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Case Law - save on Lexis / WestLaw. Original MSWord Version This case can also be found at 176 N.J. 306, 823 A.2d 15.
SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized). Argued February 19, 2003 -- Decided May 28, 2003 VERNIERO, J., writing for the Court. A jury convicted David Summers of multiple drug charges, including possession and distribution of a controlled dangerous substance. The question before the Court is whether the States expert witness intruded on the jurys fact-finding role by expressing what Summers argues was an impermissible opinion on guilt. On April 20, 1999, an Atlantic City narcotics detective, Sam Dickson, conducted a surveillance operation of a known drug area on Texas Avenue near the boardwalk. Sitting in an unmarked police vehicle, Dickson used a pair of binoculars to view the street. Dickson observed a man, later identified as Summers, walking toward his car. Two men greeted Summers, and one man, co-defendant Peter Dyer, engaged Summers in a conversation that lasted a few seconds. The three men crossed over to the other side of the street and stood before an abandoned home. Summers and Dyer walked to the homes porch, where Dickson observed Summers holding out his palm with an object in it. Dyer then proffered what appeared to be folded currency. After receiving certain objects from Summers, Dyer returned to the other side of the street and started walking toward Dicksons car. Dickson, believing he had just witnessed a drug transaction, radioed for backup officers and directed them to apprehend Summers and the third man, leaving Dickson to apprehend Dyer. As Dyer saw Dickson approach, he placed the objects in his mouth. The detective ordered Dyer to spit them out. Dyer complied and spat out four baggies of a white rocky substance. The other officers arrived and apprehended Summers and the third man. Based on a conversation with Dyer, Detective Dickson asked one of the backup officers whether he had recovered a cigarette pack from Summers. The officer confirmed he had retrieved the cigarette pack, which contained a medium-size bag containing 50 smaller plastic bags of identical size and shape with a white rocky substance in them. The white rocky substance found in the baggies later tested positive for cocaine. Summers also had in his possession $262 in cash and an activated pager. A grand jury charged Summers with multiple drug offenses, including possession of CDS with intent to distribute. Summers was tried separately from Dyer. Detective Donna Price, who had not participated in the surveillance or arrest of Summers, testified at Summers trial as an expert in narcotics. On direct examination, the assistant prosecutor posed a hypothetical to Detective Price describing the transaction witnessed by Detective Dickson, but identifying the participants as S-1 and S-2. The assistant prosecutor asked Detective Price whether she had an opinion as to whether S-2, the individual in the hypothetical whose conduct mirrored that of Summers, possessed those drugs for his own use or for distribution? Detective Price expressed her view that S-2 possessed the drugs for distribution and not for personal use. She based that opinion on the fact that no drug paraphernalia was found on S-2, that S-2 had $262 in various paper currencies and coins, and that S-2 had a large bag with smaller bags containing cocaine. Notably, counsel for Summers did not object either to the form of the question or to the experts response. The jury found Summers guilty of possession with intent to distribute and other charges, and the trial court sentenced him to a nine-year term. On appeal, Summers argued that the hypothetical posed to Detective Price and her response denied the jury a chance to determine whether Summers possessed CDS with intent to distribute. With one judge dissenting, the Appellate Division rejected that argument and affirmed the conviction and sentence. State v. Summers, 350 N.J. Super. 353 (2002). Summers appealed to this Court as of right. HELD: The testimony of the States expert did not infringe on the right of Summers to have a jury decide his guilt. 1. Testimony in the form of an expert opinion that is otherwise admissible is not objectionable because it embraces an ultimate issue to be decided by the jury. Such testimony is, however, subject to exclusion if the risk of undue prejudice substantially outweighs its probative value. Courts widely agree that expert testimony about drug-trade practices is admissible. The seminal case in New Jersey in this area of the law is State v. Odom, 116 N.J. 65 (1989), in which the jury convicted defendant of possessing CDS with the intent to distribute. In that case, the prosecutor asked the States expert to assume a set of facts consistent with those adduced at trial. Based on those facts, the prosecutor asked the expert to express a view on whether the defendant possessed the drugs for his own use or with the intent to distribute them. Over defense counsels objection, the expert testified that in his opinion, the drugs were possessed with the intent to distribute them. This Court affirmed defendants conviction, setting forth guidelines for the appropriate use of a hypothetical question in a drug case. The question must be limited to the facts adduced at trial. The prosecutor may ask the experts opinion, based on those facts, whether the drugs were possessed for distribution or personal consumption. The expert should inform jurors of the information on which the opinion is based, and must avoid parroting statutory terminology whenever possible. Finally, trial courts should instruct the jury in respect of the proper weight to be given to the experts opinion, reminding jurors that the ultimate decision concerning a defendants guilt or innocence rests solely with them. (pp. 7-12) 2. Applying those tenets, the assistant prosecutor limited her hypothetical to facts presented at trial. The expert witness did not refer to Summers explicitly, nor did she refer to statutory law or express a view that an illegal drug transaction in fact occurred. She also recounted the basis of her opinion. Although it was declarative in nature and embraced ultimate issues that the jury had to decide, the detectives testimony fell within Odoms parameters. (pp. 12-13) 3. Because Summers did not object to the expert testimony at trial, his appellate arguments must be considered under the plain-error standard of review. That is, in order for Summers to prevail, he must convince the Court that there was an error clearly capable of producing an unjust result. Even if one assumes that an error had occurred, this Court agrees with the Appellate Division that Summers has not satisfied the plain-error test. The State produced substantial evidence of Summers guilt, apart from the experts testimony. Jurors heard testimony from four other State witnesses aside from Detective Price, and examined numerous exhibits demonstrating Summers culpability in the crimes charged. Measured against the entire evidence, the asserted error in Detective Prices testimony would not warrant reversal. (pp. 13-14) 4. The Court is not persuaded that the risk of undue prejudice from the experts testimony substantially outweighed its probative value. Detective Prices opinion was highly probative of the distribution offenses and necessary to assist members of the jury, who presumably were unschooled in the drug trade. Moreover, the trial court reduced the chance of prejudice by instructing the jury that it could accept all, part, or none of the detectives testimony, and that the jury alone had to decide questions of guilt. (pp. 14-15) 5. Finally, the Court sees no compelling reason to reexamine Odom, which is grounded firmly in New Jersey precedent and has been reflected in the Courts Rules of Evidence for many years. (p. 16) Judgment of the Appellate Division is AFFIRMED. JUSTICE ALBIN has filed a separate, dissenting opinion, in which JUSTICE LONG joins, expressing the view that the majoritys decision hinges on an imaginary distinction. He believes that there is no real difference between an expert witness testifying that a defendant is guilty of possession of drugs with intent to distribute, and that a defendant possessed the drugs with intent to distribute. He would hold that the prosecutions expert testified to the ultimate issue of guilt in an area not beyond the ken of the average layperson, thereby intruding on the jurys exclusive province to determine guilt or innocence. CHIEF JUSTICE PORITZ and JUSTICES COLEMAN, LaVECCHIA, and ZAZZALI join in JUSTICE VERNIEROs opinion. JUSTICE ALBIN, joined by JUSTICE LONG, has filed a separate, dissenting opinion. SUPREME COURT OF NEW JERSEY A- 1 September Term 2002 STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
Defendant-Appellant.
Argued February 19, 2003 Decided May 28, 2003
On appeal from the Superior Court, Appellate Division, whose opinion is reported at
350 N.J. Super. 353 (2002).
Jodi L. Ferguson, Assistant Deputy Public Defender, argued the cause for appellant (Yvonne
Smith Segars, Public Defender, attorney).
Casey N. MacDonald, Assistant Prosecutor, argued the cause for respondent (Jeffrey S. Blitz,
Atlantic County Prosecutor, attorney).
Hillary K. Horton, Deputy Attorney General, argued the cause for amicus curiae, Attorney
General of New Jersey (Peter C. Harvey, Acting Attorney General, attorney).
The opinion of the Court was delivered by
VERNIERO, J. We derive our summary of the essential facts largely from testimony and other evidence adduced at trial. On the evening of April 20, 1999, an Atlantic City narcotics detective, Sam Dickson, conducted a surveillance operation of a known drug area on Texas Avenue near the boardwalk. Facing north in an unmarked police vehicle, Detective Dickson used a pair of binoculars to view the street. At about 8:45 p.m. the detective observed a man, later identified as defendant David Summers, walking southbound toward the officer. Several cars were parked on the streets east side, the side on which the detectives vehicle was parked. Using his binoculars, Detective Dickson observed defendant stop briefly. Two men greeted defendant. The detective saw one of the men, later identified as co-defendant Peter Dyer, engage defendant in a conversation that lasted only a few seconds (from his vantage point the detective could not determine whether the third man participated in the conversation). Thereafter, the three men crossed over to the streets east side and stood before an abandoned home. Defendant and Dyer then walked to the homes porch area, which Detective Dickson described as a concrete pad. The detective observed defendant holding out his palm with an object in it. He further observed Dyer proffer to defendant what appeared to be folded currency. The detective was approximately 100 to 150 feet away from the parties when he viewed that exchange. After receiving certain objects from defendant, Dyer returned to the streets west side with the objects in his right hand. Believing that he had witnessed a drug transaction, Detective Dickson radioed for backup officers and directed them to apprehend defendant and the third man, leaving the detective to apprehend Dyer. The detective exited his car as Dyer approached. Before the detective could identify himself as a police officer, Dyer placed the objects in his mouth. The detective ordered Dyer to open his mouth and spit them out. Dyer complied and spat out four baggies of a white-rocky substance. By then, the other officers had arrived and apprehended defendant and the third man. Based on a conversation with Dyer, Detective Dickson asked one of the backup officers, Joseph Falcone, whether he (the officer) had recovered a cigarette pack from defendant. Detective Falcone confirmed that he had retrieved the cigarette pack and that when he had opened it, he found the following items: a medium-size bag with the number 1212 and an apple imprinted on it, and 50 smaller plastic bags of identical size and shape with a white rocky substance in them. Detective Falcone also testified that he had recovered from defendant nine $20 bills, five $10 bills, four $5 bills, six $1 bills, in addition to numerous coins, for a total of $262. The detective also retrieved an activated pager found on defendant. Because the police found no drugs on the third man, they released him at the scene. The white rocky substance found in the baggies later tested positive for cocaine. A grand jury charged defendant with multiple drug offenses, including possession of CDS in violation of N.J.S.A. 2C:35-10a(1); possession with intent to distribute a CDS in violation of N.J.S.A. 2C:35-5a(1) and -5b(3); distribution of a CDS in violation of N.J.S.A. 2C:35-5a and -5b(3); possession of a CDS with intent to distribute, and distribution of a CDS, within 500 feet of a public housing facility, public park, or public building in violation of N.J.S.A. 2C:35-7.1; and possession of a paging device while in the commission of a crime in violation of N.J.S.A. 2C:33-20. The grand jury also charged Dyer with possession of CDS in violation of N.J.S.A. 2C:35-10a(1). The State tried defendant separately from Dyer. Detective Donna Price, who had not participated in the surveillance or arrest of defendant, testified at his trial as an expert in narcotics. On direct examination, the assistant prosecutor posed the following hypothetical to Detective Price: Atlantic City police are conducting a surveillance in the area of the beach block of Texas Avenue. Its approximately 8:45 at night in April of 1999. During the course of their surveillance they see three males. There is one male walking, and then he is approached by two other males. There is a brief conversation between the first male and one of the [other] males, very brief, approximately twenty seconds. After that the males leave one side of the street and go to an abandoned house up on a cement pad. At that point the third male separates himself, and the first male and the second male appear to be in conversation.
At one point the second male has an object in his hand which
he shows to the first male. Well call him S-1. And S-1 looks
at what S-2 has in his hand. At that point S-2 hands S-1
the objects, and S-1 hands S-2 money. At that point the two separate.
S-1 is later stopped by the police, and while hes being stopped he
puts what he got in his mouth. He is told to spit it
out, which he does. The police recover four small zip-loc baggies containing cocaine.
The other male, S-2, is then stopped a short distance away, and recovered
from him is a cigarette box containing 50 small zip-loc baggies. He has
$262 on him, as well as an activated pager. The baggies found on
the second male are identical to the baggies found on the buyer.
The second male that was with S-2 is at a distance apart from
him and has no drugs on him. The cigarette box is recovered from
S-2s person. The other person was not charged; he was released. This happened
on the beach block of Texas Avenue in Atlantic City.
Do you have an opinion as to whether S-2 in this hypothetical .
. . possessed those drugs for his own use or for distribution?
In response, Detective Price expressed her view that S-2 in the hypothetical possessed
the drugs for distribution and not for personal use. She based that opinion
on the fact that no paraphernalia was found on S-2, that S-2 had
$262 in various paper currencies and coins, and that S-2 had a large
bag with smaller bags containing cocaine. Notably, defendant did not object either to
the form of the question or to the experts response. The legal principles governing this dispute are well settled and straightforward. Generally, the opinion of an expert can be admitted in evidence if it relates to a relevant subject that is beyond the understanding of the average person of ordinary experience, education, and knowledge. If the experts testimony on such a subject would help the jury understand the evidence presented and determine the facts, it may be used as evidence. The witness offered as an expert must, of course, be suitably qualified and possessed of sufficient specialized knowledge to be able to express such an opinion and to explain the basis of that opinion. State v. Kelly, 97 N.J. 178, 208 (1984). Once it is determined that this testimony will genuinely aid the jury, it can be admitted. Id. at 208 n.14. Our Rules of Evidence codify these principles. Whether expert testimony is admissible rests in the trial courts sound discretion. Testimony in the form of an opinion or inference otherwise admissible is not objectionable because it embraces an ultimate issue to be decided by the trier of fact. N.J.R.E. 704. Such testimony, however, still is subject to exclusion if the risk of undue prejudice substantially outweighs its probative value. State v. Berry, 140 N.J. 280, 298 (1995). Courts widely agree that expert testimony about drug-trade practices is admissible, although case law varies in terms of the permissible extent and nature of such testimony. See id. at 293-95 (surveying State and federal cases concerning testimony about modus operandi of drug dealers). The underlying rationale in allowing expert testimony is that jurors normally require the insight of an expert to explain the significance of the properties, packaging, and value of illegal drugs. Odom, supra, 116 N.J. at 76; see also State v. Perez, 218 N.J. Super. 478, 485 (App. Div. 1987) (observing that it is unreasonable to assume that the average lay person called to serve as a juror would necessarily know what a person who possesses [a certain quantity of drug] was going to do with it). As noted, the seminal case in New Jersey in this area of the law is Odom, supra, in which the jury convicted the defendant of possessing CDS with the intent to distribute. 116 N.J. at 67-68. At trial, the States expert testified about the nature of the drugs involved and their packaging. Id. at 69. The prosecutor asked the expert to assume a set of facts consistent with those adduced at trial, namely, that a search warrant was executed, that eighteen vials of crack [cocaine] were found in a pillowcase in a bed in which [the] defendant was found sleeping, that $24.00 was found in the apartment and that no other drug paraphernalia was found. Ibid. Based on those facts, the State asked the expert to express a view on whether [the defendant] possessed 18 vials of crack for his own use or possessed them with the intent to distribute them. Ibid. Defense counsel objected on the grounds that the expert was not qualified to testify in respect of the defendants state of mind. Ibid. The trial court overruled that objection, permitting the State again to ask, Do you have an opinion whether those 18 vials of crack were possessed for personal use or for the purpose of distributing them? Ibid. The expert responded that it was his opinion that the drugs were possessed with an intent to distribute them. Ibid. The witness then explained the basis for that opinion, including the common procedures for distributing crack cocaine, the drugs estimated street value, crack cocaines addictive qualities, and the absence of drug paraphernalia as being consistent with distribution. Ibid. The jury found the defendant guilty of possession with intent to distribute CDS. Id. at 67-68. The Appellate Division reversed. State v. Odom, 225 N.J. Super. 564 (1988), revd, 116 N.J. 65 (1989). A majority of the panel concluded that the experts opinion was not helpful to the jury and unduly prejudicial to the defendant. Ibid. The court further concluded that the experts opinion about intent to distribute was tantamount to expressing a view about the defendants guilt. Id. at 573. In contrast, the dissenting member would have permitted the question and the experts response. Id. at 575-76 (Cohen, J.A.D., dissenting). We reversed. Writing for a unanimous Court, Justice Handler explained: We are satisfied in this case that the detectives opinion was based exclusively on the surrounding facts relating to the quantity and packaging of the drugs and their addictive quality, as well as the absence of drug-use paraphernalia; his explanation of these facts was clearly founded on his expertise and specialized knowledge as an expert. The conclusion he drew that possession of these drugs was for the purpose of distribution was similarly derived from his experience. We therefore conclude that as long as the expert does not express his opinion of defendants guilt but simply characterizes defendants conduct based on the facts and evidence in light of his specialized knowledge, the opinion is not objectionable even though it embraces ultimate issues that the jury must decide. [Odom, supra, 116 N.J. at 78-79 (emphasis added).]
In reaching that conclusion, the Court relied in part on Perez, supra, in
which the prosecutor posed a highly detailed hypothetical to the States narcotics expert
and then asked based on those facts, would you have an opinion as
to whether or not the [cocaine seized from the person in the hypothetical]
was possessed for personal use or for possession with intent to distribute? 218
N.J. Super. at 482. The expert replied, Based on my training, education and
experience, it is my opinion that this cocaine . . . in this
particular case was possessed with the intent to distribute[.] Id. at 483. In applying the above tenets, we observe first that the parties do not dispute that the expert in this case properly was qualified in the field of narcotics. Moreover, the assistant prosecutor limited her hypothetical to facts presented at trial. In response, the witness expressed the view that the drugs were possessed for distribution rather than for S-2s own use[.] She did not, however, refer to defendant explicitly, nor did she refer to statutory law or express a view that an illegal drug transaction in fact had occurred. As contemplated by Odom, the witness also recounted the basis of her opinion. She explained that the parties exchanged an object for currency, that the encounter was brief, and that the drugs were packaged in fifty small bags. She further noted that the bags in the buyers possession and those in the sellers possession were similar, that the drugs were concealed in a pack of cigarettes, that the exchange took place in a high-crime area, and that there was an absence of drug paraphernalia. When asked about the money recovered from the second male in the hypothetical, the detective commented, thats telling me he was distributing drugs. When asked about the matching baggies carried by the alleged buyer and seller, she stated, that would tell me that S-2 was distributing them, if they are the same type of packaging. Those comments are sustainable as part of a hypothetical that did not refer to defendant by name and did not ask the witness to offer an explicit opinion on defendants guilt. That the hypothetical was detailed in form did not itself render it impermissible under Odom. Although it was declarative in nature and embraced ultimate issues that the jury had to decide, the detectives testimony likewise fell within Odoms parameters. Because defendant did not object to Detective Prices testimony at trial, the Appellate Division considered defendants appellate arguments under the plain-error standard of review. Consistent with that standard, the panel observed at the outset of its analysis that [i]n order to prevail, defendant must convince us that there was an error clearly capable of producing an unjust result. Summers, supra, 350 N.J. Super. at 362-63 (citing R. 2:10-2). We find no error in the admission of the experts testimony, much less plain error. Even if we were to assume that an error had occurred, we would agree with the Appellate Division that defendant has not satisfied the plain-error test. In that regard, the State produced substantial evidence of defendants guilt, apart from the experts testimony, including the drugs found on the ground and on defendants person, the money recovered from defendant, and the eyewitness testimony of the surveillance and backup officers. More specifically, jurors heard testimony from four other State witnesses aside from Detective Price, and examined numerous exhibits demonstrating defendants culpability in the crimes charged. In her summation to the jury that consists of thirteen typewritten pages of trial transcript, the assistant prosecutor devoted only two paragraphs to Detective Prices testimony. Measured against the entire evidence, the asserted error in Detective Prices testimony would not warrant reversal. Unlike our dissenting colleagues, we are not persuaded that the risk of undue prejudice from the experts testimony substantially outweighed its probative value. Detective Prices opinion was highly probative of the distribution offenses and necessary to assist members of the jury, who presumably were unschooled in the drug trade. Although, as just noted, the State presented substantial overall evidence of defendants guilt, the experts testimony uniquely aided the jury. It did so by helping jurors to understand how drugs are packaged, priced, concealed, and sold consistent with distribution in high-crime areas. Moreover, the trial court reduced the chance of improper prejudice by instructing the jury that it could accept all, part, or none of the detectives testimony, and that it alone had to decide questions of guilt. As the panel below more fully explained: [T]he judge clearly and unequivocally advised the jury that it was not bound by the experts opinion, and was free to reject it. The judge also instructed the jury that it was within its sole and exclusive province to decide whether the facts upon which the opinion was based actually existed, and the value or weight of the opinion was not only dependent upon, but was no stronger than the underlying facts upon which it was based. As such, the jury was informed that it was the ultimate finder of fact and that it must determine the appropriate weight to give the expert testimony.
[Id. at 367 (internal quotation marks and citation omitted).]
Lastly, we see no compelling reason to reexamine Odom. Nor do we believe
that Odom has confounded the lower courts. Post at ___ (slip op. at
4). We acknowledge that some courts in other jurisdictions flatly forbid expert testimony
concerning intent in a drug case, concluding that it constitutes an impermissible opinion
on a defendants guilt. See, e.g., United States v. Boyd,
55 F.3d 667,
670 (D.C. Cir. 1995) (concluding that such testimony is improper even though posed
as a hypothetical). Odom, however, is grounded firmly in New Jersey precedent and
has been reflected in our Rules of Evidence for many years. The Court
concluded that Odoms approach was permissible and sound when it decided that case
over a decade ago. We remain convinced of that today. To hold otherwise
would deprive jurors of valuable assistance as they discharge their important and often
difficult responsibilities. The judgment of the Appellate Division is affirmed. CHIEF JUSTICE PORITZ and JUSTICES COLEMAN, LaVECCHIA, and ZAZZALI join in JUSTICE VERNIEROs opinion. JUSTICE ALBIN filed a separate dissenting opinion in which JUSTICE LONG joins. SUPREME COURT OF NEW JERSEY A- 1 September Term 2002
STATE OF NEW JERSEY,
ALBIN, J., dissenting.
[N.J.R.E. 702.]
Detective Prices testimony in this case was the equivalent of saying defendant was
as guilty as Mrs. Murphys pet pig. SUPREME COURT OF NEW JERSEY NO. A-1 SEPTEMBER TERM 2002 ON APPEAL FROM Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
DAVID SUMMERS,
Defendant-Appellant.
DECIDED May 28, 2003
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