legal News - Legal Headlines

 

United States Court of Appeals,
Fifth Circuit.
No. 96-50199
Summary Calendar.
UNITED STATES of America, Plaintiff-Appellee,
v.
Sam Denson O'CALLAGHAN; Dee Ann West, Defendants-Appellants.
Feb. 21, 1997.
Appeals from the United States District Court for the Western District of Texas.
Before WISDOM, JOLLY and BENAVIDES, Circuit Judges.
PER CURIAM:
On December 22, 1995, following a jury trial, Sam Denson O'Callaghan and Dee Ann West
were convicted of: conspiracy to import heroin, methamphetamine, marijuana, and diazepam, in
violation of 21 U.S.C. §§ 846, 952(a), and 960(a)(1) (count one); conspiracy to possess
methamphetamine with intent to distribute in violation of 21 U.S.C. §§ 846 and 841(a)(1) (count
two); importation of heroin, methamphetamine, marijuana, and diazepam, in violation of 21 U.S.C.
§§ 952(a) and 960(a)(1) and 18 U.S.C. § 2 (count three); and possession of methamphetamine with
intent to distribute in violation of 21 U.S.C. § 841(a)(1)(count four).
Both O'Callaghan and West contend that the evidence was insufficient to support these
convictions and the sentencing guidelines were improperly applied. In addition, O'Callaghan contends
that certain evidence was improperly admitted and the district court erroneously denied his motion
for severance.
We have reviewed the record and the briefs of the parties and we make the following findings:
(1) there was sufficient evidence to support the defendants' convictions on all counts; (2) the
admission of the evidence concerning the firearm was not an abuse of discretion; (3) the trial court's
denial of O'Callaghan's motion for severance was not an abuse of discretion; (4) the district court's
two-level enhancement of West's sentence for failure to appear was appropriate; and (5) the trial

court did not make the requisite findings regarding O'Callagan's mental state in failing to appear. We
write further to direct the court in this determination.
Section 3C1.1 of the Sentencing Guidelines provides that "[i]f the defendant willfully
obstructed or impeded, or attempted to obstruct or impede, the administration of justice during the
investigation, prosecution, or sentencing of the instant offense, increase the offense level by two
levels".1 Applicat ion Note 3 of the Commentary to § 3C1.1 sets forth a non-exhaustive list of
examples of obstructive conduct, including "willfully failing to appear, as ordered, for a judicial
proceeding."2 The defendant argues that his failure to appear was not "willful", and, therefore, the
district court's enhancement of his sentence was inappropriate.
This court reviews the district court's interpretation and application of the Sentencing
Guidelines de novo.3 In interpreting the Sentencing Guidelines, this court conducts a plain-meaning
approach.4 Applying this approach, we conclude that the term "willful" requires that the defendant
consciously and deliberately fail to appear for trial.
The district court made a specific finding that West "willfully" failed to appear and the
circumstances of her arrest support this conclusion. The district court, however, made no finding that
O'Callaghan's failure to appear was "willful". O'Callaghan failed to appear in El Paso for trial at 9:00
a.m. on December 4, 1995. At that time, defense counsel informed the court that he had received
a call from O'Callaghan indicating that he would be l ate arriving to court. The district court then
revoked O'Callaghan's bond and issued a warrant for his arrest. He was arrested later that morning
as he arrived at the El Paso airport. He contended that he arrived from Houston, where he lived, to
attend court.
1U.S.S.G. § 3C1.1
2§ 3C1.1, comment. (n.3(e)); see also United States v. Valdiosera-Godinez, 932 F.2d 1093,
1100 (5th Cir.1991) (failure to appear amounts to obstruction of justice under § 3C1.1), cert.
denied, 508 U.S. 921, 113 S.Ct. 2369, 124 L.Ed.2d 275 (1993).
3United States v. Tedder, 81 F.3d 549, 550 (5th Cir.1996).
4See United States v. Ronning, 47 F.3d 710, 712 (5th Cir.1995) (interpreting the terms
"leader" and "organizer").

At sentencing, defense counsel objected to the parole officer's recommendation that
O'Callaghan's sentence be enhanced according to § 3C1.1. The defense counsel argued that
O'Callaghan's tardiness was "negligent", "grossly negligent", even "stupid", but aptly observed that
"negligence is not willfulness". The district court denied defense counsel's objection and assessed the
two-level upward adjustment authorized by § 3C1.1. The district court reasoned:
"He knew the Court setting. He wasn't here. Even though he was late, we were all scheduled
to start trial. He should have been here at 9:00 a.m. in the morning. He should have taken
the necessary preparation, sir."
The § 3C1.1 two-level enhancement for obstruction of justice is appropriate punishment for
this tardiness only where the defendant "wilfully"--voluntarily and intentionally--failed to appear for
trial.5 The district court, however, did not find that O'Callaghan's tardiness was "willful", and based
on our review of the record we are unable to make this determination.
Accordingly, West's conviction is AFFIRMED, O'Callaghan's conviction is AFFIRMED,
West's sentence is AFFIRMED, and O'Callaghan's sentence is VACATED and REMANDED for a
determination whether his tardiness was "willful" within the meaning of § 3C1.1.

5Our holding is in agreement with other circuits. See United States v. Reed, 49 F.3d 895, 901
(2nd Cir.1995); United States v. Monroe, 990 F.2d 1370, 1376 (D.C.Cir.1993); United States v.
Gardner, 988 F.2d 82, 83 (9th Cir.1993). See also United States v. Lister, 53 F.3d 66, 69 (5th
Cir.1995) (Holding that a defendant's awareness of the commencement of an investigation is
necessary for a defendant to be found to have "willfully" obstructed justice under § 3C1.1).

Ask a Lawyer

 

 

FREE CASE REVIEW BY A LOCAL LAWYER!
|
|
\/

Personal Injury Law
Accidents
Dog Bite
Legal Malpractice
Medical Malpractice
Other Professional Malpractice
Libel & Slander
Product Liability
Slip & Fall
Torts
Workplace Injury
Wrongful Death
Auto Accidents
Motorcycle Accidents
Bankruptcy
Chapter 7
Chapter 11
Business/Corporate Law
Business Formation
Business Planning
Franchising
Tax Planning
Traffic/Transportation Law
Moving Violations
Routine Infractions
Lemon Law
Manufacturer Defects
Securities Law
Securities Litigation
Shareholder Disputes
Insider Trading
Foreign Investment
Wills & Estates

Wills

Trusts
Estate Planning
Family Law
Adoption
Child Abuse
Child Custody
Child Support
Divorce - Contested
Divorce - Uncontested
Juvenile Criminal Law
Premarital Agreements
Spousal Support
Labor/Employment Law
Wrongful Termination
Sexual Harassment
Age Discrimination
Workers Compensation
Real Estate/Property Law
Condemnation / Eminent Domain
Broker Litigation
Title Litigation
Landlord/Tenant
Buying/Selling/Leasing
Foreclosures
Residential Real Estate Litigation
Commercial Real Estate Litigation
Construction Litigation
Banking/Finance Law
Debtor/Creditor
Consumer Protection
Venture Capital
Constitutional Law
Discrimination
Police Misconduct
Sexual Harassment
Privacy Rights
Criminal Law
DUI / DWI / DOI
Assault & Battery
White Collar Crimes
Sex Crimes
Homocide Defense
Civil Law
Insurance Bad Faith
Civil Rights
Contracts
Estate Planning, Wills & Trusts
Litigation/Trials
Social Security
Worker's Compensation
Probate, Will & Trusts
Intellectual Property
Patents
Trademarks
Copyrights
Tax Law
IRS Disputes
Filing/Compliance
Tax Planning
Tax Power of Attorney
Health Care Law
Disability
Elder Law
Government/Specialty Law
Immigration
Education
Trade Law
Agricultural/Environmental
IRS Issues

 


Google
Search Rominger Legal


 


LEGAL HELP FORUM - Potential Client ? Post your question.
LEGAL HELP FORUM - Attorney? Answer Questions, Maybe get hired!

NOW - CASE LAW - All 50 States - Federal Courts - Try it for FREE


 


Get Legal News
Enter your Email


Preview

We now have full text legal news
drawn from all the major sources!!

ADD A SEARCH ENGINE TO YOUR PAGE!!!

TELL A FRIEND ABOUT ROMINGER LEGAL

Ask Your Legal Question Now.

Pennsylvania Lawyer Help Board

Find An Attorney

TERMS OF USE - DISCLAIMER - LINKING POLICIES

Created and Developed by
Rominger Legal
Copyright 1997 - 2010.

A Division of
ROMINGER, INC.