Original WP 5.1 Version (NOTE: This decision was approved by the court for publication.)
This case can also be found at 326 N.J. Super. 245.
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-36-98T1
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
M. HERBERT STARUCH,
Defendant-Appellant.
Argued November 10, 1999 - Decided December 3, 1999
Before Judges Stern and Wefing.
On appeal from the Superior Court of New
Jersey, Law Division, Monmouth County.
Richard S. Haines argued the cause for
appellant (Haines & Thompson, attorneys;
Mr. Haines, on the brief).
Peter J. Boser, Assistant Monmouth County
Prosecutor, argued the cause for respondent
(John Kaye, Monmouth County Prosecutor,
attorney; Mr. Boser, of counsel and on the
brief).
The opinion of the court was delivered by
STERN, P.J.A.D.
After defendant's application for enrollment in the Pretrial
Intervention Program ("PTI") was denied in June 1996, he pled
guilty to a count of an indictment charging him with distribution
of marijuana in a school zone.See footnote 1 Defendant was sentenced to four
years in the custody of the Commissioner of Corrections with one
year before parole eligibility. Defendant neither appealed to
the designated PTI judge from the denial of his application, seeR. 3:28(h), and in the absence thereof did not appeal to us
notwithstanding his guilty plea, as authorized by R. 3:28(g).
More than one year after sentencing, which occurred in
December 1996, defendant sought post-conviction relief ("PCR") by
virtue of the rejection of his application for PTI. The trial
judge denied the application, and defendant argues to us that
"[t]he Pretrial Intervention Program in conjunction with the
Monmouth County Prosecutor's Office failed to properly consider
Mr. Staruch's application into the Pretrial Program of Monmouth
County," and that "[t]he remedy sought is entirely appropriate
for post-conviction relief." We disagree with the latter
contention and hold that the PCR petition was not cognizable
under R. 3:22-2. Accordingly, we affirm the denial of PCR.
In State v. Baynes,
148 N.J. 434, 451 (1997), the Supreme
Court made clear that rejection of a PTI application based merely
on a policy of denying enrollment for someone charged with a drug
offense in a school zone constitutes a "patent and gross abuse of
discretion." Baynes involved simple possession of CDS within a
school zone, not an offense in violation of N.J.S.A. 2C:35-7.
See alsoState v. Caliguiri,
308 N.J. Super. 214 (App. Div.
1998), aff'd and modified,
158 N.J. 28 (1999), in which the
Supreme Court held "that prosecutors may treat N.J.S.A. 2C:35-7
as equivalent to a second-degree offense and consider PTI
presumptively unavailable," 158 N.J. at 43, and that a defendant
so charged had to "show 'compelling reasons' to rebut the
presumption against PTI." Id. at 44.
Defendant here was indicted for various violations of the
Comprehensive Drug Reform Act, including possession with intent
to distribute and distribution of marijuana within a school zone,
N.J.S.A. 2C:35-7. He contends that because the Monmouth County
Prosecutor "had a stated policy of denying admission into PTI"
with respect to school zone offenders at the time of his
rejection and "there was no case law in this state specifically
dealing with PTI and a perse denial of a defendant charged with
. . . a school zone [offense]," he is now entitled to have his
application reconsidered on the merits. Defendant asserts that:
It was not until October 6, 1997 that the
appellate division in the case of State v.
Caliguiri,
305 NJ Super. 9[] (App. Div. 1997)
. . . decided that the perse prohibition was
also applicable to defendants who were
charged with possession with intent to
distribute and/or distribution of a
controlled dangerous substance within a
school zone. It was this case that makes it
clear that Mr. Staruch was denied the rights
to which he was entitled under the pretrial
intervention statute.
Under the principles enunciated by the
Supreme Court in State v. Afanador[,]
151 NJ 41[] (1997) the defendant is entitled to be
admitted into the pretrial intervention
program under the principles enunciated in
State v. Baynes, supra, that later became
applicable by the application of State v.
Caliguiri, supra. Consequently, it is clear
by subsequent decisional law that the
defendant experienced a substantial denial of
his rights under the laws of the State of New
Jersey which should be corrected by the
granting of post conviction relief.
We conclude that the defendant's petition for PCR was
properly denied. Except as provided in the New Jersey
Constitution, Rule 3:22 provides "the exclusive means of
challenging a judgment rendered upon conviction of a crime." R.
3:22-3. "It is not, however, a substitute for appeal from
conviction . . . ." Ibid.See alsoR. 3:22-4, -5. R. 3:22-2
provides: A petition for post-conviction relief is
cognizable if based upon any of the following
grounds:
(a) Substantial denial in the conviction
proceedings of defendant's rights under the
Constitution of the United States or the
Constitution or laws of the State of New
Jersey;
(b) Lack of jurisdiction of the court to
impose the judgment rendered upon defendant's
conviction;
(c) Imposition of sentence in excess of
or otherwise not in accordance with the
sentence authorized by law.
(d) Any ground heretofore available as a
basis for collateral attack upon a conviction
by habeas corpus or any other common-law or
statutory remedy.
Defendant points to no constitutional or statutory basis for
relief. His contention is premised on the belief that the
decisional law interpreting the PTI statute (N.J.S.A. 2C:43-12
and -13) and the PTI Rule and Guidelines (R. 3:28) must be given
retroactive application even though he did nothing to raise or
preserve his claim following his rejection by the PTI program
director upon input from the prosecutor.See footnote 2 But PCR is not a
substitute for an appeal by a defendant who declined to appeal
his PTI rejection to the designated judge or, thereafter, to us.
See, e.g., State v. McQuaid,
147 N.J. 464, 483 (1997). In any
event, the PCR rule is not generally designed to give retroactive
effect to case law which interprets statutes and Rules
implementing them unless constitutional values are at stake. SeeState v. Mitchell,
126 N.J. 565, 577-78, 86 (1992) (noting that
the challenge to the factual basis of defendant's plea was not of
"constitutional dimension" and did not give rise to an illegal
sentence, and that imposition of the maximum sentence under the
plea agreement did "not rise to the level of a constitutional
violation justifying the use of exception [R. 3:22-]4(c)" or R.
3:22-12). For example, in State v. Burgess,
154 N.J. 181
(1998), the Supreme Court affirmed our grant of PCR to a
defendant convicted of violating the drug kingpin statute,
N.J.S.A. 2C:35-3, without jury instructions later required by
State v. Alexander,
136 N.J. 563 (1994). But in that case
constitutional values were involved. See alsoState v. Afanador,
151 N.J. 41 (1997).See footnote 3 Burgess and Afanador dealt with the instructions on
statutory elements of an offense which are "especially crucial to
the satisfaction of a criminal defendant's due process rights,"
Burgess, supra, 154 N.J. at 185, as deficient jury instructions
result in "[t]he denial of defendant's constitutional rights."
Id. at 185-86. Moreover, the defendant in Burgess had raised the
issue concerning the jury charge in his petition for
certification following affirmance of his conviction so that R.
3:22-4 did "not [bar] his application for post-conviction
relief." Burgess, supra, 154 N.J. at 185. Similarly, because
the defendant in Afanador had also attacked the jury instructions
in his original petition for certification, his "PCR petition
[was] not procedurally barred." State v. Afanador, supra, 151
N.J. at 53.
Had defendant appealed the denial of his PTI application, as
did the defendants in Baynes and Caliguiri, we presume he would
have been entitled to a remand and further consideration of his
application on the merits. But defendant did not do so, and
whether or not we consider Baynes and Caliguiri to have announced
a new rule of law, which we do not, seeAfanador at 57-59, their
holdings do not permit defendant to seek their benefit through a
petition for PCR filed almost two years after his PTI application
was denied and, in any event, more than sixteen months after he
was sentenced and the judgment of conviction was entered.
An issue of "retroactivity can arise only where there has
been a departure from existing law." State v. Burstein,
85 N.J. 394, 403 (1981). See alsoState v. Purnell,
161 N.J. 44, 53
(1999). But even applying principles of retroactivity to the
issue involved, as if a new rule of law was involved, seeAfanador, 151 N.J. at 57-59, we find no basis for relief. No
constitutional value is at stake; nor is any issue involving
"reliability of the truth finding process," id. at 58-59; there
was no reported judicial opinion on which defendant reasonably
relied to prevent a challenge to his PTI denial, and we have no
way of telling on this record how many PTI applications were
denied since adoption of N.J.S.A. 2C:35-7 in 1986 that would have
to be reconsidered. SeeAfanador, 151 N.J. at 57-59. See also,
e.g., State v. Purnell, supra, 161 N.J. at 56 (holding that a new
rule of law that the jury rather than judge must decide the
materiality element of perjury would not be retroactively applied
because of the "potentially . . . very large number of
convictions that would be affected");See footnote 4 State v. Knight,
145 N.J. 233, 258 (1996) (holding that a ruling finding a state
constitutional right to counsel did not apply retroactively "to
those defendants who had exhausted all avenues of direct relief
at the time [State v.] Sanchez [
129 N.J. 261 (1992)] was
decided"); State v. Burstein, supra, 85 N.J. at 411
(interpreting the Wiretap Act as a "new rule of law," but not
giving it even limited retroactivity); State v. Clark,
324 N.J.
Super. 178, 188-89 (App. Div. 1999) (noting that "our holding
that counsel's representation of defendant created an appearance
of impropriety [not of constitutional dimension] will apply only
to [defendant's direct appeal and future cases] . . . 'but not in
any other litigation that is pending or has reached final
judgment,'" (quoting State v. Knight, supra, 145 N.J. at 249
51)).
The order denying PCR is affirmed.
Footnote: 1While there is no dispute as to the background, neither the
plea transcript nor judgment has been made part of the record on
this appeal. We are told defendant pled guilty to a crime under
N.J.S.A. 2C:35-7. In any event, he was indicted for various
controlled dangerous substances offenses, including violations of
N.J.S.A. 2C:35-7.Footnote: 2The trial judge properly noted that State v. Baynes,
287 N.J. Super. 336 (App. Div. 1996), affirming
287 N.J. Super. 467
(Law Div. 1995), had been decided before defendant's PTI appli-
cation was rejected and "defendant had the ability, and right
certainly, to appeal the Program Director's rejection . . . ." Footnote: 3In Afanador, cited by defendant, the Supreme Court
concluded that Alexander involved an initial interpretation of a
statute and "did not create a new rule of law," Afanador, supra,
151 N.J. at 57-58, but could be applied to defendant's case
tried before Alexander was decided because the issue was raised
in defendant's petition for certification after his direct
appeal. Id. at 57-60. SeealsoBurgess, supra, 154 N.J. at 185.
For the same reason, the procedural bars embodied in R. 3:22-3,
4, -5 and -12 did not apply in Afanador. Afanador, supra, 151
N.J. at 49-53.Footnote: 4Purnell discusses the different federal retroactivity
requirements when a federal constitutional right is involved in a
pending case and collateral attack. Id. at 58-64.