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265 Kan. 1 No. 75,684 STATE OF KANSAS, Appellee, v. CLIFFORD A. SCOTT, Appellant. SYLLABUS BY THE COURT 1. The Cruel and Unusual Punishment Clauses of the Eighth Amendment to the United States Constitution and § 9 of the Kansas Constitution Bill of Rights are nearly identical and are to be construed similarly. 2. In deciding whether a punishment is cruel and unusual, we consider whether the method and effect of the punishment is inhumane, barbarous, inherently cruel, shocking, unacceptable, or offends human dignity. 3. It is the legislature's prerogative to make policy decisions and specify punishments for crime. The legislature has the right to determine that sex offenders pose a unique threat to society such that they are subject to registration and public disclosure requirements when other types of offenders are not. 4. Under the facts of this case, the punitive effect of the registration and notification provisions of the Kansas Sex Offender Registration Act resulting from an interest in public safety are not so disproportionate to defendant's violent, sexually motivated crime that such registration and public access is deemed inhumane, shocking, barbarous, or contrary to fundamental notions of human dignity so as to constitute cruel and unusual punishment. Review of the judgment of the Court of Appeals in State v. Scott, 24 Kan. App. 2d 480, 947 P.2d 466 (1998). Appeal from Shawnee district court; MATTHEW J. DOWD, judge. Judgment of the Court of Appeals is affirmed in part and reversed in part. Judgment of the district court is affirmed. Opinion filed May 29, 1998. Rick Kittel, assistant appellate defender, argued the cause, and Jessica R. Kunen, chief appellate defender, was with him on the supplemental and reply briefs for appellant; Edward G. Collister, Jr., special appellate defender, was on the brief for appellant. Carla J. Stovall, attorney general, argued the cause, and Nancy Siples Brumbeloe, assistant district attorney, and Joan M. Hamilton, district attorney, were with her on the brief for appellee; Kelli L. Newton, assistant attorney general, was on the supplemental brief for appellee. Kelly A. Feyh, assistant attorney general, was on the brief for amicus curiaeCarla J. Stovall, attorney general. The opinion of the court was delivered by LARSON, J.: This first impression case in Kansas reviews a decision by the Court of Appeals, State v. Scott, 24 Kan. App. 2d 480, 947 P.2d 466 (1998), holding the public access provisions of the Kansas Sex Offender Registration Act (KSORA), K.S.A. 22-4901 et seq. constitute cruel and unusual punishment. Clifford Allen Scott was convicted of attempted aggravated sexual battery and placed on probation. Scott appealed the trial court's order that he register pursuant to the provisions of the KSORA. The Court of Appeals determined that in Scott's case the public access provisions of the KSORA were cruel and unusual and ordered that his registration should not be open to inspection by the public or subject to the Kansas Open Records Act, K.S.A. 45-215 et seq. Factual statement In July 1995, Scott brought alcohol to the apartment of a former co-employee (J.R.). The two drank and watched T.V. for awhile, until J.R. went to her room to go to bed, leaving Scott to sleep on the sofa. J.R. awoke to find Scott in her room asking to have sex with her and attempting to fondle her. J.R. repeatedly told Scott not to touch her and that she did not want to have sex with him. Scott persisted and attempted to remove J.R.'s nightclothes. When J.R. resisted Scott's advances, he dragged her from her room and started beating, kicking, and stomping her. The police were notified. The two officers dispatched to J.R.'s apartment found her with a bloody nose and dressed in a robe spotted with blood. J.R. stated Scott had hit her, fondled her, and requested sex. J.R. went to an emergency room where she was diagnosed with numerous fractured ribs. J.R. also suffered bruises and pain to her face, arms, and legs. Scott was charged with aggravated sexual battery, K.S.A. 21-3518(a)(1), a severity level 5, person felony, and aggravated battery, K.S.A. 21-3414(a)(1)(C), a severity level 7, person felony. J.R. appeared in court and testified regarding Scott's attack. Scott ultimately entered into a plea agreement whereby he pled no contest to an amended count of attempted aggravated sexual battery, K.S.A. 21-3301 and K.S.A. 21-3518(a)(1), a severity level 7, person felony. The State dismissed the aggravated battery charge. Before accepting Scott's plea, the court informed him he would be required to register as a sex offender. Scott acknowledged he understood this. At the sentencing hearing, J.R. made the following statement:
Scott was sentenced to 14 months in the custody of the Secretary of Corrections. Yet, because he fell within presumptive probation, he was placed on probation for 24 months. The court indicated the legislature had severely limited the court's discretion to make a different sentence, stated it sympathized with J.R.'s request for Scott's imprisonment, and declared Scott's probation would be rigorously supervised. Despite Scott's constitutional objections, the court ordered him to register as a sex offender under the KSORA. Scott appealed the order for his registration as a sex offender under the KSORA, alleging the public disclosure provisions were unconstitutional. Scott's arguments on appeal included only his contentions that the registration and disclosure requirement constituted double jeopardy and cruel and unusual punishment. Scott has failed to make any record concerning the effect registration and the public disclosure has had upon him, and we are limited to the record before us. The Court of Appeals rejected Scott's double jeopardy argument but decided the public access element of the KSORA violated the prohibition against cruel or unusual punishment in § 9 of the Kansas Constitution Bill of Rights. We granted the State's petition for review. Scott did not request review of the Court of Appeal's determination that the registration provision did not violate the prohibition against double jeopardy. Therefore, our analysis is limited to the single issue of whether the KSORA violates the constitutional restrictions prohibiting cruel and unusual punishment. We hold it does not. Analysis The constitutionality of a statute is a question of law, over which we exercise an unlimited standard of review. State v. Myers, 260 Kan. 669, 676, 923 P.2d 1024 (1996). When reviewing the constitutionality of a statute, we must keep in mind the following:
Scott has asserted that the KSORA constitutes cruel or unusual punishment as applied to him. K.S.A. 22-4904 of the KSORA provides:
K.S.A. 22-4907 requires that the registration include the offender's name, date of birth, offense or offenses committed, date of conviction or convictions, places of conviction, photograph, fingerprints, and social security number. The provisions critical for this appeal are those permitting public access of the registration information, which are set forth in K.S.A. 22-4909 as follows:
The Eighth Amendment to the United States Constitution, applicable to the states pursuant to the Fourteenth Amendment, provides: "Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted." Section 9 of the Kansas Constitution Bill of Rights declares: "Excessive bail shall not be required, nor excessive fines imposed, nor cruel or unusual punishment inflicted." Although discussing the prohibition against cruel and unusual punishments in the United States Constitution, the Court of Appeals only specifically held that the public disclosure provisions of the KSORA violated § 9 of the Kansas Constitution Bill of Rights. We will, however, decide whether the KSORA violates the cruel and unusual punishment provisions of both the Kansas and the United States Constitutions. Although we have the right to interpret our Kansas Constitution in a manner different than the United States Constitution has been construed, State v. Schultz, 252 Kan. 819, 824, 850 P.2d 818 (1993), we have not traditionally done so. See Murphy v. Nelson, 260 Kan. 589, 597, 921 P.2d 1225 (1996). The wording of both clauses at issue is nearly identical, and we will look to constructions of both provisions in reaching our conclusions herein. Although similar laws in other states have not been held to be punitive in nature, we expressly held in State v. Myers, 260 Kan. at 699, that despite the lack of punitive purpose on the part of the legislature in enacting the KSORA, the repercussions under the Act due to the public access provisions are great enough to be considered punishment for purposes of an ex post facto analysis. We are not here faced with an ex post facto situation, and logical arguments could be made to support a different result in this case if Scott like Myers had committed his crime before the enactment of the KSORA. However, we will not attempt to alter the Myers conclusion as to the punitive effect of the KSORA. With this threshold requirement established, we now must decide whether the punitive nature of the public access provisions of the KSORA amounts to cruel or unusual punishment. In State v. Coutcher, 198 Kan. 282, 288, 424 P.2d 865 (1967), we quoted Weems v. United States, 217 U.S. 349, 368, 54 L. Ed. 793, 30 S. Ct. 544 (1910): "'What constitutes a cruel and unusual punishment has not been exactly decided. It has been said that ordinarily the terms imply something inhuman and barbarous, torture and the like.'" In State v. Freeman, 223 Kan. 362, 367, 574 P.2d 950 (1978), we said: "Punishment may be constitutionally impermissible, although not cruel or unusual in its method, if it is so disproportionate to the crime for which it is inflicted that it shocks the conscience and offends fundamental notions of human dignity." Chief Justice Warren, speaking for the United States Supreme Court, addressed the nature of cruel and unusual punishment in Trop v. Dulles, 356 U.S. 86, 99-101, 2 L. Ed. 2d 630, 78 S. Ct. 590 (1958):
In deciding the KSORA constituted cruel or unusual punishment, the Court of Appeals gave consideration to whether the public access provisions inflicted injury to the reputational interests of an offender. The court stated these reputational interests were identified in E.B. v. Verniero, 119 F.3d 1077, 1102 (3d Cir. 1997), and defined as
Although reputational interests were identified in Verniero, they were not considered sufficient to even make New Jersey's Megan's Law punitive. Each was discussed and rejected. The Verniero opinion ruled:
The fact a punishment may injure the reputational interests of an offender does not thereby render the punishment cruel or unusual and is not by itself an element to be considered when deciding whether the punishment is unconstitutional. Rather, we consider whether the method and effect of the punishment is itself inhumane, inherently cruel, shocking, unacceptable, or offends human dignity. The Court of Appeals erroneously included injury to reputational interests among the tests for declaring a punitive statute cruel or unusual. Although not argued by the parties, we note that K.S.A. 21-4006 makes malicious exposing of a paroled or discharged person a class B nonperson misdemeanor. The Court of Appeals next applied the three-prong test set forth in Freeman, 223 Kan. at 367, designed to determine whether the length of a sentence constitutes cruel or unusual punishment, to the facts of the present case. The applicability of the Freeman test to Scott's case, however, is tenuous. No Kansas case has applied this test in circumstances where the length or consecutive nature of sentences were not at issue. In fact, in State v. Scherzer, 254 Kan. 926, 939, 869 P.2d 729 (1994), where the place of confinement required by K.S.A. 1992 Supp. 21-3405b was claimed to be unconstitutional by comparison with the punishments imposed for more serious offenses, we rejected the contention and said:
By this holding we appear to have distanced ourself from, if not outright rejected, the application of the Freeman test when the length of a sentence was not being challenged. The Freeman test was based upon the factors set forth by the United States Supreme Court in Solem v. Helm, 463 U.S. 277, 77 L. Ed. 2d 637, 103 S. Ct. 3001 (1983). The proportionality test, one of the factors applied in Solem, however, was discredited by a majority of the United States Supreme Court in Harmelin v. Michigan, 501 U.S. 957,115 L. Ed. 2d 836, 111 S. Ct. 2680 (1991). Although only two members advocated outright abandonment of the test, three concurring Justices, Justice Kennedy, joined by Justice O'Connor and Justice Souter, concluded:
While there may still be instances where the Freeman test should be applied, we will not apply it precisely here where the method of punishment, rather than the length of a sentence, is challenged as cruel or unusual. Neither this court nor the Supreme Court has applied such test outside of the length of sentence context. See, e.g., Trop, 356 U.S. 86. We may look to some of the Freeman factors in our analysis, but our basic question is whether the public access provisions of the KSORA render punishment so barbarous and contrary to human dignity that it shocks our conscience. Scott committed a very violent crime after an acquaintance refused to have sex with him. He claims not to even remember his actions. The trial court clearly desired to impose a prison term, but Scott's criminal history score designated the presumptive probation section of the guidelines grid. The fact that for some criminals the crime which Scott committed will result in probation should not detract from the legislative decision that sex offenders who are permitted to remain at large in society should be required to register in order to better protect the public. Furthermore, the legislature has reached the conclusion that sex offenders in general pose a greater risk of reoffending such that the public should have the opportunity to defend themselves from this danger. Although there may be cases where the degree of danger seems so minimal that imposition of the public disclosure provisions would seem unduly harsh, the facts of the present case do not clearly support this conclusion. It is not for this court to overrule the legislative determination of the danger posed by sex offenders, particularly where the record, as in this case, does not warrant a finding that the offender poses no danger to society. In determining whether the statute is cruel or unusual, we also consider the lack of penological purpose in the KSORA. In Myers, we clearly found there simply was no legislative purpose or intent to ex post factually punish sex offenders under the KSORA. 260 Kan. at 681. We deemed the statute unconstitutional as applied to offenses which occurred prior to the enactment of the KSORA because "[t]he unrestricted public access given to the sex offender registry is excessive and goes beyond that necessary to promote public safety." 260 Kan. at 699. We must remember, however, that the burden imposed by a statute which operates retroactively so as to violate the prohibition against ex post facto laws may be much less pronounced than the onerous nature of a burden which would be imposed by a cruel or unusual punishment. While it is troublesome that there is no differentiation in Kansas among the registration and public access provisions for various sex offenses, this, in and of itself, does not require a finding that the KSORA constitutes cruel and unusual punishment. We stated in Myers:
Here, Scott was specifically informed before he entered his plea that he would be required to register under the KSORA. This is clearly different from Myers. It is clearly the legislature's role to specify punishment. State v. Reed, 248 Kan. 792, 798, 811 P.2d 1163 (1991). The legislature also has the right to determine that sex offenders pose a unique threat to society such that they are subject to registration and public disclosure requirements when other types of offenders are not. The legislature need not extend such requirements to all classes of offenders which may pose some danger to society. See In re Care & Treatment of Hay, 263 Kan. 822, 833, 953 P.2d 666 (1998). In reaching our conclusion that the KSORA does not inflict cruel or unusual punishment upon offenders, we have examined the recently amended sex offender registration acts of our sister states. In order to comply with the requirements of 42 U.S.C. § 14071 (1994), most states amended their registration laws in 1997 and now provide for much greater public access than existed when we decided State v. Myers over 2 years ago. Many other states now allow broad public access to sex offender registration information similar to that permitted in Kansas. See, e.g., Alaska Stat. § 12.63.010 et seq. (1996); Colo. Rev. Stat. § 18-3-412.5 (1997 Supp.); Fla. Stat. § 944.606 (1997); Hawaii Rev. Stat. § 846E-1 et seq. (1997 Supp.); Iowa Code § 692A.1 et seq. (1998 Supp.); Mass. Gen. L. ch. 6, § 178C et seq. (1996); Mich. Comp. Laws Ann. § 28.721 et seq. (West 1998 Supp.); N.D. Cent. Code § 12.1-32-15 (1997); Tenn. Code Ann. § 40-39-101 et seq. (1997). Virtually every state now permits some public access, and all require sex offenders to register. Furthermore, our research has revealed no cases which have found that public notification laws constitute cruel or unusual punishment, although several courts have considered the issue. See, e.g., Alan A. v. Verniero, 970 F. Supp. 1153 (D.N.J. 1997); Doe v. Kelley, 961 F. Supp. 1105 (W.D. Mich. 1997); John Doe v. Poritz, 142 N.J. 1, 662 A.2d 367 (1995). Statements from various courts considering the punitive nature of public access and disclosure laws support the conclusion that the KSORA does not amount to cruel or unusual punishment. In John Doe v. Poritz, the New Jersey Supreme Court held its disclosure statute to be constitutional and noted:
In Russell v. Gregoire, 124 F.3d 1079, 1091-92 (9th Cir. 1997), the 9th Circuit addressed allegations that the public disclosure provisions equated to historic shaming punishments:
Although the 9th Circuit held the Washington statute to be nonpunitive in part because the disclosure provisions were narrowly limited, the court did recognize that "[t]he information collected and disseminated by the Washington statute is already fully available to the public and is not constitutionally protected." Russell v. Gregoire, 124 F.3d at 1094. The court in Alan A. v. Verniero, stated:
The Alan A. court also declared:
Although numerous law review articles have been examined, few contain much comment regarding whether such public notification acts constitute cruel or unusual punishment. Somewhat helpful is Comment, California's Sex Offender Notification Statute: A Constitutional Analysis, 33 San Diego Law Review 1195, 1216-21 (1996), which concludes that a California court is unlikely to invalidate California's notification statute on grounds of cruel and unusual punishment, after recognizing the legislative prerogative, questioning the disproportionality as applied only to sex offenders, and noting that enactment of numerous notification statutes may constitute an "evolving standard." Simeon Schopf, "Megan's Law": Community Notification and the Constitution, 29 Columbia Journal of Law and Social Problems 117, 131-33 (1995), writes:
In light of the foregoing and despite the availability of Scott's registration information imposed by the KSORA, we hold the legislature did not inflict a cruel or unusual punishment upon Scott by permitting public access to his registration information. The legislature has determined it is necessary for public safety to allow the public access to this collected information. Additionally, offenders have been placed on notice that they would be subject to the public disclosure provisions of the KSORA. Due to the nonpunitive intent and the concern for public safety in the KSORA, as well as the legislature's prerogative to set punishment for criminals, we do not see the public access provisions as so inhumane as to constitute cruel or unusual punishment, particularly where the allegedly injurious consequences of such access are due solely to the offenders' own criminal conduct. In his supplemental brief to this court, Scott attempts to raise for the first time questions as to whether 1997 amendments to the KSORA should apply to him and whether the absence of any mechanism for individualized preregistration or prenotification risk assessment implicates due process and privacy concerns. We make no comment on these issues and adhere to our rule that when constitutional grounds are asserted for the first time on appeal, they are not properly before us. State v. Myers, 260 Kan. at 701; State v. Steadman, 253 Kan. 297, 306, 855 P.2d 919 (1993). Our holding is limited to whether the registration and public access provisions of the KSORA constitute cruel or unusual punishment as to Scott under the Eighth Amendment to the United States Constitution or § 9 of the Kansas Constitution Bill of Rights. Under the facts of this case, the punitive effect of the registration and notification provisions of the KSORA resulting from an interest in public safety are not so disproportionate to Scott's violent, sexually motivated crime that such registration and public access is deemed inhumane, shocking, barbarous, or contrary to fundamental notions of human dignity so as to constitute cruel and unusual punishment. The Court of Appeals is affirmed as to its decision that the KSORA does not constitute double jeopardy. The Court of Appeals is reversed in its decision that the KSORA constitutes cruel or unusual punishment in violation of the United States and Kansas Constitutions. The district court is affirmed. END |
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