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Case Law - save on Lexis / WestLaw. Original WP 5.1 Version This case can also be found at 361 N.J. Super. 46, 824 A.2d 213.
SUPERIOR COURT OF NEW JERSEY
NEW JERSEY DIVISION OF YOUTH
Plaintiff-Respondent,
v.
A.R.G.,
Defendant-Appellant,
IN THE MATTER OF:
C.R.G., R.L.G. and A.J.G.,
Minors.
Argued: January 23, 2003 - Decided: June 5, 2003
Before Judges Kestin, Eichen and Fall.
On appeal from the Superior Court of New Jersey,
Aglaia Papadopoulos-Vlantes argued the cause for
Pamela A. Redd, Deputy Attorney General, argued the
Maria Emilia Borges, Assistant Deputy Public The opinion of the court was delivered by
FALL, J.A.D.
In this child abuse and neglect appeal, we consider whether
the proofs presented to the Family Part support the court's finding
that "[t]he parent has subjected [his] child to aggravated
circumstances of abuse, neglect, cruelty or abandonment[,]"
pursuant to N.J.S.A. 30:4C-11.3(a), thereby excusing the New Jersey
Division of Youth and Family Services (DYFS or Division) from its
statutory obligation under N.J.S.A. 30:4C-11.1(b) to exert
"reasonable efforts" to reunify the child, placed in its care and
custody by the court, with that parent. DYFS caseworker Dionis Burgos responded to the school, met with Nurse Carola, and spoke with the child. R.L.G. advised Burgos that he had been beaten by his father because he had received a negative progress report from school. Burgos observed large black and blue marks on R.L.G.'s right arm and outer forearm; fading red bruises, in addition to eight fading, red belt marks around the area of R.L.G.'s inner right arm; fading black and blue bruises on the child's left arm along with four red, circular belt marks; seven red belt-loop bruises on R.L.G.'s back in the area of the child's left shoulder; and three black and blue belt-loop bruises on the side of his right calf. Upon further inquiry by Burgos, R.L.G. described a beating that had been inflicted upon him by A.R.G. on May 27, 2002. R.L.G. further informed Burgos that his father often struck him. Burgos also interviewed A.J.G., who verified the information given by R.L.G. N.G., the children's paternal grandmother, appeared at the school to retrieve the children, and was also interviewed by Burgos. N.G. initially informed Burgos that she did not see her son A.R.G. strike R.L.G., but stated that A.R.G. was "always screaming at everyone[,]" and that she feels A.R.G. "went to the extreme." Burgos made arrangements for R.L.G. to be physically examined at the Jersey City Medical Center. Prior to going to the hospital, Burgos accompanied N.G., R.L.G. and A.J.G. back to their home to obtain various phone numbers and other information that might be needed at the hospital. Upon their arriving at the home, the child C.R.G. appeared and he was also interviewed by Burgos. C.R.G. informed Burgos that R.L.G. "does not get hit all the time only when he gets bad grades[,]" and that A.R.G. had stopped hitting C.R.G. three years ago. C.G.F., who also resided in an apartment at the same premises where the children resided, was also interviewed by Burgos. C.G.F. stated "she was glad the Division had gone to her brother's home[,]" because "[t]he abuse had to stop[,]" and further stated that "[h]er brother even verbally abused his mother." After examining R.L.G. at the hospital, Dr. Radwan "reported that the child had old bruises and that based on that information he was determining that the child had at least 5 to 6 beatings on his body." No bruises were detected on A.J.G.'s body. Dr. Pellecia also examined R.L.G., and reported that R.L.G. "had 4 to 5 past beatings on his body[,]" and that "[h]e had old, new and healing scars." Dr. Pellecia also stated in his report that the bruises to "[t]he buttock area did not have time to heal and that a new beating was probably done on top of the healing wounds[,]" and "that the buttock area, which was the more seriously injured, would probably leave scars that appeared like birthmarks." In a second interview of N.G. by Burgos, conducted later that day, N.G. admitted she had been present when the beating to R.L.G. had occurred, but stated that "[A.R.G.] is an aggressive person and she is powerless to stop him." Photographs taken of the bruised areas of R.L.G. graphically depict the results of the severe beating inflicted upon the child by A.R.G. A.R.G. was interviewed by representatives of the Hudson County Prosecutor's Office, and admitted to beating R.L.G. with a belt. After substantiating the abuse, the Division effected an emergency removal of the children from A.R.G.'s care on May 28, 2002, pursuant to N.J.S.A. 9:6-8.29 to -8.30, and temporarily placed the children into foster care. DYFS also concluded that N.G. had been "neglectful because she did not stop the numerous beatings." On May 29, 2002, DYFS filed a verified child abuse and neglect complaint in the Family Part against A.R.G., pursuant to N.J.S.A. 9:6-8.21 to -8.73 and N.J.S.A. 30:4C-12, alleging, inter alia, that
[w]hile in the care and custody of their
father, the children were abused and/or
neglected in that their father has failed to
exercise a minimum degree of care in providing
the children with proper supervision or
guardianship or by unreasonably inflicting or
allowing to be inflicted harm or substantial
risk thereof, including infliction of
excessive corporal punishment or by any other
acts of a similarly serious nature requiring
the aid of the court resulting in such
children's physical, mental or emotional
condition becoming impaired or in imminent
danger of becoming impaired.
The complaint also alleged that there was an extensive history of
protective service agency involvement in several other states, and
that DYFS had requested records from those states. DYFS sought an
order granting it custody of the three children "and/or such relief
as is provided by law, specifically N.J.S.A. 9:6-8.21 et seq. and
N.J.S.A. 30:4C-12, and such other relief as may be warranted."
Enclosed please find a copy of the
evidence packet for the fact finding hearing
on Wednesday, June 26, 2002 at 1:30 pm. We
anticipate moving these documents in evidence
at the upcoming trial pursuant to R. 5:12-
4(d). At the hearing a request for a finding
pursuant to N.J.S.A. 30:4C-11.3(a) will be
made.
Please advise whether you will stipulate
to the admissibility of these records. It is
understood that in so stipulating you reserve
the right to proffer evidence rebutting the
contents of the documents.
If you object to a document, please
advise me as to the nature of your objection.
I anticipate calling one witness from the
Division.See footnote 22
At the June 26, 2002 hearing, DYFS moved for a finding that it
was not required to exert reasonable efforts to reunify the
children with A.R.G., pursuant to N.J.S.A. 30:4C-11.3(a), based
upon the presence of alleged aggravating circumstances of the abuse
inflicted upon the children by A.R.G.See footnote 33 That statute provides, as
follows:
In any case in which the Division of
Youth and Family Services accepts a child in
care or custody, including placement, the
division shall not be required to provide
reasonable efforts to reunify the child with a
parent if a court of competent jurisdiction
has determined that:
a. The parent has subjected the child
b. The parent has been convicted of
c. The rights of the parent to another
When determining whether reasonable
efforts are required to reunify the child with
the parent, the health and safety of the child
and the child's need for permanency shall be
of paramount concern to the court.
This section shall not be construed to
prohibit the division from providing
reasonable efforts to reunify the family, if
the division determines that family reunifi-
cation is in the child's best interests.
A permanency plan for the child may be
established at the same hearing at which the
court determines that reasonable efforts are
not required to reunify the child with the
parent, if the hearing meets all of the
requirements of a permanency hearing pursuant
to [N.J.S.A. 30:4C-61.2].
[N.J.S.A. 30:4C-11.3 (emphasis added).]
The only witness presented at the fact-finding hearing was
Dionis Burgos, the DYFS caseworker. Burgos testified to the
results of the investigation by DYFS and produced the various
records contained in the DYFS file, including the photographs taken
of R.J.G.'s injuries. Over the objection of counsel for A.R.G.,
the DYFS file was admitted into evidence. After considering the
testimony, evidence, and arguments of counsel, the judge stated, in
pertinent part:
The Division has proffered 20 photographs
of [R.L.G.], and I think the most descriptive
photograph would be P-7, the photograph that
shows [R.L.G.'s] left arm with bruises on the
left forearm. . . .
I'm satisfied that the photographs do not
overly exaggerate the extent, nature of the
injury. Perhaps bruises are more colorful,
demonstrative, but certainly the markings
indicate a serious savage beating by [A.R.G.]
upon the child.
I'm clearly convinced based upon the
testimony of Ms. Burgos, the documentation of
the medical records, the photographs that the
Division has established that [A.R.G.] has
abused [R.L.G.] pursuant to [N.J.S.A.] 9:6-
8.21.
Additionally, there is argument that the
other two children were not abused.
[N.J.S.A.] 9:6-8.46 provides for evidence to
be considered, proof of abuse and neglect of
one child shall be admissible evidence on the
issue of abuse and neglect of another child.
I'm satisfied that based on the abuse
inflicted upon [R.L.G.] that the other
children likewise would be considered victims
of abuse and at risk in the care of [A.R.G.]
The Division also requests a determina-
tion pursuant to [N.J.S.A.] 30:4C-11.2See footnote 44 that
they be excused from providing reasonable
efforts based upon the child being subject to
aggravated circumstances of abuse, neglect,
cruelty, or abandonment. I'm satisfied that
the Division has clearly established that
[R.L.G.] has been subjected to aggravated
circumstances of abuse and cruelty.
This is not just punishment for a child's
bad progress report in school. This is a
serious beating inflicted upon a young child
by an adult through the use of a belt. The Division would be excused from providing reasonable efforts. The children are to continue in the care and custody of the Division. Visitation will continue to be suspended for [A.R.G.] [A.R.G.] is to comply with the Division's referral for parenting, anger management, along with any referrals made as a result of the psychological evaluation.
[Counsel for A.R.G.] can have her own
psychological evaluation. The children can be
. . . placed with the maternal grandparents in
Florida at any time on notice to [the Law
Guardian].
The court entered two orders on June 26, 2002, memorializing
its findings. In the fact-finding order, the court found that
removal and placement of the children was necessary due to imminent
danger to their life, safety or health. The order also recited
that DYFS had established by clear and convincing evidence that
R.L.G. had been abused by A.R.G., and that due to the severity of
abuse the other children were at risk for abuse. The order further
provided that "reasonable efforts need not be provided." In the
second order, entered on return of the order to show cause, the
court continued the "no contact" provision until further order of
the court; directed that the interstate referral be conducted on
the maternal grandparents in Florida; restrained A.R.G. from the
home of the maternal grandparents; required A.R.G. to submit to a
psychological evaluation, anger management counseling and parenting
skills training; and scheduled a permanency hearing for July 17,
2002.See footnote 55 That order also stated that the "Division is excused from
reasonable efforts."
In this case the evidence presented by
the Division, P-1 through P-5, testimony of
Ms. Burgos, really shows that [A.R.G.] beat
the child, [R.L.G.] with a belt on or about
May 27th, 2002. The Division offered
statements of the child and in fact the
children, [A.J.G. and C.R.G.] that this was
not an isolated incident, as offered by
[A.R.G.] in his statement to the Prosecutor's
Office. [R.L.G.] had reported that he had
been hit previously by [A.R.G.] with both belt
and by hand, page five of P-4. He also
reported to the Division that in the past his
father has always hit him. It started in
September of 2001. Every time the teacher
sent a progress report or report card or a
note he would be hit with the belt, P-4 at
page 11. [R.L.G.] also said that he was hit
every marking period. [R.L.G.] also stated
that the beating left him in pain, the contact
sheet dated May 30th at P-1.
The medical documentation, P-4 at page
three, reflects that the child had lesions in
different stages of healing. . . . Dr.
Pellecia . . . reported to the Division worker
. . . that [R.L.G.] had four to five past
beatings. Dr. Pellecia opined that he,
[R.L.G.], has old, new and healing scars.
Photos, P-5, also speak volumes of the
savagery of the assault on [R.L.G.] by
[A.R.G.]
The Division's evidence also shows that
another child, [C.R.G.], told the worker
"[R.L.G.] does not get hit all the time, only
when he gets bad grades." He claimed that
three years ago his father . . . stopped
hitting him, [C.R.G.]. He would be hit for
everything. And that he stood up to his
father and the beatings stopped. . . .
[C.R.G.] also stated that his father told
him to keep quiet because if anything was
revealed he, [A.R.G.], would go to jail. . . .
[C.R.G.] also has described domestic
violence between [A.R.G.] and his mother. P-
1, a contact sheet from [June 10, 2002],
describes [C.R.G.] observing [A.R.G.] hitting
the mother of the children.
Two of the three children testified to
physical abuse of them by [A.R.G.] [A.J.G.]
and [C.R.G.] have also witnessed the physical
abuse of [R.L.G.] by [A.R.G.]. [C.R.G.]
described domestic violence between [A.R.G.]
and their mother.
Now our Legislature has recognized the
impact on children being exposed to violence
in the home. Children, even when they are not
themselves physically assaulted suffer deep
and lasting emotional effect from exposures to
domestic violence. [N.J.S.A.] 2C:25-18. This
is not an allegation of domestic violence.
The only reason why it's not domestic violence
is that the children cannot be victims of
domestic violence. But obviously this would
be violence in the house, which impacts upon
the children who are exposed to the violence,
even though not hit themselves.
The evidence presented by the Division
through the statements of the children - - and
statements of the children are admissible
pursuant to [N.J.S.A.] 9:6-8.46 - - describes
a systematic and a substantial period . . . of
physically and emotionally abusing the
children. His methods of discipline go beyond
the bounds of discipline and in fact reach the
level of a cruel and depraved mind.
While these cases are fact sensitive I'm
satisfied that the . . . abuse rises to the
level of aggravated abuse and cruelty. . . .
I'm satisfied that I considered all the
evidence on June 26th as to the nature of the
assault, the continuous assaults upon
[R.L.G.]. And in that determination I am
still satisfied clearly and convincingly that
[A.R.G.] has intimidated and physically
assaulted the child. That would satisfy me it
was an aggravated circumstance of abuse and
cruelty.
The judge then conducted the scheduled permanency hearing.
The Division's permanency goal, endorsed by the children's law
guardian, was termination of A.R.G.'s parental rights and adoption
by the maternal grandparents, with whom the children had been
residing in Florida. In approving the plan offered by DYFS, the
judge stated, in pertinent part:
The permanency plan of the Division is
appropriate. The plan is termination. The
Division is excused from providing reasonable
efforts. However, they still have to
establish each of the four prongs of the best
interest test for termination.
Visitation will continue suspended. The
no contact order is in place. [Counsel for
A.R.G.] can discuss that matter with the
prosecutor or make application . . . on notice
to the prosecutor to lift the no contact
order.
The children should be referred to a
therapist. The therapist should send reports
to [the law guardian] and/or the Division as
to the children's interest or desire in seeing
[or] having contact with their father.
All right. But the Division still could
explore other options to termination as to
[C.R.G.] maybe even - - well, all three
actually. [R.L.G.] is about to turn 10.
[C.R.G.] is about to turn 15. There may be
other options that the Division could explore,
such as maybe long term foster care, but it
doesn't look like you're going to have enough
time for that.
The Division should explore any options,
discuss the possibility of adoption with the
children. [C.R.G.] and [R.L.G.] do have the
right to have some input as to that decision.
The judge entered three separate orders on July 17, 2002. One
order denied A.R.G.'s motion for reconsideration. A second order
continued custody of the children with DYFS, as placed with the
maternal grandparents in Florida; directed that A.R.G.'s visitation
or contact with the children remained suspended; required a
psychological evaluation of A.R.G., as scheduled by DYFS; permitted
A.R.G. to obtain his own psychological evaluation; and directed
DYFS to explore any options to its permanency plan of adoption by
the maternal grandparents. The third order, designated as a
"permanency order," approved the Division's permanency plan of
termination of A.R.G.'s parental rights, with adoption by the
maternal grandparents; stated that the Division need not provide
reasonable efforts because the children had been subjected to
aggravated circumstances of abuse, neglect and cruelty; and
directed the Division to file a guardianship complaint by September
18, 2002.
THE TRIAL COURT ERRED IN RULING THAT PLAINTIFF
WAS EXCUSED FROM PROVIDING REASONABLE EFFORTS
TO REUNIFY DEFENDANT WITH HIS CHILDREN BECAUSE
DEFENDANT DID NOT SUBJECT HIS CHILDREN TO
AGGRAVATED CIRCUMSTANCES OF ABUSE, NEGLECT,
CRUELTY OR ABANDONMENT.
N.J.S.A. 30:4C-11.3, along with several other statutory
provisions, was enacted by our Legislature to comply with the
Federal Adoption and Safe Families Act of 1997 (ASFA), Pub.L. No.
105-89,
111 Stat. 2115 (1997) (codified as amended in scattered
sections of 42 U.S.C.), in order to qualify for the continued
receipt of federal funding for New Jersey's child protection
system. The overall purpose and scope of ASFA were stated in the
report of the House of Representatives Committee on Ways and Means
(Committee) to Congress, as follows:
The Committee bill is expected to
increase the number of adoptions in the United
States. Three major provisions of the bill
were designed to produce this increase in
adoptions. First, under current law, States
must engage in "reasonable efforts" to help
families that have abused or neglected their
children. Some observers have argued that
uncertainty about the reasonable efforts
standard sometimes delays State action in
making children available for adoption. In
response to this problem, the bill requires
States to define "aggravated circumstances" in
State law, such as child torture or sexual
abuse, that would permit the State to bypass
the Federal reasonable efforts criterion and
move more expeditiously to terminate parental
rights and make a child available for
adoption. In addition, States would not be
required to reunite families in cases where a
parent has murdered another child or lost
their parental rights to a sibling. Second,
the bill provides States with a $4,000 ($6,000
for special needs children) incentive payment
for each adoption above the number of
adoptions during the previous year. Third, in
the case of children under age 10 who have
been in foster care for at least 18 of the
past 24 months, the bill requires States to
move toward terminating parental rights under
most circumstances. Taken together, these
provisions and associated provisions of the
Committee bill can be expected to produce a
substantial increase in adoptions in the years
ahead.
[H.R. Rep. 105-77, at 7 (1997), reprinted in
1
997 U.S.C.C.A.N. 1, 2739-40.]
Prior to the enactment of ASFA, New Jersey required DYFS to
meet the more demanding standard of exerting "diligent efforts" in
attempting family reunification. ASFA replaced that requirement
with the "reasonable efforts" standard,
42 U.S.C.A.
§671(a)(15),
and further required the States to adopt legislation excusing state
agencies from providing reasonable efforts under certain enumerated
circumstances. See N.J.S.A. 30:4C-15.1(a)(3), as amended by L.
1997, c. 175, § 18, eff. July 31, 1997. Here, the pertinent
exception permitting States to "bypass" reasonable efforts for
reunification is where the state agency can demonstrate the
existence of "aggravating circumstances" inflicted by the parent
upon the child.
42 U.S.C.A.
§671(a)(15)(D)(i). The reasons
underlying enactment of this bypass provision were explained at
length by the Committee, as follows:
After many years of growth, especially in
the late 1980s and early 1990s, the nation's
foster care caseload is now almost 500,000.
Recent studies have shown that in some States,
the average child removed from the home
because of family problems spends almost three
years in foster care. Many of these children
will never return home; many more will return
home one or more times before it becomes
evident that their families will not be able
to take care of them permanently. And yet,
testimony before the Committee, as well as
scientific studies, have shown that adoption
is an effective way to assure that children
grow up in loving families and that they
become happy and productive citizens as
adults.
There seems to be almost universal
agreement that adoption is preferable to
foster care and that the nation's children
would be well served by a policy that
increases adoption rates. Over the past
several years, however, witnesses before the
Committee have testified that there are a
variety of barriers to adoption, some of them
Federal. One barrier is the "reasonable
efforts" criterion in the Federal statute.
This criterion requires States to make
reasonable efforts to prevent removing a child
from its home and to facilitate returning
children to their homes if removal has been
necessary. The intent of this policy is to
provide services to families so that they can
continue to fulfill their child rearing
function.
However, there seems to be a growing
belief that Federal statutes, the social work
profession, and the courts sometimes err on
the side of protecting the rights of parents.
As a result, too many children are subjected
to long spells of foster care or are returned
to families that reabuse them.
The bipartisan group that wrote this
legislation recognized the importance and
essential fairness of the reasonable efforts
criterion. What is needed is not a wholesale
reversal of reasonable efforts or of the view
that government has a responsibility to help
troubled families solve the problems that lead
to child abuse or neglect. The Federal
government now spends well over $4.5 billion
dollars helping these families and their
children and the money is well spent. Rather
than abandoning the Federal policy of helping
troubled families, what is needed is a
measured response to allow States to adjust
their statutes and practices so that in some
circumstances States will be able to move more
efficiently toward terminating parental rights
and placing children for adoption.
[H.R. Rep. No. 105-77, at 7-8 (1997),
reprinted in 1
997 U.S.C.C.A.N. 1, 2740
(emphasis added).]
Thus, ASFA permitted child protection agencies to bypass the
requirement that reasonable efforts of reunification be exerted
when the court finds that there are aggravated circumstances, such
as abandonment, torture, chronic abuse, and sexual abuse; that
there is a homicide of a child; or that the parent has had parental
rights to another child terminated.
42 U.S.C.A.
§671(a)(15)(D).
On the federal level, the recent trend
has been to limit the reasonable efforts
social service agencies must undertake to
reunite families. Thus, the Adoption and Safe
Families Act of 1997 provides that the child's
health and safety are the paramount concerns
in attempts to reunify families. . . .
Although reasonable efforts are still required
by the Act, there are also numerous exceptions
to an agency's duty to provide reasonable
reunification efforts, such as when the parent
has physically endangered the child. . . .
These changes were spurred by congressional
concern that the efforts of social service
agencies to reunite families often returned
children to dangerous homes. . . . Some
commentators have criticized this approach,
arguing that services such as targeted
reunification programs, drug rehabilitation,
and long term services programs, have been
useful in producing lower levels of
maltreatment and higher rates of
reunification. [DMH, supra, 161 N.J. at 388-89 (citations omitted).]
See also In re Guardianship of B.L.A.,
332 N.J. Super. 392, 406
(Ch. Div. 2000) (noting that ASFA, as implemented by N.J.S.A. 9:6-
8.87, clarified that the overriding priority is to always protect
children, and that "[i]n the final analysis, the futility of
reunification efforts must be measured by the family track
record").
[t]hat the preservation and strengthening of
family life is a matter of public concern as
being in the interests of the general welfare,
but the health and safety of the child shall
be the State's paramount concern when making a
decision on whether or not it is in the
child's best interest to preserve the family
unit[.]
[N.J.S.A. 30:4C-1(a) (emphasis added to the
AFSA amendatory provision).]
The laws of most states, as required by ASFA, contain the
"aggravated circumstances" language. Because Congress left it to
the States to define what "aggravated circumstances" means, a wide
variety of approaches have been found among the States. Although
ASFA provides that aggravated circumstances may be defined to
include, but not be limited to, "abandonment, torture, chronic
abuse, and sexual abuse," our Legislature has chosen to use the
term "aggravated circumstances" as a modifier of "abuse, neglect,
cruelty or abandonment." N.J.S.A. 30:4C-11.3(a). Stated another
way, it appears that the degree, or extent, of the "abuse, neglect,
cruelty or abandonment" would seemingly determine whether
"aggravating circumstances" are present.
(A) The knowing exposure of a child to or the
knowing failure to protect a child from abuse
or neglect that is likely to cause great
bodily harm or death and the knowing use of
force on a child that is likely to cause great
bodily harm or death;
(B) Specific brutality, abuse or neglect
towards a child which in the opinion of
qualified experts has caused or will
reasonably be expected to produce severe
psychosis, severe neurotic disorder, severe
depression, severe developmental delay or
retardation, or severe impairment of the
child's ability to function adequately in the
child's environment, and the knowing failure
to protect a child from such conduct;
(C) The commission of any act towards the
child [that constitutes aggravated rape,
aggravated sexual battery, rape of a child,
incest, or aggravated sexual exploitation] or
the knowing failure to protect the child from
the commission of any such act towards the
child; or (D) Knowingly allowing a child to be present within a structure where the act of creating methamphetamine . . . is occurring. [Tenn. Code Ann. § 37-1-102(b)(21) (2003).]
In Kentucky, aggravated circumstances are defined, inter alia,
as the parent causing the child serious physical injury[.] Ky.
Rev. Stat. Ann. § 600.020(2)(e) (Michie 2003) (emphasis added).
"Serious physical injury" is further defined to mean "physical
injury which creates a substantial risk of death or which causes
serious and prolonged disfigurement, prolonged impairment of
health, or prolonged loss or impairment of the function of any
bodily member or organ[.]" Ky. Rev. Stat. Ann. § 600.020(54)
(Michie 2003).
First, the ordinary meaning of the verb
"aggravate" is "to make worse, more serious,
or more severe: INTENSIFY." Webster's Third
New Int'l Dictionary, 41 (unabridged ed.
1993). Accordingly, as applied in a juvenile
dependency proceeding to circumstances bearing
on a determination whether to remove a child
from a parental home or whether, conversely, a
child may be "safely" returned home,
"aggravated" circumstances are those involving
relatively more serious types of harm or
detriment to a child. That interpretation is
confirmed by the aggravated circumstances that
are specifically enumerated in ORS
419B.340(5)(a), involving, among other things,
a parent having caused a child's death or
serious physical injury or having subjected a
child to rape or other sexual abuse,
intentional starvation or torture, or
abandonment. . . .
Next, it is significant that ORS
419B.340(5)(a) refers to aggravated
"circumstances," rather than to the aggravated
actions and conditions of a parent. . . . That
usage indicates that the legislature was
concerned, not only with the parents' actions
and conditions, but also with the results of
those actions and conditions, including
effects, direct and indirect, on a child.
It is not necessary or possible in this
case to determine the entire universe of
"aggravated circumstances" within the meaning
of ORS 419b.340(5)(a), because we conclude
that such circumstances are present here. In
particular, . . . [the record] discloses that
D has suffered severe mental injury as a
result of his exposure to significant domestic
violence, the parents' drug use, and a highly
unstable home life. The record also
demonstrates that [the] child has suffered
serious psychological and social damage
including, among other disorders,
posttraumatic stress disorder, oppositional
defiant disorder, and parent-child relational
disorder and that those disorders were caused,
in substantial part, by the parents' conduct,
including [the child] witnessing domestic
violence. . . . Consistently with our
understanding of ORS 419B.340(5)(a) . . . , we
conclude that the circumstances here, in their
totality, are "aggravated." It follows that,
based on the existence of those circumstances,
the juvenile court was authorized to find that
DHS was not required to make reasonable
efforts to make it possible for [the] child to
safely return home.
[State ex rel. Juvenile Dept. of Benton County
v. Risland,
51 P.3d 697, 704-05 (Or. App.
2002).]
The ASFA provisions in the Iowa statute provide, in relevant
part, that "[i]f the court determines by clear and convincing
evidence that aggravated circumstances exist, with written findings
of fact based upon the evidence in the record, the court may waive
the requirement for making reasonable efforts." Iowa Code §
232.102(12) (2000). Aggravated circumstances are defined broadly
as those, inter alia, where the child has been placed based on a
finding of physical or sexual abuse or neglect as a result of the
acts or omissions of the parent, there is clear and convincing
evidence that the abuse or neglect posed a significant risk to the
life of the child or constituted imminent danger to the child, and
there is clear and convincing evidence that the offer or receipt of
services would not correct the conditions that led to the abuse or
neglect within a reasonable period of time. Iowa Code §
232.102(12)(a)-(g); § 232.116(1)(i) (emphasis added). The child A.J.G.'s statements to the investigator from the Prosecutor's Office concerning his observations of the May 27, 2002 beating of R.J.G., relating that A.R.G. kept hitting R.L.G. over and over and told R.L.G. that he would beat R.L.G. until he bled, and that "the next time I'll break your arms[,]" reflects depraved behavior. The record also demonstrated that A.R.G.'s pattern of violent and abusive behavior permeated his marriage with M.A.L. and led to their separation. Moreover, the children had witnessed A.R.G.'s abuse of their mother, as well as repeated violence in the home. It was fully within the province of the trial judge to reject as unpersuasive the evidence adduced by A.R.G. that the children's swimming coach and school principal always observed a wholesome relationship between A.R.G. and the children. We note that those observations were made in a public setting. We take notice that violent and abusive behavior in an interpersonal family setting is more likely to occur in private, behind closed doors, rather than in public view. We also find unpersuasive A.R.G.'s argument that there were no aggravated circumstances because R.L.G. had suffered no broken bones or prolonged medical treatment. The nature and severity of the beating that R.L.G. had been subjected to on May 27, 2002, at the hands of A.R.G., as graphically depicted by the photographs in evidence; the prior beatings suffered by both C.R.G. and R.L.G.; the medical evidence of the repeated beatings suffered by R.L.G.; the indictment and repudiation of A.R.G.'s abusive behavior by his own mother and sister; and the evidence of prior abusive and violent behavior by A.R.G., are all sufficient indicia and proof of aggravated circumstances of chronic abuse and cruelty, without the necessity of broken bones or prolonged medical care. The totality of the evidence paints a vivid picture of the children and others in A.R.G.'s family household being subjected to a violent and intimidating atmosphere. We also conclude that the judge properly applied the provisions contained in N.J.S.A. 9:6-8.46 in concluding that all three children were in need of protection by the court. See Division of Youth and Family Servs. v. Robert M., 347 N.J. Super. 44, 68 (App. Div.) (noting that the abuse of one child may pose a danger to other children in the household), certif. denied, 174 N.J. 39 (2002); J&E v. M.F., 157 N.J. Super. 478, 493 (App. Div.) (noting that "predictions as to probable future conduct can only be based upon past performance[,]" and "[e]vidence of parents' fitness or unfitness can be gleaned not only from their past treatment of the child in question but also from the quality of care given to other children in their custody"), certif. denied, 77 N.J. 490 (1978). The record established that A.R.G.'s resort to violence was chronic, habitual and repetitive, and endangered the health, safety and welfare of the children. These "aggravated circumstances," within the context of the intent of ASFA that the safety of children be the court's paramount concern, established by clear and convincing evidence that the exertion of reasonable efforts for reunification should be bypassed. We emphasize that a finding of aggravated circumstances permitting the bypass of the reasonable efforts requirement does not equate to a deprivation of parental rights. See In re Baby Boy H., 63 Cal. App. 4th 470, 477-78 (1998). As the trial judge correctly stated, in order to terminate A.R.G.'s parental rights, DYFS must still establish each of the four prongs contained in N.J.S.A. 30:4C-15.1(a) by clear and convincing evidence during the guardianship trial. We have reviewed with great respect the thoughtful dissent of our esteemed colleague. We recognize that this is a difficult case, and we cannot quarrel in technical terms with the procedural due process concerns expressed in the dissent. However, "[d]ue process of law is not a fixed star in the constitutional firmament. It radiates variably in application, 'call[ing] for such procedural protections as the particular situation demands.'" Wakefield v. Pinchak, 289 N.J. Super. 566, 570 (App. Div. 1996) (quoting Morrisey v. Brewer, 408 U.S. 471, 481, 92 S. Ct. 2593, 2600, 33 L. Ed.2d 484, 494 (1972)). Here, as a practical matter, the record adequately demonstrates that the evidence and circumstances forming the basis for the Division's application for permission to bypass the requirement to provide reunification services were well known to A.R.G. and all counsel prior to the June 26, 2002 hearing. Moreover, A.R.G. made no proffer__either at the June 26th hearing or in his motion for reconsideration heard on July 17, 2002__as to what additional proofs or evidence he would have submitted to challenge the claim that "aggravated circumstances of abuse, neglect, cruelty or abandonment" existed as a result of his conduct. Indeed, everything that could have been submitted was fully before the court; there were no surprises. Instead, A.R.G. merely relied upon his penitence and sought another opportunity to parent these children. All such pleas to the contrary notwithstanding, the photographs of the brutal beating administered by A.R.G. to R.L.G. fully speak for themselves. When those photographs are considered within the context of the other undisputed evidence presented to the trial judge, the power of the proofs clearly and convincingly supports the finding of aggravated circumstances under any standard or interpretation of that term. As so aptly stated, "'One picture is worth more than ten thousand words.' Chinese proverb." Traver v. Packaging Group, Inc., 242 N.J. Super. 567, 578 (Law Div. 1990).See footnote 88 We also view the placement of the children with their maternal grandparents rather than in foster care as irrelevant on the issue of the presence of aggravating circumstances. Whether the termination of A.R.G.'s parental rights will or should be terminated is not an issue before us in this appeal. Likewise, the issue of whether kinship legal guardianship proceedings are an appropriate alternative to termination of his parental rights is a matter to be advanced to the Family Part by A.R.G. during the guardianship proceedings. The sole question here is whether the Family Part__in the child abuse and neglect action__properly concluded that aggravated circumstances existed. In our view, the uncontroverted clarity of the evidence supports the conclusion reached by the trial judge. The orders entered in the Family Part on June 26, 2002 and July 17, 2002, are affirmed. The stay of the proceedings in FG-09- 217-03 is dissolved and further proceedings in that action may occur. ________________________________________ EICHEN, J.A.D., dissenting. I respectfully dissent from the opinion of my colleagues affirming the finding of the Family Part that "aggravated circumstances of abuse" were properly established pursuant to N.J.S.A. 30:4C-11.3a, thereby excusing the Division of Youth and Family Services (DYFS or Division) from its statutory obligation under N.J.S.A. 30:4C-11.1b to make reasonable efforts to reunify the children with their father. Unquestionably, the finding of the Family Part judge that R.L.G. was subjected to "abuse" by A.R.G. is supported by substantial, credible evidence in the record. Cesare v. Cesare, 154 N.J. 394, 411-12 (1998). See N.J.S.A. 9:6-8.21c. And, I concur with the observations of my colleagues that the evidence presented to the trial judge demonstrated A.R.G.'s repeated abuse of R.L.G., his prior abuse of C.R.G., as well as his abusive and controlling conduct toward other family members, including his deceased wife, his mother and sister. I also agree that the enactment of the Federal Adoption & Safe Families Act of 1997 (ASFA) represented a shift in legislative intent from a child protection system that emphasized the preservation of families to a system that subordinates parental rights to the paramount concern for protecting the health, safety and welfare of children when considering whether it is in the child's best interests to preserve the family unit. However, I have serious reservations as to whether A.R.G.'s due process rights were sufficiently protected by the procedures followed. The essential requirements of due process are notice and an opportunity to be heard at a meaningful time and in a meaningful manner. Fuentes v. Shevin, 407 U.S. 67, 80, 92 S. Ct. 1983, 1994, 32 L. Ed.2d 556, 567-68 (1972). In this case, not only was A.R.G. deprived of adequate notice of the DYFS application, but there also was insufficient opportunity to allow his counsel to consider or present a defense. The procedures followed here culminated in relieving DYFS of its obligation to make reasonable efforts to reunite A.R.G. with his children, a result that is unsustainable in light of the serious consequences flowing from that discussion, which I will discuss in more detail later in this dissent. An order to show cause was filed by the Division on May 29, 2002, and an order was entered on that date approving the emergency removal of the children and scheduling the matter for a hearing on June 26, 2002. The order also, among other things, continued custody, care and supervision of the children with DYFS. A second order was entered also on May 29, 2002. The second order is a form order with pre-printed language, containing a menu of options as to the purpose of the scheduled hearing, the selection of which was to be designated by the insertion of a checkmark, or other mark, in the appropriate space next to one of the following types of hearings: "Case Management Conference"; "Compliance Review"; "Fact Finding"; and "Permanency Hearing." No checkmark appears in any of the spaces provided. And nowhere in the order is there any reference to the fact that a hearing would be held to determine whether "aggravated circumstances of abuse" exist excusing DYFS of its obligation to make reasonable efforts toward family reunification pursuant to N.J.S.A. 30:4C-11.3a. The only indication in the record on appeal that demonstrates notice to A.R.G. concerning the specific nature of the June 26, 2002 hearing is the June 24, 2002 letter from the Division's counsel to A.R.G.'s counsel, issued only two days prior to the scheduled hearing date, transmitting an "evidence packet" to A.R.G.'s counsel. That letter informed A.R.G., through counsel, for the first time, that the Division intended to request "a finding pursuant to N.J.S.A. 30:4C-11.3(a)[.]" No further explanation is provided in the letter that DYFS intended to seek a ruling relieving DYFS of its obligation to make reasonable efforts toward family reunification on the ground that "aggravated circumstances of abuse" exist. Certainly, no formal pleading, motion, supporting certification, or brief accompanied DYFS's letter. In my view, two days prior notice, and the nature and manner of furnishing that notice, were insufficient to apprise A.R.G. of the serious consequences that would result if the court acceded to the Division's request for a determination under N.J.S.A. 30:4C- 11.3a, denying A.R.G. due process of law. Moreover, I believe that the Division's failure to proceed formally also renders the proceedings and ensuing order a nullity. The eleventh hour transmittal of a "packet of evidence" with a terse reference to the statute does not pass constitutional muster. Instead, DYFS should have indicated in its order to show cause its intention to proceed under N.J.S.A. 30:4C-11.3a if it was seeking to obtain a waiver of DYFS's efforts to reunite A.R.G. with his children. Alternatively, if time was an issue, a motion on short notice could have been subsequently filed and served after DYFS obtained the order to show cause. As for the lack of a meaningful opportunity to be heard, I highlight the following exchange between counsel for A.R.G. and the court at the June 26, 2002 hearing. This exchange creates serious doubt as to whether A.R.G.'s counsel was afforded an adequate opportunity to address DYFS's "request" under N.J.S.A. 30:4C-11.3a: [COUNSEL FOR A.R.G.]: Your Honor, I'm asking the court to find that reasonable efforts should have been made -- THE COURT: This is not a reasonable efforts case. It's a fact finding case to determine whether or not there was abuse - - [COUNSEL FOR A.R.G.]: Your Honor, I -- THE COURT: -- as defined under -- [COUNSEL FOR A.R.G.]: -- I understand. THE COURT: It's got nothing to do with reasonable effort. So, don't -- don't consume time talking about reasonable efforts. [COUNSEL FOR A.R.G.]: Okay. So, Your Honor already ruled on that as far as reasonable efforts have been made? THE COURT: It's not a question of reasonable efforts being offered at this time. The question is whether or not there was abuse committed by [A.R.G.] upon the child. Although the judge may have been precluding argument on the issue of whether the Division should have provided reasonable efforts to prevent placement under N.J.S.A. 30:4C-11.2a because placement had already occurred, apparently that was not clear to A.R.G.'s counsel because, after this exchange, both counsel for DYFS and the law guardian requested to be heard on the "aggravated circumstances" issue "at the appropriate time." However, without granting argument on that issue, the judge then delivered his opinion, which included a finding that "aggravated circumstances of abuse" had been established. Fundamental fairness required more than this cursory review and adjudication of A.R.G.'s rights in light of the serious consequences that flowed from the judge's finding of "aggravated circumstances of abuse." Aside from relieving DYFS of its obligation to make reasonable efforts to reunite the family, that finding permitted the court to accelerate the proceedings to the end that a guardianship complaint was filed only three months later. In my view, this rush to judgment under the facts of this case is untenable. Both ASFA, 42 U.S.C.A. §671(a)(15)(E)(i), and our implementing statute, N.J.S.A. 9:6-8.54b(2), accelerate the required permanency hearing upon a finding that reasonable efforts of reunification need not be made pursuant to N.J.S.A. 30:4C-11.3a. Under those provisions, the permanency hearing must occur within thirty days after such a finding. By contrast, if a court finds that a child has been subjected to "abuse or neglect" under N.J.S.A. 9:6-8.9 and that placement is required, the initial placement can be for as long as twelve months, N.J.S.A. 9:6-8.54b(1), with a permanency hearing held "no later than 12 months after the child has been in placement." N.J.S.A. 30:4C-61.2a(2). In this case, the judge conducted a permanency hearing immediately after the finding of "aggravated circumstances of abuse" and approved the Division's permanency plan, namely, termination of A.R.G.'s parental rights to all three children and adoption by the maternal grandparents. Thus, this finding allowed DYFS to abbreviate the time for approving its permanency plan with the result that DYFS could file its guardianship immediately. That complaint was filed on September 18, 2002, just three months after the June 26, 2002 hearing, all because it was excused from making any efforts toward family reunification. As a result of the judge's ruling, arguably, at least a portion of the third prong of the four-prong "best interests" test justifying termination of parental rights in the guardianship action may have been satisfied. See N.J.S.A. 30:4C-15.1a(3). See also In re Custody and Guardianship of Marino S., 693 N.Y.S.2d 822, 831-33 (N.Y. Fam. Ct. 1999), aff'd 741 N.Y.S.2d 207 (N.Y. App. Div. 2002). In a guardianship action, ordinarily DYFS is required to demonstrate it "has made reasonable efforts to provide services to help the parent correct the circumstances which led to the child's placement outside the home" before termination may be ordered. N.J.S.A. 30:4C-15.1a(3). With the court's finding that DYFS had established "aggravated circumstances" by clear and convincing evidence,See footnote 99 it could later be argued in the guardianship action that the reasonable efforts requirement need not be further demonstrated. Ibid. I believe that the shortening of the time in this case, in the absence of appropriate due process safeguards requires a reversal. Moreover, I have serious reservations as to whether the evidence presented at the factfinding hearing was even sufficient to support a finding of "aggravated circumstances of abuse." The majority opinion reviews, in depth, legislation passed in various states implementing those provisions of ASFA pertaining to "aggravated circumstances of abuse" as permitting waiver of the reasonable efforts requirement of N.J.S.A. 30:4C-11.1b. A critical examination of that legislation, however, reveals a common thread for interpreting the phrase "aggravating circumstances of abuse" as requiring both (1) a finding that the conduct of the parent has subjected the child to serious injury or has placed the child in a position of being at significant risk of serious injury, and (2) that services would not correct the conditions that led to the abuse or neglect within a reasonable period of time. In this case, there was no medical testimony concerning the full extent and nature of the injury to R.L.G. from A.R.G.'s physical abuse of the child. Nor was there a psychological evaluation of R.L.G., or the other children, which might have afforded some insight into the emotional effects of the abuse on the children. Similarly, there was no psychological evaluation of A.R.G., which might have revealed whether there is any likelihood that services would be able to correct the condition that led to the abuse.See footnote 1010 The presentation of such evidence would have elicited cross-examination and further exploration of these issues. In the absence of such evidence, I have no confidence that a just result was reached in this case. The sole evidence presented at the hearing came from the testimony of the DYFS caseworker, which relied substantially on the hearsay statements of others. Unlike the circumstances in In re Guardianship of B.L.A., 332 N.J. Super. 392 (Ch. Div. 2000), this family had no prior history of intervention by the Division. Fundamental fairness required expert testimony and testimony of the adverse family witnesses before the court could properly conclude that DYFS had proved "aggravated circumstances of abuse" by clear and convincing evidence excusing it from making any efforts toward reunification. Moreover, if the evidence underpinning the trial court's decision in this case can be viewed as supporting a conclusion of "aggravated circumstances of abuse," consider how many other cases alleging child abuse under N.J.S.A. 9:6-8.21 could arguably fit within the definition of "aggravated circumstances of abuse" under N.J.S.A. 30:4C-11.3a; see also N.J.A.C. 10:133I4.3.See footnote 1111 I respectively suggest that the majority has not articulated a useful standard for determining when "serious abuse" or "aggravated circumstances of abuse" has occurred. For instance, it is not clear whether conduct alone is sufficient to establish a case of "aggravated circumstances of abuse" or whether the effect of that conduct must be factored into the equation. If the "effect" is a vital component, then expert evidence must be presented to aid the fact-finder to reach a just result. Finally, I would be remiss if I did not question whether ASFA's approval of the waiver of the reasonable efforts requirement in cases of "aggravated circumstances of abuse" was intended to expedite termination proceedings to free abused children for adoption who are not languishing in foster care. See H.R. Rep. 105-77, at 7 (1997), reprinted in 1 997 U.S.C.C.A.N. 1, 2739-40. Here, it seems the children have been safely placed with caring grandparents. N.J.S.A. 30:4C-15.3a provides that DYFS shall not be required to file a petition seeking the termination of parental rights if "[t]he child is being cared for by a relative and a permanent plan for the child can be achieved without termination of parental rights[.]" Again, these children have been placed with their maternal grandparents, with whom they have previously resided and therefore, in my view, there is no reason for these accelerated proceedings. Notably, the children are not infants. A.J.G. recently turned nine years old; R.L.G. is ten; and C.R.G. is sixteen. I also note that the rush to judgment in this case essentially precludes consideration of a permanency alternative that arguably could be appropriate in a case of this nature, namely, a "kinship legal guardianship arrangement." See N.J.S.A. 30:4C-84 to -88 (providing for a kinship legal guardianship arrangement as an alternative disposition and permanent placement once children have been residing in the home of a relative for a period of twelve consecutive months). But I draw no conclusions in that regard in the absence of briefing on the issue. Suffice it to say, given the fact that these children are safely placed in a secure and familiar environment with their maternal grandparents in Florida, and that the criminal charges against their father have not as yet been resolved, the rush to achieve permanency for these children which is applicable to the foster placement of an abused child seems ill- advised under our system of justice. For all of these reasons, I would reverse and remand the matter to the Family Part for further proceedings consistent with this opinion.
Footnote: 1 1 There was no objection by A.R.G. to the placement of the children with the maternal grandparents in Florida, and they were placed there on July 3, 2002. Footnote: 2 2 This letter was not initially filed as part of the record on appeal. At argument, upon our inquiry concerning prior notice of DYFS's application for a finding that no reasonable efforts to reunify were required, counsel produced same and we now incorporate it into the record. Footnote: 3 3 N.J.S.A. 9:6-8.87 excuses DYFS from the requirement to provide reasonable efforts to reunify a placed child with a parent if an exception to that requirement has been established in accordance with N.J.S.A. 30:4C-11.3. Footnote: 4 4 N.J.S.A. 30:4C-11.2 provides, inter alia, that upon a finding that the parent has subjected the child to aggravated circumstances of abuse, neglect, cruelty or abandonment, the court may excuse DYFS from its obligation to provide reasonable efforts to prevent placement. N.J.S.A. 30:4C-11.3 provides, inter alia, that upon such a finding the court may excuse DYFS from its obligation to provide reasonable efforts to reunify the child with a parent. However, when an emergency removal is effected, DYFS "shall not be required to provide reasonable efforts to prevent placement if removal of the child is necessary due to imminent danger to the child's life, safety or health[.]" N.J.S.A. 9:6-8.29(a). Accordingly, it is clear that the judge intended to refer to N.J.S.A. 30:4C-11.3(a). Footnote: 5 5 N.J.S.A. 9:6-8.54(b)(2) requires the court to conduct a permanency hearing no later than 30 days after placement in cases where the court has determined that reasonable efforts to reunify the child with the parent are not required pursuant to N.J.S.A. 30:4C-11.3. Footnote: 6 6 We recognize that DYFS is statutorily empowered to bring concurrent but separate Title 9 abuse and neglect proceedings, and Title 30 guardianship proceedings against the same parties. New Jersey Div. of Youth and Family Servs v. K.M., 136 N.J. 546, 550 (1994). Footnote: 7 7 Pursuant to N.J.S.A. 30:4C-15, as amended to comply with ASFA, when DYFS has determined that the statutory criteria for termination have been satisfied, a guardianship petition seeking termination of parental rights shall be filed "no later than when the child has been in placement for 15 of the most recent 22 months, unless the division establishes an exception . . . in accordance with [N.J.S.A. 30:4C-15.3]." Those exceptions include where "[t]he child is being cared for by a relative and a permanent plan for the child can be achieved without termination of parental rights." N.J.S.A. 30:4C-15.3(a). Footnote: 8 8 The correct phrase is "One picture is worth a thousand words" a misattributed Chinese proverb explained in John Bartlett, Bartlett's Familiar Quotations, p. 851, footnote 2, Seventeenth Edition (2002), as follows: "'One look is worth a thousand words.' Fred R. Barnard, in Printers' Ink, 8 Dec., 1921, p. 96. He changed it to 'One picture is worth a thousand words' in Printers' Ink, 10 March, 1927, p. 114, and called it 'a Chinese proverb, so that people would take it seriously.'__Burton Stevenson, ed., The Home Book of Proverbs, maxims, and Familiar Phrases [1948]." Footnote: 9 9 In a factfinding hearing, any determination that a child is an abused or neglected child must be based on a preponderance of the evidence. N.J.S.A. 9:6-8.46b(1). Here, the judge found the existence of aggravated circumstances by clear and convincing evidence. Footnote: 10 10 While I recognize that a psychological evaluation was ordered here, it was not obtained until after the determination to relieve DYFS of its obligation to provide services. Footnote: 11 11 N.J.A.C. 10:133I4.3 reads, in pertinent part:
(a) The Division shall not be required to
provide reasonable efforts to reunify the
child with a parent pursuant to N.J.S.A.
30:4C-11.3 if a court of competent
jurisdiction has determined that:
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