Original
Wordprocessor Version (NOTE: This decision was approved by the court for publication.)
This case can also be found at 364 N.J. Super. 155, 834 A.2d 105.
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO.
STATE OF NEW JERSEY IN
THE INTEREST OF W.M.,
Juvenile-Appellant.
Argued: October 14, 2003 - Decided: November 12, 2003
Before Judges Newman, Fall and Hoens.
On appeal from the Superior Court of New Jersey, Chancery Division, Family Part,
Essex County, Docket Number FJ-07-3227-03.
Patricia Weston Rivera argued the cause for appellant.
Hilary L. Brunell, Executive Assistant Prosecutor, argued the cause for respondent, State of
New Jersey (Paula T. Dow, Acting Essex County Prosecutor, attorney; Ms. Brunell, on
the brief).
The opinion of the court was delivered by
FALL, J.A.D.
In this juvenile delinquency waiver case, as a matter of first impression, we
review the decision of the Family Part, after a hearing held pursuant to
N.J.S.A. 2A:4A-36, to remand the waived juvenile to the adult detention facility pending
trial. The following factual and procedural history is relevant to our consideration of
the issues advanced on appeal.
W.M. was born on February 27, 1986. On January 10, 2003, he was
charged in the Family Part with acts of delinquency purportedly occurring in September
2002 when he was age sixteen which, if committed by an adult, would
constitute second-degree aggravated assault, contrary to N.J.S.A. 2C:12-1(b), and third-degree endangering the welfare
of a child under age sixteen, contrary to N.J.S.A. 2C:24-4. The delinquency charges
filed against W.M. arose from the following circumstances.
On January 5, 2003, the badly decomposed body of F.W., a seven-year-old male
child was discovered at 188 Parker Street in Newark. R.W., F.W.'s twin brother,
and their four-year-old brother, T.H., were also found at the Parker Street address;
they were alive but in poor health. A police investigation disclosed that in
September 2002, these three children had been living in Irvington in the care
of W.M.'s mother. W.M. often played rough with F.W. and his brothers. At
that time and place, W.M. was wrestling with F.W. when W.M. placed F.W.'s
head in a "headlock," drove his knee into F.W.'s abdomen several times, and
then flipped F.W. over his right shoulder, causing F.W.'s head to hit the
edge of the bed and then bounce a few times when it struck
the floor. W.M. heard F.W. make a "gurgling" sound like he was trying
to breathe, prompting W.M. to get his mother, who placed ice on F.W.'s
head; W.M. then left the house and never saw F.W. again.
See footnote 1 An autopsy of F.W.'s body disclosed that the cause of the child's death
was homicidal violence, including blunt impacts to the head and abdomen. The injuries
that caused F.W.'s death were consistent with being caused by the described conduct
of W.M. toward F.W. in September 2002, during the wrestling incident.See footnote 2 After the delinquency complaint was filed against W.M., the State filed a timely
motion in the Family Part pursuant to
N.J.S.A. 2A:4A-26 and Rule 5:22-2, seeking
waiver of that court's jurisdiction over the delinquency complaints filed against W.M., and
referral of the matter to the Law Division and prosecuting authority for the
prosecution of W.M. as an adult. A hearing was conducted in the Family
Part before Judge Troiano on the State's waiver application on March 4, 2003,
after which the judge entered an order granting the State's motion and directing
that the matter be transferred to the Law Division and the Essex County
Prosecutor's Office for further proceedings against W.M. as an adult.
On March 10, 2003, an adult criminal complaint was filed against W.M., charging
him with second-degree aggravated assault and third-degree endangering the welfare of a child.
W.M.'s motion for leave to appeal from the March 4, 2003 waiver decision
was denied by an order entered in this court on May 28, 2003.
SeeState in the Interest of R.L.,
202 N.J. Super. 410, 414 (App.
Div.) (holding that a juvenile waiver order is an interlocutory order which may
be appealed only by leave granted), certif. denied,
102 N.J. 357 (1985).
Upon granting the State's waiver application, a hearing was conducted in the Family
Part before Judge Troiano on May 6, 2003 and June 6, 2003, pursuant
to N.J.S.A. 2A:4A-36 and Rule 5:22-3, to determine whether W.M., while in custody
pending trial, should be remanded to the Essex County Juvenile Detention Facility (juvenile
facility) or to the Essex County Jail (adult facility), pending resolution of the
adult charges. W.M. had been housed at the juvenile facility since the delinquency
charges were filed against him in January 2003. During the hearing, counsel for
W.M. presented several witnesses in support of his position that he should remain
at the juvenile facility.
Dr. Matthew B. Johnson, a psychologist, examined W.M. at the juvenile facility on
several occasions and administered various tests designed to measure achievement, intelligence, and depression.
Dr. Johnson's April 17, 2003 report setting forth his findings was admitted in
evidence.
Dr. Johnson testified that W.M. has significant academic deficits, with an I.Q. of
79, "which is below the average level but above the level for mental
deficiency and mental retardation." Dr. Johnson also found that W.M. had a moderate
level of depression.
Citing to W.M.s social immaturity, his academic and intellectual deficits, the need for
continuity of W.M.s educational program at the juvenile facility, W.M.'s protected-custody status at
the juvenile facility, the high level of publicity of the case, and the
danger of assault against W.M., Dr. Johnson testified that transferring W.M. to the
adult facility would be contrary to his best interests.
Eleanor Elcock, a substance awareness coordinator at the juvenile facility, described the educational
programs made available to its inmates, and W.M.'s participation therein. Ms. Elcock explained
that an alternative high school program, known as Sojourn High School, provides on-site,
high-school level instruction to juveniles incarcerated at the juvenile facility. Ms. Elcock stated
that W.M. was enrolled in Sojourn's high school equivalency diploma (G.E.D.) program and
attended classes from approximately 8:00 a.m. to approximately 2:15 p.m., five days each
week. Ms. Elcock testified that W.M. was progressing well at the juvenile facility
and expressed concern for W.M.s safety if transferred to the adult facility. Ms.
Elcock noted that W.M. was making progress toward obtaining his diploma and was
being prepared to take the G.E.D. test in August 2003. Ms. Elcock asserted
that juveniles brought from the adult facility to the juvenile facility to attend
the educational program received only two hours of instruction each day.
Keith Ali, Warden of the adult facility, testified that juveniles waived to adult
court who are incarcerated at the adult facility are all housed "on the
third floor of the jail on a tier restricted policy[,]" where there are
ten cells. He explained that the juveniles are sight-and-sound segregated from the adult
population, and are provided recreational, library and school privileges. The waived juveniles also
receive their meals on their tier or in the day room adjacent to
their cells.
Warden Ali stated that the waived juveniles are transported each day to the
juvenile facility, where they receive the benefit of the Sojourn educational program from
approximately 8:30 a.m. to sometime prior to 3:00 p.m., when they arrive back
at the adult facility. He disagreed with Ms. Elcock's statement that inmates transported
to the juvenile facility only received two hours of instruction each day. Warden
Ali explained that the juveniles are awakened at 6:00 a.m. for breakfast and
then are ready by approximately 7:30 a.m. for transport to the juvenile facility
to participate in the educational program. In response to questioning concerning W.M.'s enrollment
in the Sojourn G.E.D. program and his need for approximately six hours of
instruction each weekday, Warden Ali stated he would accommodate that need, and would
guarantee that W.M. would receive the full six hours of instruction that he
was then presently receiving at the juvenile facility.
Warden Ali also stated that juveniles housed at the adult facility are permitted
visitors for one hour each day. Contact visits, however, are not permitted; a
glass partition separates the inmate from the visitor. Attorney visits are also permitted
in the first floor attorney's room.
Dana C. Hobson, Director of the juvenile facility, testified that the authorized capacity
of that facility is 242, and that the population of detained juveniles housed
there is always either at or above capacity; at the time he testified,
the detained juvenile population was 250.
Director Hobson testified that W.M. was in protective custody "due to concern for
his safety. His case was highly publicized[,]" and "it was felt that we
should take precautions with him at the facility." Director Hobson explained that W.M.
is housed in a separate area of the facility with other juveniles in
protective custody, but "[h]e doesn't come in contact with the general population on
a regular basis."
Director Hobson stated that inmates at the juvenile facility are permitted contact visits
with their family members, as well as attorney visits. On the education issue,
Director Hobson testified he and Warden Ali would fully cooperate to ensure that
W.M. received the amount of class instruction recommended by his instructors.
W.T., W.M.s father also testified, stating he felt the best interests and safety
of W.M., as well as the continuity of his education, required W.M's continued
detention at the juvenile facility. W.T. also noted that his visitation access to
W.M. would be more restricted at the adult facility.
W.M.'s extensive prior record of delinquency was also presented to the trial court.
On June 4, 2001, W.M. pled guilty to assault and robbery. The disposition
imposed was a two-year term of imprisonment at the Jamesburg Training School for
Boys, which was suspended; W.M. was placed on probation for a two-year period.
On June 18, 2002, W.M. was adjudicated delinquent on a charge of possession
of a controlled dangerous substance with the intent to distribute; the disposition imposed
was an eighteen-month period of probation. Additionally, W.M. had been charged with two
separate violations of the terms of his probation and bench warrants for his
arrest were issued; the bench warrants were executed in January 2003, and those
matters were still pending at the time of the waiver proceedings. In August
2001, W.M. was charged, in two separate complaints, with receiving stolen property and
narcotics offenses; those matters were also still pending.
Subsequent to the detention-placement hearing, counsel submitted written summations. On July 30, 2003,
Judge Troiano issued a written decision and entered an order directing the transfer
of W.M. from the juvenile facility to the adult facility, effective August 15,
2003. In his decision, the judge stated, in pertinent part:
The rule and statute clearly provide that the court must determine what is
in the best interest of the juvenile considering various factors including age, intelligence,
maturity, protection of the public, seriousness of the offense, etc.
The court makes the following findings of fact. The juvenile is presently 17
years of age and has been charged with an aggravated assault against a
much younger child. He has been the product of a dysfunctional family. He
has been diagnosed by Dr. Reeves, a psychiatrist, with a conduct disorder. The
defense expert diagnosed the juvenile with an adjustment disorder and opines that a
blow to the head at an earlier age of 12 had a negative
impact on his academic and intellectual abilities. However, he provides no evidence to
support this opinion. He also finds the juvenile to be depressed which could
be worsened by his transfer to the adult jail. Again, however, he provides
no support for this opinion. Depression is a readily treatable condition through medication,
which can be monitored whether at the [adult facility] or the [juvenile facility].
This court was not persuaded by the testimony of Dr. Johnson. There does
not appear to be any significant physical or medical disability affecting this juvenile.
This juvenile has had a significant prior involvement with the authorities as a
result of substantive offenses, violations of probation and bench warrants for failure to
appear. Although having a relatively low I.Q., he is clearly able to communicate,
understand, function and survive in a home with very little positive adult influence
and in a community where he has had to rely on his wits
and "street smarts." Although his formal education has been limited, the efforts he
has made to acquire his GED have been significant. Eleanor Elcock, who is
a Substance Abuse Awareness Coordinator at the [juvenile facility] and who has been
directly involved in the establishment of the Sojourn School, has been impressed by
the juveniles efforts and willingness to gain the education that he decided that
he wants. Clearly, he has an appropriate level of intelligence and maturity. It
appears he is cooperative and most receptive to all instructional activities.
It is clear that juveniles when waived are transferred to an area of
the [adult facility] where they are kept sound and sight separated from adult
inmates. The maximum number of these detainees is ten. The [adult facility] and
the [juvenile facility] recently established a program allowing the transfer on a daily
basis from the [adult facility] to the [juvenile facility] of those waived juveniles
for purposes of continuing education and recreation. It must be accepted and understood
that both the [adult facility] and the [juvenile facility] are custodial settings. The
[juvenile facility] has only recently been averaging at or below its maximum capacity
of 242. Assaults, harassment and inappropriate behavior are common. The special section of
the [adult facility] is specifically separated to assure no contact with the adult
population. There is ample time and space allotted for family and attorney [contact].
The maximum number of residents does not exceed ten thus minimizing inappropriate conduct.
Although the individual cells are smaller and do not contain desks and visits
are no-contact, these factors are not significant enough to persuade the court that
the juvenile would suffer by this move.
It is the conclusion of the court that although there are certain inconveniences
in being maintained in the separate section of the [adult facility], as a
whole the best interests of this juvenile would not be adversely affected by
his transfer to the [adult facility].
On appeal, W.M. argues that the evidence does not support the findings of
the court, and that the judge misapplied his discretion, and the law, in
ordering that W.M. be transferred from the juvenile facility to the adult facility.
We begin our analysis of the issues advanced on appeal by briefly discussing
certain established principles. The scope of appellate review of a trial court's fact-finding
function is limited; the factual findings of the trial court are binding on
appeal when supported by adequate, substantial, credible evidence. Cesare v. Cesare,
154 N.J. 394, 411-12 (1998); O'Connor v. O'Connor,
349 N.J. Super. 381, 400-01 (App. Div.
2002); State in Interest of J.G.,
320 N.J. Super. 21, 33-34 (App. Div.
1999). "The aim of appellate review of factual findings is to 'determine whether
the findings made could reasonably have been reached on sufficient credible evidence present
in the record.'" State in Interest of B.C.L.,
82 N.J. 362, 379 (1980)
(quoting State v. Johnson,
42 N.J. 146, 162 (1964)).
The factual findings and legal conclusions of a trial judge should not be
disturbed unless "they are so manifestly unsupported by or inconsistent with the competent,
relevant and reasonably credible evidence as to offend the interests of justice." Rova
Farms Resort, Inc. v. Investors Ins. Co.,
65 N.J. 474, 484 (1974). Moreover,
"[b]ecause of the family courts' special jurisdiction and expertise in family matters, appellate
courts should accord deference to family court factfinding." Cesare, supra, 154 N.J. at
413.
In considering the applicable standard of review to the Family Part's decision on
the detention placement of the waived juvenile, we are guided by those standards
applied to appellate review of the waiver decision itself. Waiver of a juvenile
offender for trial as an adult in the Law Division pursuant to N.J.S.A.
2A:4A-26 is highly discretionary and will not be disturbed unless it is shown
that the discretion has been misapplied. SeeState v. Bessix,
309 N.J. Super. 126, 128-29 (App. Div. 1998); State v. Matarama,
306 N.J. Super. 6, 16-17
(App. Div.), certif. denied,
153 N.J. 50 (1998); State v. Onque,
290 N.J.
Super. 578, 584 (App. Div.), certif. denied,
146 N.J. 497 (1996). The standard
of review applicable to the waiver decision was articulated by the Supreme Court,
as follows:
A word on the subject of appellate review. Here, as in other areas,
the criminal justice system reposes this solemn responsibility in the sound discretion of
the trial court. In the analogous transfer of jurisdiction to diversionary programs such
as pretrial intervention or conditional discharge, the standard of review (with some variations)
is whether the correct legal standard has been applied, whether inappropriate factors have
been considered, and whether the exercise of discretion constituted a "clear error of
judgment" in all of the circumstances. State v. Humphreys,
89 N.J. 4, 13
(1982) (citations omitted). The analysis evokes the three-part test of State v. Roth,
[
95 N.J. 334, 363-64 (1984)], that 1) findings of fact be grounded in
competent, reasonably credible evidence, 2) correct legal principles be applied, and 3) the
judicial power to modify a trial court's exercise of discretion will be applied
only when there is a clear error of judgment that shocks the judicial
conscience. The best measure of a waiver decision will be found in the
court's statement of reasons. More is needed than the judge's individual call; specific
factors must be delineated on the record. Once the particular standards legally applicable
are followed and there is sufficient evidence in the record, the trial court
decision should not be subjected to second-guessing in the appellate process.
[State v. R.G.D.,
108 N.J. 1, 15 (1987).]
We discern no reason to apply a different standard to appellate review of
the Family Part's determination of the detention placement of the waived juvenile. Accordingly,
we must determine whether the findings of fact by the trial judge are
supported by substantial, credible evidence contained in the record; whether the judge correctly
applied the statutory standards to those factual findings; and whether the exercise of
discretion by the judge represented a clear error of judgment that shocks our
judicial conscience.
We first examine the statutory criteria. Upon waiver and referral of a matter
to the adult court pursuant to N.J.S.A. 2A:4A-26, N.J.S.A. 2A:4A-36 addresses the issue
of detention of juveniles, as follows:
a. If the court waives jurisdiction over a case and refers that case
to the appropriate court and prosecuting authority, there shall be a hearing before
the court waiving jurisdiction to decide whether to remand the juvenile to a
juvenile or adult detention facility. The decision shall be based on the best
interests of the juvenile and protection of the public, and shall take into
account such factors as the juvenile's age and maturity, the nature and circumstances
of the offense charged, the juvenile's prior offense history, the programs at each
of the detention facilities, and any other relevant factors.
b. No juvenile who has been waived to an appropriate adult court may
be remanded to an adult detention facility prior to the hearing provided for
in subsection a.
It is evident from the plain language of the statute that, in determining
whether the waived, incarcerated juvenile shall be housed in the juvenile or adult
facility, the court must make its decision based on the best interests of
the juvenile and protection of the public, considering the enumerated statutory factors. We
conclude that the test for consideration of evidence in this statutory calculus under
the residual, "any other relevant factors" provision, is whether that evidence is relevant
to "the best interests of the juvenile" or "protection of the public."
In reviewing the Family Part's decision to remand W.M. to the adult facility,
N.J.S.A. 2A:4A-36(a) requires consideration of the "nature and circumstances of the offense charged[.]"
In addition to the specific alleged facts that form the basis for the
subject charge, we interpret that factor to include the "nature" of that charge
as it relates to the standards established for waiver in N.J.S.A. 2A:4A-26. We
reach this conclusion because the extent of the State's burden of proof in
a waiver case depends solely upon the "nature" of the charged offense.
The procedure and criteria for waiver of Family Part jurisdiction over incidents that
form the basis for a delinquency complaint against a juvenile, and referral of
that matter to the Law Division and prosecuting authority for prosecution of the
juvenile as an adult are set forth in N.J.S.A. 2A:4A-26. Where the juvenile
is charged with a so-called "chart 1" offense, as delineated in N.J.S.A. 2A:4A-26a(2)(a),
the State need not demonstrate "that the nature and circumstances of the charge
or the prior record of the juvenile are sufficiently serious that the interests
of the public require waiver." N.J.S.A. 2A:4A-26a(3). Additionally, when a juvenile is charged
with a Chart 1 offense, "[i]n 2000, the Legislature amended [N.J.S.A. 2A:4A-26e] of
the Juvenile Code to eliminate the right of a juvenile sixteen years of
age or older to defeat a prosecutor's motion to waive a charge of
a Chart 1 offense to adult court by showing a probability of rehabilitation
before the age of nineteen." State in Interest of R.C.,
351 N.J. Super. 248, 250 (App. Div. 2002).
Here, W.M. was charged with an act of delinquency which, if committed by
an adult would constitute second-degree aggravated assault, contrary to N.J.S.A. 2C:12-1(b)(1). That charge
is among those determined by the Legislature to be more serious, or "Chart
1" offenses, for which the State's burden on a waiver application has been
lessened, and the focus of the court's inquiry narrowed. Because W.M. was age
sixteen at the time the offense was allegedly committed, the State only bore
the burden to establish "probable cause to believe that the juvenile committed [the]
delinquent act[.]" N.J.S.A. 2A:4A-26a(2)(a).
See footnote 3 The probability of W.M's rehabilitation prior to age nineteen
and whether that probability "substantially outweigh[ed] the reasons for waiver," was irrelevant.
SeeN.J.S.A. 2A:4A-26(e). The Legislature has made a conscious decision to treat acts that
constitute Chart 1 offenses more seriously. Accordingly, when considering the detention placement of
a waived juvenile, the court should consider whether the "nature" of the charge
is a Chart 1 offense.
After analyzing the record in the light of the oral and written arguments
advanced by the parties, we conclude that the factual findings of the trial
judge are supported by substantial, credible evidence contained in the record, and could
reasonably have been reached based on that evidence. W.M.'s contentions to the contrary
are without merit.
Specifically, W.M. argues the State submitted no expert testimony and that the record
does not support the trial court's rejection of the testimony of Dr. Johnson.
We disagree. It is well established that the trier of fact is not
bound to accept expert opinion, State v. Berry,
140 N.J. 280, 301 (1995),
"even if it is unrebutted by any other evidence." Torres v. Schripps, Inc.,
342 N.J. Super. 419, 431 (App. Div. 2001). Moreover, expert opinion "need not
be given greater weight than other evidence nor more weight than it would
otherwise deserve in light of common sense and experience." Id. at 430.
Here, Judge Troiano found unpersuasive Dr. Johnson's ultimate conclusion that the transfer of
W.M. to the adult facility would not be in the juvenile's best interests,
and said why. There was sufficient, credible evidence in the record from which
the judge could reasonably have reached that conclusion. Dr. Johnson painted the picture
of a juvenile with serious intellectual and social deficiencies who would be endangered
in the adult facility. However, Ms. Elcock described W.M. as progressing well in
the educational program offered at the juvenile facility, and stated he was capable
of earning a G.E.D. and a good candidate for enrolling in the college
courses in the "Distant Learning [program] through Burlington County College." Director Hobson testified
that W.M. was enrolled in "Math, English, earth science, U.S. history, art, career
exploration, exploration of computers and reading, physical education[]" courses and he had attained
grades of "B" in five courses and "A" in two courses. Accordingly, there
was sufficient, credible evidence in the record to support the court's rejection of
Dr. Johnson's testimony.
Additionally, the judge rejected Dr. Johnson's suggestion that a possible prior concussion suffered
by W.M. in 1998 impaired W.M.'s cognitive and intellectual abilities and, thus, was
relevant on the issue of his detention placement. The court found that opinion
inconsistent with the testimony of Ms. Elcock concerning W.M.'s progress in the educational
program. Accordingly, the rejection of Dr. Johnson's opinion and the judge's conclusion that
"[t]here does not appear to be any significant physical or medical disability affecting"
W.M. could reasonably have been reached based upon sufficient, credible evidence contained in
the record.
W.M. also contends that in concluding "the best interests of this juvenile would
not be adversely affected by his transfer to the [adult facility,]" the trial
court applied an incorrect standard. W.M. argues that the statutory standard requires a
placement that serves the "best interests" of the juvenile, not a finding as
to whether placement in the adult facility would adversely affect those best interests.
Although W.M. correctly recites the "best interests" portion of the statutory standard, we
do not agree that the trial court applied the wrong standard.
The referenced wording in the judge's written decision must be read in conjunction
with the totality of the decision, and in the context of it addressing
Dr. Johnson's testimony that W.M.'s best interests would be adversely affected if he
were to be transferred to the adult facility. A fair reading of Judge
Troiano's written decision reflects application of the "best interests" standard in conjunction with
the relevant statutory factors.
W.M. was charged with committing a Chart 1 offense at age sixteen; his
prior offense history was significant and indicative of a lack of control; the
programs at each of the detention facilities were comparable, including continuance of his
educational program at the adult facility at the same level of participation while
he was housed at the juvenile facility; and the safety concerns were unfounded
in light of the uncontroverted evidence that juveniles housed in the adult facility
are sight-and-sound segregated from the adult population into a small control group of
ten or less inmates. We can find no misapplication of discretion by the
trial court in entering the July 30, 2003 order directing that W.M. be
transferred to the adult facility for detention pending resolution of the charges filed
against him. Moreover, under the circumstances disclosed by the record on appeal, that
decision does not shock our judicial conscience.
Affirmed.
Footnote: 1
This information had been obtained from W.M.'s statement given to representatives of the
Essex County Prosecutor's Office on January 10, 2003. Footnote: 2 The investigator's report concerning W.M.'s statement and the medical examiner's post-mortem report
of F.W. were admitted into evidence during the waiver hearing, but are not
contained in the record on appeal. Footnote: 3 Although not relevant to the issues on appeal, we note "that a
prosecutor's motion for waiver to adult court of a juvenile complaint that falls
within the Attorney General's Guidelines must be accompanied by a copy of the
prosecutor's statement of reasons and that a prosecutor's waiver decision is subject to
judicial review."
R.C., supra, 351 N.J. Super. at 250-51.