Original
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This case can also be found at 364 N.J. Super. 224, 834 A.2d 109.
NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO.
JOSEPH TOMAINO,
Plaintiff-Respondent,
v.
SHELDON BURMAN AND THE MALE
SEXUAL DYSFUNCTION INSTITUTE,
Argued September 29, 2003 - Decided November 20, 2003
Before Judges Newman,
See footnote 1 Parrillo and Hoens.
On appeal from the Superior Court of New
Jersey, Law Division, Monmouth County,
Docket No. L-5104-94.
Walter F. Kawalec, III argued the cause for
appellants (Marshall, Dennehey, Warner,
Coleman & Goggin, attorneys; Joseph A.
Manning, of counsel; Mr. Kawalec, on the brief).
John R. Connelly, Jr. argued the cause for
respondent (Drazin & Warshaw, attorneys; Mr.
Connelly, of counsel, and on the brief).
The opinion of the court was delivered by
PARRILLO, J.A.D.
Defendants Sheldon Burman, M.D. and The Male Sexual Dysfunction Institute appeal from an
order of the Law Division, entered after our remand, remitting the amount of
the jury's
$3 million damage award, which we previously found to be excessive, by one
cent to $2,999,999.99. We reverse.
Some background is in order. In the underlying medical malpractice lawsuit, the jury
awarded plaintiff Joseph Tomaino $3 million in damages, which verdict was molded to
reflect a finding by the jury allocating twenty percent fault to plaintiff. Consequently,
judgment was entered in the amount of $2.4 million, plus $545,128.73 in pre-judgment
interest.
On appeal, we affirmed the liability verdict, reversed the damage award, and
remanded for a new trial on damages only. As to the damage award,
we said:
In this case, the worth or plausibility of the evidence necessary to evaluate
the damage verdict is apparent from the face of the record. Thus, we
are entitled to make an independent review of the record to resolve the
excessiveness claim. In doing so, we are clearly convinced that the $3 million
damage award is so disproportionate as to shock the court's conscience and to
clearly convince us that, to sustain the verdict, would constitute a miscarriage of
justice.
[
Tomaino v. Burman, No. A-5963-98T3 (App. Div. January 16, 2001) (slip op. at
14).]
In our remand, we expressly encouraged the trial court to consider a motion
for remittitur under Rule 4:49-1 as an alternative to a new trial on
damages. Id. at 16.
In its order granting plaintiff's petition for certification, the Supreme Court summarily remanded
the matter to us for reconsideration in light of its recent decision in
Fertile v. St. Michael's Med. Ctr.,
169 N.J. 481 (2001). Tomaino v. Burman,
169 N.J. 603 (2001). On remand, we said that "[w]e do not read
Fertile as suggesting we revisit our holding that the $3,000,000 damage verdict is
not sustainable on the facts," and instead assumed that "the remand order directs
that we consider the remittitur issue." Tomaino v. Burman, No. A-5963-98T3 (App. Div.
December 17, 2001) (slip op. at 2). We did, and declined defendants' invitation
to exercise original jurisdiction by entering a remittitur order "lop[ping]-off" the excessive verdict
amount, Fertile, supra, 169 N.J. at 500, deciding to leave that "complicated function,"
ibid., to the trial court which has a "feel of the case," heard
the witnesses, and is in the best position to assess the evidence and
determine the highest figure that could be supported by the evidence. Ibid. Accordingly,
in a brief per curiam opinion of December 17, 2001, we reaffirmed our
opinion and order of January 16, 2001 affirming in part and reversing in
part, and remanding for the trial court to consider remittitur or, if necessary,
a new trial on damages only. Tomaino v. Burman, No. A-5963-98T3 (App. Div.
December 17, 2001) (slip op. at 4).
Subsequently, on May 15, 2002, plaintiff moved in the Law Division for
remittitur in an appropriate amount and defendants cross-moved for remittitur in the amount
already paid to plaintiff
See footnote 2, or in the alternative, a new trial on damages.
At argument on these motions, the trial judge noted his disagreement with our
decision that the jury award was excessive and stated that "[the Appellate Division]
know[s] how I feel about this case. I've already told them. I didn't
think $3 million was enough." Consistent with that view, on June 7, 2002,
the trial judge entered an order remitting the $3 million damage amount by
one cent to $2,999,999.99.
Inevitably this, defendants' second, appeal follows. Defendants argue that the trial judge's one-cent
remittitur order ignored both our finding that the $3 million damage award was
excessive and our directive that on remand the amount be meaningfully reduced or
a new trial on damages be held. Defendants urge us to exercise original
jurisdiction and determine that the $1,262,834.31 sum already paid plaintiff in partial satisfaction
of judgment reflects a proper remittitur amount or, alternatively, order a new trial
on damages before another judge.
Although we clearly explained our directive that the trial court consider remittitur in
our December 7, 2001 remand order, we feel constrained to explicate further in
light of the action taken by the judge below.
Remittitur "describes the power of a court upon a motion for a new
trial due to excessive damages rendered by a jury to require the plaintiff
to consent to a decrease in the award to a specified amount as
a condition for denial of the motion."
Fertile, supra, 169 N.J. at 491.
In other words, remittitur denies a defendant a new trial if a plaintiff
consents to a specified reduction in the jury award. Henker v. Preybylowski,
216 N.J. Super. 513, 516 (App. Div. 1987). Remittitur is designed to bring excessive
damages awarded by a jury to the level that the court knows is
within the limits of a proper verdict and thereby avoid the necessity of
a new trial. Fertile, supra, 169 N.J. at 491.
A remittitur is used not only to correct a miscarriage of justice but
also to avoid the expense and delay of a new trial. Baxter v.
Fairmont Food,
74 N.J. 588, 597-98 (1997). Remittitur has a long history in
New Jersey. Id. at 595 ("[w]e have no misgivings about the remittitur practice,
long in effect in [New Jersey.]"); Ekalo v. Constructive Serv. Corp. of Am.,
46 N.J. 82, 93 (1965) ("[T]here is of course no question as to
the power of New Jersey's trial and appellate courts to exercise [the power
of remittitur.]"); Fisch v. Manger,
24 N.J. 66, 76 (1957) ("The remittitur practice
has been recognized in New Jersey since early days."). Indeed, the practice of
remittitur is encouraged at both the trial and appellate court level to avoid
unnecessary expense and the delays of a new trial. Caldwell v. Haynes,
136 N.J. 422, 443 (1994); McRae v. St. Michael's Med. Ctr.,
349 N.J. Super. 583, 597 (App. Div. 2002). Because use of remittitur avoids the unnecessary expense
and delay of a new trial, "when confronted with an excessive verdict New
Jersey courts should, if possible, resort to an order of remittitur." Caldwell, supra,
136 N.J. at 422; Baxter, supra, 74 N.J. at 595; Fritsche v. Westinghouse
Electric Corp.,
55 N.J. 322, 330-31 (1970).
In Fertile, the Court articulated the proper approach in setting the remittitur amount:
Obviously, assessing the amount of a remittitur is a slightly more complicated function
than merely determining entitlement to a new damages trial. It not only involves
the conclusion that the damage award cannot stand because it constitutes a manifest
denial of justice but also a determination that the remitted amount is what
a reasonable jury, properly instructed, would have awarded.
. . . .
Because the process of remittitur is essentially to "lop-off" excess verdict amounts, Dimick
v. Schiedt,
293 U.S. 474, 486,
55 S. Ct. 296, 301,
79 L.
Ed. 603, 611, and not to substitute the court's weighing and balancing for
that of the jury, remitting the award to the highest figure that could
be supported by the evidence is the most analytically solid approach. Indeed, .
. . such an approach "tampers least with the intentions of the jurors,
who by implication wanted to fully compensate the plaintiffs . . . ."
[169 N.J. at 500 (internal quotations and citations omitted).]
In Fertile, the Court upheld a trial court's remittitur order reducing the plaintiff-infant's
award from $15 million to $5 million and the plaintiff-mother's award from $3
million to $250,000. Id. at 501. The Court noted that by reducing the
verdict, "[the trial court] properly relied on the evidence it saw and heard
. . . and based the decision on its own common knowledge, as
well as its experience with other injury verdicts . . . ." Id.
at 501.
Here, in its summary remand of this case, the Supreme Court neither disturbed
our original determination that the $3 million damage award was excessive nor undermined
the rationale for that decision. Thus, there is no basis for plaintiff's suggestion
that our decision is no longer controlling. Cf.Haber v. Haber,
253 N.J.
Super. 413, 417 (App. Div. 1992). Rather, the Supreme Court simply directed that
we consider the remittitur issue in light of its strongly-expressed preference for this
remedy in Fertile. Consequently, in our December 17, 2001 decision we reaffirmed our
earlier determination that the $3 million damage award "is not sustainable on the
facts" and remanded to the trial court to consider remittitur or, if necessary,
a new trial on damages only.
Here, faced on remand with a damage award that we deemed excessive, the
trial judge could only order a new damages trial, whether or not conditioned
on remittitur. R. 4:49-1(a). See alsoFertile, supra, 169 N.J. at 499. This,
however, he did not do. Instead of engaging in Fertile's "complicated analysis" as
we directed on remand, the trial judge paid lip service to our order
in his one-cent remittitur, and remained steadfastly faithful to his original view of
the jury verdict. In so doing, the trial judge not only failed to
adhere to the Fertile approach, but also violated longstanding principles of our jurisprudence
governing the relationship between trial and appellate courts. Our earlier opinion in this
matter not only settled the trial judge's obligation on the remand, but directs
the outcome here.
It is beyond dispute that a trial judge has the responsibility to comply
with pronouncements of an appellate court. Reinauer Realty Corp. v. Borough of Paramus,
34 N.J. 406, 415 (1961); Jersey City Redev. Agency v. The Mack Properties
Co. #3,
280 N.J. Super. 553, 562 (App. Div. 1995); Daniel v. State
of N.J., Dep't of Transp.,
239 N.J. Super. 563, 582 (App. Div.), certif.
denied,
122 N.J. 325 (1990). "It is the peremptory duty of the trial
court, on remand, to obey the mandate of the appellate tribunal precisely as
it is written." Jersey City Redev. Agency, supra, 280 N.J. Super. at 562.
See alsoFlanigan v. McFeely,
20 N.J. 414, 420 (1956). Although trial judges
are privileged to disagree with our decisions, "the privilege does not extend to
non-compliance." Reinauer Realty Corp., supra, 34 N.J. at 415. See alsoMiah v.
Ahmed,
359 N.J. Super. 151, 155 (App. Div. 2003); Petrusky v. Maxfli Dunlop
Sports,
342 N.J. Super. 77, 81 (App. Div.), certif. denied,
170 N.J. 388
(2001); Weir v. Market Transition Facility,
318 N.J. Super. 436, 448 (App. Div.),
certif. denied,
160 N.J. 477 (1999). In other words, trial judges are bound
to follow the rulings and orders of the Appellate Division; they are not
free to disregard them. Kosmin v. New Jersey State Parole Bd.,
363 N.J.
Super. 28, 40 (App. Div. 2003); Hiering v. Township of Jackson,
248 N.J.
Super. 37, 43 n.2 (Law Div. 1990) (citing Reinauer Realty Corp., supra, 34
N.J. at 415), affd,
248 N.J. Super. 9 (App. Div. 1991).
Even where manifestly erroneous, the decision on appeal must be enforced as written,
and relief from its direction "can be had only in the appellate court
whose judgment it is." In re Plainfield-Union Water Co.,
14 N.J. 296, 303
(1954). See alsoIsserman v. Isserman,
2 N.J. 1, 6 (1949); Kupper v.
Barger,
38 N.J. Super. 265, 267 (App. Div. 1955); Hellstern v. Smelowitz,
17 N.J. Super. 366, 370 (App. Div. 1952). Indeed, the very essence of the
appellate function is to direct conforming judicial action. In re Plainfield-Union Water Co.,
supra, 14 N.J. at 303. See alsoIn re Sanford Fork and Tool
Co.,
160 U.S. 247, 256,
16 S. Ct. 291, 293,
40 L. Ed. 414, 416 (1895). As such, the trial court has no discretion when a
mandate issues from an appellate court. It simply must comply. In re Plainfield-Union
Water Co., supra, 14 N.J. at 303. This governing principle is embodied in
our court rules, which provide that "[t]he opinion of the appellate court...shall state
whether the judgment, order, or determination below is affirmed, reversed or modified, or
it may provide for final judgment dispositive of the action." R. 2:11-3(b). See
alsoR. 2:9-1. Clearly the appellate court's instructions to the trial court on
remand are binding on that court, Jersey City Redev. Agency, supra, 280 N.J.
Super. at 562-63, and the trial court "has no choice but to follow
those instructions irrespective of its private view as to their soundness." Pressler, Current
N.J. Court Rules, comment on R. 2:11-3 (2004). Adherence to this bedrock doctrine
is vital to the proper administration and enforcement of the laws, promotes certainty
and stability, and contributes to the actual and perceived integrity of the judicial
system.
This principle is so basic to the legitimacy of the judicial system that
it is difficult to fathom the trial judge's departure from our clear command
to order a new trial whether or not conditioned on a remittitur. By
ordering instead a one-cent remittitur, the trial judge held firm in his contrary
belief that the "$3 million was [not] enough." Regrettably, as a result, eleven
years after the incident occurred, nine years after the filing of plaintiff's complaint,
and almost three years after our original determination that the damages verdict was
excessive, we still have no meaningful analysis by a trial judge who had
the opportunity to observe witnesses, hear testimony, and otherwise get the "feel of
the case," Fertile, supra, 169 N.J. at 500, as to the proper amount
of remittitur. Unfortunately, the administration of justice has been disserved, and the parties
unfairly and improperly burdened, by the failure of the trial judge to follow
our instructions.
Nevertheless, while we acknowledge the delay resulting in the trial judge's non-compliance with
our remand opinion, we decline, as we did before, defendants' invitation to exercise
original jurisdiction in disposing of the matter. R. 2:10-5. Our original factfinding authority
must be exercised only "with great frugality and in none but a clear
case free of doubt." In re Boardwalk Regency Corp. Casino License Application,
180 N.J. Super. 324, 334 (App. Div. 1981), modified on other grounds,
90 N.J. 361 (1982). See alsoJersey City Redev. Agency, supra, 280 N.J. Super. at
563; In Re J.D.H.,
336 N.J. Super. 614, 628 (App. Div. 2001), rev'd
on other grounds,
171 N.J. 475 (2002). This is not such a case.
In the first place, a remittitur determination would not finally dispose of the
matter since plaintiff remains free to withhold consent to the specified reduction in
the jury's award, thus forcing a new damages trial. Henker, supra, 216 N.J.
Super. at 576. More significantly, the proper amount of remittitur in this case
is admittedly not "free of doubt." Rather, that "complicated function," Fertile, supra, 169
N.J. at 500, should ordinarily be left to the trial court which has
a "feel of the case" and is in the best position to assess
the evidence to determine the highest figure that could be supported by the
evidence. Ibid.
We are therefore constrained to again remand the matter but, under the circumstances,
to a different judge, given the original trial judge's demonstrated unwillingness to comply
with our instructions. We recognize the reality that the trial court now will
not be able to meaningfully consider the remittitur issue as we originally ordered,
lacking the requisite "feel of the case" of the original trial judge. As
such, our remand must be limited to ordering only a new damages trial,
not conditioned on remittitur. Accordingly, we reverse the trial court's remittitur order of
June 7, 2002, effectively denying defendants' alternative motion for a new trial, and
remand for a new damages trial only.
Reversed and remanded for a new trial on damages.
Footnote: 1
Judge Newman did not participate in oral argument. However, the parties consented to
his participation in the decision. Footnote: 2 On July 1, 1999, a partial warrant of satisfaction was filed in
response to defendants' payment to plaintiff of $1,262,834.31. The partial payment amount represented
the limits of defendants' insurance coverage, plus pre-judgment and post-judgment interest through the
date of payment.