Original WP 5.1 Version
This case can also be found at 156 N.J. 1.
SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
State v. Richard Feaster (A-1-97)
Argued October 21, 1997 -- Decided July 30, 1998
STEIN, J., writing for a majority of the Court.
Richard Feaster was tried and convicted of murder and other offenses in connection with the death
of Keith Donaghy, a gas station attendant. After the penalty-phase trial, the jury sentenced Feaster to death.
Feaster appeals as of right.
Jury selection began in Gloucester County in December 1995. Because many potential jurors
indicated knowledge that Feaster was charged separately of a second murder, the court discontinued jury
selection. It ordered that a foreign jury be impanelled from Salem County.
At Feaster's trial, the State presented the testimony of a circle of young friends. The testimony was
that Feaster was in possession of a sawed-off shotgun on the night of the murder. Feaster and the group
were at a bar not far from the gas station where Donaghy worked. Feaster repeatedly requested a ride
ostensibly for the purpose of collecting money owed him by his boss. Several individuals saw Feaster leave in
a car driven by a friend a short time before the murder and return shortly thereafter. Later that evening,
members of the group heard Feaster stating that he had "killed the guy" and "blew the dude's head off."
Also, Feaster insisted on watching the 11:00 news. He became excited and requested that the volume be
turned up during coverage of the murder and stated, "I can't believe I did this shit. I can't believe this."
The individual who accompanied Feaster in the car eventually gave a statement to police and led
them to the sawed-off shotgun, which had been thrown off a bridge. The statement was not admitted at
trial, however, because this individual committed suicide prior to the trial.
The State also presented the testimony of an individual who alleged that he briefly shared the same
holding cell with Feaster. He stated that Feaster told him how he had shot someone in the head "to see
what it felt like" to kill someone before he entered the Marines, and provided other information that was
consistent with the events on the night of the murder.
Feaster did not testify at trial. His primary defense strategy was characterized by a sustained attack
on the credibility of key State witnesses. His counsel also mentioned the suicide of the individual who
accompanied Feaster on the night of the murder, suggesting that this individual was the triggerman, not
Feaster.
The sole aggravating factor alleged by the State was that the murder occurred while Feaster was
engaged in the commission of a robbery. Slightly less than $200 was taken from Donaghy's pocket after he
was shot. Feaster presented ten mitigating factors, including his crime-free record, an organic brain
condition caused by head trauma that affected his judgment and impulse control, emotional disturbances and
intoxication that impaired his ability to appreciate wrong, he was raised by an alcoholic father who abused
him emotionally and physically, and his successful athletic career during adolescence and high school.
Some of the jurors accepted various mitigating factors, but the jury concluded unanimously that the
aggravating factor outweighed beyond a reasonable doubt any mitigating factor, resulting in a death sentence.
HELD: Any error in the trial court's sequential presentation of own-conduct murder and accomplice-liability
murder was harmless. Feaster has not offered a persuasive reason to question either the integrity of the jury
or of the verdict.
1. When a rational basis exists for a jury to convict a capital defendant of a non-death-eligible alternative
form of homicide, a trial court should charge that offense in a manner that allows the jury to consider it
simultaneously with death-eligible purposeful-or-knowing murder. The instructions here failed in this regard
because the trial court told the jury it did not have to consider accomplice liability unless it first acquitted of
own-conduct murder. Under the circumstances presented here, however, any error in the court's sequential
presentation of own-conduct murder and accomplice-liability murder was harmless. Because only one
individual pulled the trigger, the jury's finding that Feaster was the shooter necessarily reflected its
consideration and rejection of the alternative theory that he was an accomplice. (Pp. 23-37)
2. The Court is confident that the jury was not confused concerning its ability to return a nonunanimous
own-conduct finding (which would result in a non-capital murder conviction). Although the trial court
focused the jury's attention on the need to be unanimous with regard to the underlying offenses, it also
stressed to the jury on at least three separate occasions that the jury had the option to return a non-unanimous own-conduct verdict. Further, the verdict sheet expressly offered the jury the option of not being
unanimous on the own-conduct murder. (Pp. 37-42)
3. Feaster contends that the trial court abused its discretion by impanelling a jury from Salem County
instead of Cumberland; that it should have individually questioned each juror about exposure to midtrial
publicity; and that it erred in not individually polling jurors after the death sentence about their knowledge of
the other murder charge against Feaster. The Court holds that Feaster has not offered a persuasive reason
either to question the adequacy of the trial court's precautionary measures or to undermine confidence in the
integrity of the jury or in their verdict. (Pp. 42-53)
4. The Court is not persuaded that the inappropriate comments of the prosecutor in summation had the
capacity to deprive Feaster of a fair trial. It was the weight of the evidence, particularly the damning
statements uttered by Feaster himself, that led to his conviction rather than the prosecutor's improper
comments. (Pp. 55-68)
5. The Court is satisfied that the other errors cited by Feaster were not clearly capable of affecting the
verdict or the sentence. (Pp. 68-105)
The convictions and death sentence are AFFIRMED.
JUSTICE HANDLER filed a dissenting opinion, expressing the view that the errors in the jury
charges and the prosecutorial misconduct require reversal of the convictions and death sentence.
JUSTICE O'HERN filed a dissenting opinion, expressing the view that the trial court's instructions
were confusing and capable of misleading the jury into believing that it had to be unanimous on the question
whether Feaster committed the murder by his own conduct.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, GARIBALDI, and COLEMAN join in
JUSTICE STEIN's opinion. JUSTICES HANDLER and O'HERN filed separate, dissenting opinions.
SUPREME COURT OF NEW JERSEY
A-
1 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Respondent,
V.
RICHARD FEASTER,
Defendant-Appellant.
Argued October 21, 1997 -- Decided July 30, 1998
On appeal from the Superior Court, Law
Division, Gloucester County.
Abby P. Schwartz and Ruth Bove Carlucci,
Assistant Deputy Public Defenders, argued the
cause for appellant (Ivelisse Torres, Public
Defender, attorney).
Debra A. Owens, Deputy Attorney General,
argued the cause for respondent (Peter
Verniero, Attorney General of New Jersey,
attorney).
The opinion of the Court was delivered by
STEIN, J.
Defendant, Richard Feaster, was tried and convicted of the
following offenses in connection with the death of Keith Donaghy:
purposeful-or-knowing murder by his own conduct, N.J.S.A. 2C:11-3a(1) and/or (2); felony murder, N.J.S.A. 2C:11-3a(3); conspiracy
to commit murder, N.J.S.A. 2C:5-2; first-degree robbery, N.J.S.A.
2C:15-1; conspiracy to commit armed robbery, N.J.S.A. 2C:5-2;
possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4a; and possession of a sawed-off shotgun, N.J.S.A. 2C:39-3b.
In accordance with the penalty-phase verdict rendered after
a separate proceeding following the murder conviction, seeN.J.S.A. 2C:11-3c(1), defendant was sentenced to death. On the
noncapital counts, defendant's conspiracy convictions merged into
the related substantive offenses, and the felony murder
conviction was merged into the conviction for purposeful-or-knowing murder. The court also merged the conviction for
possession of a weapon for an unlawful purpose into the
robbery/murder convictions. The court then imposed a consecutive
twenty-year term with ten years of parole ineligibility on the
robbery conviction as well as a five-year concurrent term on the
conviction for possession of a sawed-off shotgun.
Defendant appeals as of right to this Court. N.J.S.A.
2C:11-3e; R. 2:2-1(a)(3). We affirm defendant's convictions and
sentence of death.
I
Facts
Jury selection for defendant's trial began in Gloucester
County on December 5, 1995. Because voir dire revealed that many
potential jurors in the area had knowledge of a second murder for
which defendant was separately charged, the attendant risk of
prejudice led the court to discontinue Gloucester County jury
selection on January 3, 1996. On January 12, 1996, the court
ordered that a foreign jury from Salem County be impanelled to
hear the case. The guilt phase of defendant's trial took place
from February 28 through March 15, 1996. The court conducted the
penalty phase on March 21, 22, 25, 26 and 27, 1996.
A. The State's Case
The following summary of the trial proofs fairly represents
the evidence that supported the jury's guilt-phase verdict.
1. Events Before the Murder
The events culminating in the October 6, 1993, death of
Keith Donaghy originated within a circle of young friends from
Gloucester County. The principle members of this group included
defendant, Michael Mills, Michael Sadlowski, James Graves and
Daniel Kaighn. Defendant was a native of Woodbury Heights while
the others were from National Park, another Gloucester County
municipality.
Several weeks before the killing, defendant approached
Kaighn and asked to borrow a handgun. Defendant explained that
he needed a weapon to collect money that his boss owed to him.
Defendant alleged that his boss was a crazy ex-Vietnam vet, and
that the gun was necessary for his protection. After repeated
requests spanning several weeks, and upon defendant's promise to
pay $100 for one day's use of the gun, Kaighn acquiesced. He
supplied defendant with a sawed-off twenty-gauge shotgun, a
single lead ball, commonly referred to as a slug, and three or
four birdshot. Kaighn had previously sawed the barrel from the
gun and retained the barrel in his bedroom. Defendant picked up
the gun from Kaighn's house two weeks prior to the murder and
placed it in a blue gym bag. He told Kaighn to meet him at
Michael Mills's house later that night.
That evening, Kaighn arrived at Mills's house at
approximately 8:30 p.m. Shortly thereafter, defendant arrived
and returned the gun to Kaighn along with all the ammunition he
had been given earlier in the day. He presented Kaighn with $30,
explaining that his boss failed to pay him the full amount owed
to him. Others were present at Mills's house that night, and a
party soon began, during which Kaighn left and hid the gun and
ammunition underneath an old bathtub outside the house. Kaighn
testified that the cocaine he ingested at the party had left him
paranoid, and that he did not want to leave with the gun on his
person because of his fear of apprehension by law enforcement
authorities. According to Kaighn, that was the last time he saw
the gun until after the murder,although he acknowledged that he
subsequently may have told Mills where the gun was hidden.
Tina Shiplee lived with Michael Sadlowski in an apartment in
Runnemede. Shiplee and defendant's girlfriend, Kelly Zuzulock,
frequently socialized with the other members of the group.
Shiplee testified that in late September or early October 1993,
defendant approached her and asked if he could keep a gym bag in
her car, explaining that his parents had recently kicked him
out of their house. Shiplee obliged, and allowed defendant to
store the bag in the back of her station wagon. She was unsure
whether defendant or Mills placed the bag in the car.
Subsequently, but still prior to the murder, Shiplee went to
place her daughter's stroller in the back of the car. As she
attempted to move the bag, she realized how heavy it was.
Shiplee felt the outside of the bag and suspected that it
contained a gun.
2. The Night of the Murder
On October 6, 1993, Shiplee drove her station wagon to pick
up Kelly Zuzulock and proceed to the Columbia Cafe, a bar in
National Park in Gloucester County. Zuzulock and defendant had
dated on and off since high school, and had resumed their
relationship after defendant returned from a brief residence in
Florida. During the weeks leading up to the murder, Zuzulock
testified that their relationship had become precarious,
characterized by frequent arguments. She attributed the
deterioration of the relationship to their increasing drug use.
Shiplee picked up Zuzulock and the two arrived at the
Columbia Cafe sometime between 6:30 and 7:30 p.m. Defendant,
Mills, Sadlowski, and others were already there. According to
Sadlowski, he drove Shiplee's other car, a 1986 Chevrolet Camaro,
and brought both defendant and Michael Mills to the Columbia
Cafe. The group had gathered for a pool tournament being held at
the bar. Shiplee approached defendant, and without revealing her
concern that the gym bag contained a gun, requested that he
remove the bag from her car. Defendant agreed to remove the bag
before leaving that night, although Shiplee was unsure whether it
was Mills or defendant who eventually took the bag from the car.Shiplee had left the car unlocked in the parking lot. On leaving
the Columbia Cafe later that night, she observed that the bag had
been removed from her car.
Shortly after arriving, Mills inquired of Sadlowski whether
he could take the Camaro and drive defendant to retrieve money
from defendant's boss. Sadlowski declined the request.
Defendant then asked Shiplee if Sadlowski could borrow her car to
drive defendant to collect money from his boss. Having been
instructed previously that night by Sadlowski that she should not
lend her car to defendant, Shiplee refused. Defendant then asked
Shiplee if she would drive him, or whether she would allow him to
take the car himself. Shiplee rejected each request. Defendant
also asked Zuzulock if he could borrow her car, but she also
refused and explained that she did not have access to it.
Renee Burkhardt, a resident of National Park, had also
driven to the Columbia Cafe on the evening of October 6.
Burkhardt described defendant as a friend of a friend, and knew
Mills because he was dating her friend Jennifer Stryzek. After
speaking with defendant, Mills approached Burkhardt and asked to
borrow her car. Burkhardt agreed and handed the keys to Mills.
Burkhardt testified that after she gave Mills the keys to
her mother's 1984 Oldsmobile, she observed Mills and defendant
leave the Columbia Cafe and enter the car, with Mills in the
driver's seat. Zuzulock also testified that she saw defendant
leaving the bar at around 8:00 p.m., and that Mills followed a
few minutes later. Shiplee similarly testified that a few
minutes after she saw defendant leave the bar, Mills left with
Renee Burkhardt. She stated that defendant and Mills left
between 8:00 and 8:15 p.m. However, Sadlowski testified that
they left between 8:30 and 9:00 p.m. Shiplee then observed
Burkhardt return to the bar shortly thereafter.
On the night of October 6, 1993, Keith Donaghy was the only
attendant working at the Family Texaco in Deptford Township.
Dana Smolenski, a frequent patron of the gas station, pulled into
the Texaco to purchase gasoline between 8:20 and 8:25 p.m. When
no attendant came to serve her, she pulled her car nearer to the
office window and peered inside. She observed that the chair on
which Donaghy usually sat had been knocked over, and saw his body
on the floor. Frightened, Smolenski quickly drove away, noticing
that it was 8:25 p.m. John Fortner, another frequent customer,
arrived at the Family Texaco around 8:30 p.m. After pumping the
kerosene he used for his heaters, Fortner approached the office
to pay and saw Donaghy lying on the floor inside. He walked to
the nearby 7-Eleven and requested that someone call the police.
At about the same time, another couple made a similar request at
the 7-Eleven after noticing Donaghy's body. The Family Texaco is
approximately a twelve-minute drive from the Columbia Cafe.
Roughly thirty to forty-five minutes after leaving the bar,
defendant called Zuzulock at the Columbia Cafe from a pay phone.
Zuzulock did not recall what the conversation was about. Shortly
thereafter, Mills returned to the bar. Defendant also returned,
five to ten minutes after Mills. According to Zuzulock,
defendant appeared to have been using drugs, as she noticed
white powder around his nose. Sadlowski noticed that defendant
and Zuzulock began to argue when he returned to the bar.
Defendant, Zuzulock, Shiplee and Sadlowski had agreed that
they would all return to Shiplee's and Sadlowski's apartment
after leaving the bar. The group began to leave the Columbia
Cafe at around 10:00 p.m. As Shiplee was finishing her last game
of pool before leaving, circling the table contemplating her next
shot, she overheard defendant say to Mills and Sadlowski that he
could not believe he killed the guy and didn't get any money.
At trial, Sadlowski denied that defendant had made such a
statement to him.
Leaving the Columbia Cafe, Sadlowski drove defendant to
Shiplee's apartment. At the apartment, defendant insisted on
watching the eleven o'clock news. When the coverage describing
the murder of Keith Donaghy aired, defendant requested the volume
be raised and told Sadlowski to check this one part out . After
the segment was over, Sadlowski observed that defendant had
become sweaty and fidgety, and that he stated, I can't believe
I did this shit. I can't believe this. Why me? You know.On
the apartment balcony, after the news broadcast, defendant again
told Sadlowski, I can't believe I did this shit. Sadlowski did
not press defendant for additional details.
Shiplee left the bar separately with Zuzulock, and the two
also planned to return to Shiplee's and Sadlowski's apartment.
They drove by the apartment twice but did not see the car
Sadlowski was driving. Zuzulock then decided to go home. After
dropping her off, Shiplee returned to her apartment, where she
immediately became embroiled in an argument with Sadlowski. When
defendant injected himself into the fight, Shiplee said to him,
Fuck you, Rich. You just went out and killed somebody.
Shiplee testified at trial that the comment produced a blank
look on his face, like there was no feeling, whatsoever, to the
expression on his face, so it was just like what did you just say
to me. However, in a prior statement to prosecutors, Shiplee
stated that defendant had denied the accusation. Sadlowski also
testified that he did not hear Shiplee make the allegation.
Sadlowski thereafter left the apartment to drive defendant
home. On the way to the car, defendant engaged in a shouting
match with patrons of a bar across the street from the apartment.
As defendant and Sadlowski entered the car, defendant volunteered
that he blew the dude's head off. Defendant also lamented to
Sadlowski that he screwed up tonight. At that point Sadlowski
thought defendant was referring to the quarrel he had with
Zuzulock at the bar. Defendant added, I can't believe I did
this. During the ride home, defendant tearfully explained that
his brains went all over the place and repeated that I can't
believe I did this shit. Sadlowski dropped defendant off and,
vowing not to become involved in any way, avoided defendant after
October 6.
3. Events After the Murder
The autopsy revealed that Donaghy died from a single shotgun
wound to the head. No defensive wounds existed to suggest that a
struggle had occurred. The injury suffered was a contact
wound, meaning that the barrel of the gun had been placed
directly against the skin when fired. Shot into the side of the
mouth, the bullet followed a slightly downward trajectory,
blowing out Donaghy's teeth and effectively destroying his brain
before exiting through the back of his head. At trial, despite
defendant's objection, the court allowed the State to employ a
mannequin with a needle through its head to demonstrate the
trajectory of the bullet. The blood-stained overalls worn by
Donaghy on the night of the murder were admitted into evidence.
The murderer stole $191.32 from one of Donaghy's pockets.
Because only one of Donaghy's pockets was in plain view as he lay
dead on the ground, and because money remained in Donaghy's other
pockets that were not exposed, the State theorized that defendant
did not take the money until after he killed Donaghy. That
supported the State's argument that,
before he arrived at the
Family Texaco,
defendant intended to kill as well as to rob the
gas station attendant.
The initial investigation into Donaghy's murder proceeded
without much success. On October 31, 1993, Ronald Pine, an
attendant at an Amoco station in Deptford, was stabbed to death.
On November 1, Amoco offered $5,000 for information leading to
the apprehension and conviction of Pine's killer; on November 4,
the New Jersey Gas Retailers Association followed with a $5,000
reward for information leading to the arrest and conviction of
the murderer of any New Jersey gas station owner or attendant.
Shortly after Pine's murder, Zuzulock mentioned to Shiplee that
she noticed a cut on defendant's hand. Suspecting that defendant
committed the second murder and suffered the injury in the course
of the stabbing, and fearing that he might kill again, Shiplee
contacted a lawyer. On November 3, Shiplee's lawyer, Joseph
Hoffman, contacted Richard O'Brien of the Franklin Township
Police Department. O'Brien then called Shiplee and she gave a
statement implicating defendant in both crimes.
Defendant eventually was charged with both murders. The
indictments ultimately were severed and no witnesses were
permitted to mention the second murder during the trial. The
trial court initially ruled that, if impeached by her motive to
obtain reward money, Shiplee could testify that her knowledge of
the second murder and fear of defendant's future actions prompted
her to contact the authorities. The defense therefore did not
attempt to question her about the reward during the State's case.
The Appellate Division, on interlocutory appeal, reversed the
ruling and permitted the impeachment of Shiplee without allowing
the prejudicial rehabilitation testimony. A compromise was
reached, permitting defense counsel to use the reward offer to
show not that it prompted Shiplee to come forward, but that it
prompted her to tailor her testimony at trial; in return, she
would be able to testify that her fear that defendant might kill
again -- without mentioning the second murder -- led her to come
forward. The defense then recalled Shiplee and questioned her
about the reward.
After Shiplee gave her initial statement to police, an
officer contacted Michael Mills and arranged an interview. Mills
met with police on November 4, 1993, but his statement was not
admitted at trial because of his suicide on June 18, 1994.Before his death, however, Mills did lead authorities to recover
the murder weapon. At approximately 1:15 a.m. on November 4,
1993, while driving with investigators from the Gloucester County
Prosecutor's Office to his home, Mills and the officers stopped
at the White Bridge. Spanning Woodbury Creek, the White Bridge
leads into National Park and is located between the Columbia Cafe
and the Family Texaco station. The bridge is approximately
seven-tenths of a mile from the Columbia Cafe. As a result of
their conversation with Mills, police searched for the murder
weapon in Woodbury Creek. The following day members of the
Camden County Underwater Rescue Team assisted in the search.
They recovered a shotgun at the bottom of the creek, later
confirmed to be the murder weapon.
Shortly after midnight on November 4, 1993, police
simultaneously executed a search warrant and arrest warrant at
defendant's home in Woodbury Heights. Defendant was given
Miranda warnings at his home before police formally read
defendant those warnings at the prosecutor's office. Defendant
subsequently signed a waiver form and agreed to submit to police
questioning. Investigator Angelo Alvarado of the Gloucester
County Prosecutor's Office and a detective from the Deptford
Township Police Department began interrogating defendant. The
investigators asked defendant about his present employment.
Defendant responded that he worked in construction and that his
employer was James McCall. Alvarado confronted defendant with
the incriminating information that they had received. Defendant
then expressed a desire to speak with counsel, and the interview
ended. At trial, Alvarado was permitted to testify that
defendant's invocation of his right to counsel was the reason
that the interview terminated.
The Gloucester County grand jury subsequently indicted
defendant, charging him with purposeful-or-knowing murder by his
own conduct, in violation of N.J.S.A. 2C:11-3a(1) and/or (2);
felony murder, in violation of N.J.S.A. 2C:11-3a(3); first-degree
robbery, in violation of N.J.S.A. 2C:15-1; possession of a weapon
for an unlawful purpose, in violation of N.J.S.A. 2C:39-4a; and
possession of a sawed-off shotgun, in violation of N.J.S.A.
2C:39-3b. Although not indicted on the conspiracy charges, the
trial court charged those crimes as lesser-included offenses.
See N.J.S.A. 2C:1-8(d)(2).
At trial, the State presented the testimony of Kevin
Wrigley, a/k/a Kevin Bock. Wrigley alleged that he briefly
shared the same holding cell with defendant and another
individual while defendant was awaiting trial. After Wrigley
conceded that the cell had been dark and that he did not
recognize defendant in court, defense counsel immediately
challenged the admission of Wrigley's testimony. The court
conducted a Rule 104 hearing and determined that sufficient
indicia of reliability supported admission of the testimony.
Wrigley subsequently identified defendant in court, his previous
view of the defense table having been partially obstructed. The
court observed that the position of the witness stand was such
that it hampered a complete view of the courtroom.
While in the cell Wrigley heard defendant, who had
identified himself as Rich Feaster, describe how he shot someone
in the head at point-blank range in order to see what it felt
like to kill someone before he entered the Marines. Wrigley
also heard defendant admit that he took a couple hundred
dollars from the scene of the crime. Regarding the murder
weapon, Wrigley testified that [defendant] said he threw it in a
lake or something like that, threw it away, got rid of it.
Wrigley also maintained that the individual in the cell had a
Rich tattoo on his arm. As the third occupant of the holding
cell left to return to the general prison population, Wrigley
heard defendant request that the man tell Mike Shalusky or
something like that that defendant was in the prison.
Additionally, Wrigley testified that defendant described a guy
named Mike who was also involved in the crime: [Defendant]
says [Mike] was a witness and his dad had him taken care of. He
thought he committed suicide or something like that. Wrigley's
testimony was not the only occasion on which the jury heard of
Mills's suicide; that fact also had been mentioned in the State's
guilt-phase opening, during the redirect examination of Daniel
Kaighn, and during defense counsel's summation.
The State also presented the testimony of James McCall, the
person whom defendant at his interrogation had identified as his
employer. McCall testified that defendant worked for him on one
day only, which was after the murder, and that he had been paid
for that day. McCall further testified that he did not owe
defendant any money.
No physical evidence directly linked defendant to Donaghy's
murder.
B. Defendant's Case
Defendant did not testify at trial. The primary defense
strategy was characterized by a sustained attack on the
credibility of key State witnesses. On cross-examination of
Daniel Kaighn, defense counsel explored his significant drug use,
lengthy criminal record and prior inconsistent statements, as
well as the favorable treatment Kaighn received in exchange for
his cooperation with the State. Kaighn also admitted having
feigned a suicide attempt in order to secure a transfer out of
the facility in which he had been incarcerated.
Similarly, the defense highlighted Sadlowski's use of drugs
and alcohol, and elicited on cross-examination his admission that
he was hammered on the night of the murder. He testified that
he did not hear defendant's incriminating statement allegedly
made near the pool table at the Columbia Cafe; Sadlowski also did
not recall Shiplee's accusation made against defendant back at
the apartment. The defense also stressed the consideration
Sadlowski received from the State for his testimony, and the
discrepancies in the three separate statements he had given to
authorities.
Shiplee admitted having consumed three or four beers while
at the Columbia Cafe, and conceded that she may have smoked
marijuana earlier that evening. Shiplee also admitted that the
comment she overheard defendant make at the bar could have been a
drunk intoxicated statement. Although she previously testified
that a blank look came over defendant's face when she accused
him of the murder and that defendant uttered no response, on
cross-examination Shiplee admitted providing authorities with an
earlier contradictory statement. In that statement, Shiplee said
defendant denied her accusation. After the Appellate Division
decided the interlocutory appeal regarding Shiplee's proposed
testimony about her motive for coming forward, the defense
recalled her to the stand during its case-in-chief. Rather than
focusing on the reward as the motive for her contacting the
authorities, the defense stressed her present motive to collect
the $5,000 reward. As the reward could be obtained only after
defendant's conviction, defense counsel suggested that the money
motivated Shiplee to tailor her present testimony against
defendant to secure that conviction.
The defense also attacked the credibility of Kevin Wrigley
and the accuracy of his testimony. Defense counsel explored
Wrigley's criminal history, including his pending charge for
aggravated assault stemming from an incident in which he hit an
individual over the head with a lead pipe. Regarding defendant's
alleged comments about the murder, Wrigley conceded that most
jail talk is unreliable most of the time. The defense also
attempted to show that Wrigley could not have shared the same
holding cell with defendant, and therefore did not overhear any
incriminating statements made by defendant. Shirleen Firman, the
deputy warden of the Gloucester County jail, testified that jail
records indicated that Wrigley had been removed from the holding
cell on November 3, 1995. On cross-examination, the State
highlighted the absence of jail records pertaining to defendant.
Also elicited on cross-examination were Firman's admissions that
the holding cell area was often very busy and that the jail
records were not always accurate. The State and the defense
stipulated that between January 1995 and December 1995, the only
time defendant was housed overnight at the Gloucester County jail
was from the afternoon of November 8 through November 9, 1995.
The defense supplemented its impeachment of State witnesses
by producing an alleged admission of Herrill Washington that he
had committed the crime. According to Barrick Wesley, he and
Washington had cased the Family Texaco during the summer of
1993 in preparation for a possible return to rob the
establishment. While in the Salem County jail, Wesley spoke with
Washington by telephone on October 5, 1993. Washington allegedly
told Wesley that he planned to rob the Texaco station. A few
days later, Wesley spoke again to Washington. Wesley testified
that during the conversation Washington said he committed the
robbery and shot the attendant in the face.
Washington testified at trial and denied the facts about
which Wesley had testified. The State theorized that because an
unknown informant had incriminated Washington regarding an
unrelated burglary, Washington may have made the false
incriminating statements to Wesley in an effort to determine
whether Wesley was the individual who had been informing on him.
During closing arguments, defense counsel stressed the lack
of direct evidence in the case, and attacked the credibility of
the State's witnesses. Defense counsel also mentioned Mills's
suicide, openly suggesting that Mills and not defendant was the
triggerman:
The [S]tate made a better case against
Michael Mills than they have against
[defendant]. It couldn't be more clear. Who
borrowed the car? Michael Mills. Who
stopped on the [W]hite [B]ridge? Although we
are not privy to the conversations that
occurred, the shotgun is pulled from the
water. Who? Michael Mills. Who moved the
bag out of Shiplee's car? Michael Mills.
The defense also questioned the feasibility of defendant's
committing the crime based on the time frame described by some
witnesses, and also noted that for some time the murder weapon
had been unaccounted for.
The prosecutor focused on the acts indicating premeditation
and intent on the part of defendant. Despite scant support in
the record, he called Mills the getaway driver and described in
detail the events that occurred at the Family Texaco and that
culminated in Donaghy's murder.
C. The Verdict
During the charge, the court instructed the jury to first
deliberate on own-conduct murder before reaching the issue of
accomplice liability. Additionally, the court repeatedly
reminded the jury that unanimity was required on each charge to
constitute a verdict, but that unanimity was not required with
regard to the specific form of murder and the question whether
defendant committed the murder by his own conduct.
On March 15, 1996, the jury returned a guilty verdict on all
counts charged in the indictment. The jury also found defendant
guilty of conspiracy to commit murder and conspiracy to commit
armed robbery. The jury also found that defendant had killed
Donaghy by his own conduct. Thus, the jury's verdict triggered a
penalty phase to determine whether a sentence of death would be
imposed.
D. The Penalty Phase
The sole aggravating factor alleged by the State was that
the murder occurred while defendant was engaged in the commission
of a robbery. SeeN.J.S.A. 2C:11-3c(4)(g). Originally, the
State also alleged as an aggravating factor that defendant was a
prior murderer, N.J.S.A. 2C:11-3c(2)(e), on the basis that he
also had been indicted for the murder of Ronald Pine. Because
the State contemplated trying the two cases jointly, the State's
intention, in the event of a double conviction, was to use each
murder to support a death sentence for the other murder. The
trial court disallowed that strategy. Furthermore, the question
became moot when the two indictments were severed, and defendant
pled guilty to the Pine murder after being sentenced to death for
the Donaghy murder. For the second murder, defendant received
life imprisonment with a thirty-year parole disqualifier, along
with a consecutive sentence of twenty years for first-degree
armed robbery with ten years of parole ineligibility. Those
sentences were to run consecutively to those imposed for the
Donaghy murder.
During its penalty-phase opening and summation, the State
stressed that defendant should be made to accept responsibility
for his actions. The State did not call witnesses during the
penalty phase. Rather, it incorporated by reference the evidence
presented during the guilt phase, and then rested its case.
Defendant relied on ten mitigating factors:
1. Defendant never had been convicted of a crime
and had never been incarcerated previously.
2. Defendant was twenty-two and not fully
matured at the time of the crime.
3. Defendant suffered one or more head traumas
resulting in an organic brain condition that
affected his judgment and impulse control to
the [extent] that normal people are not
affected.
4. Defendant's ability to appreciate the
wrongfulness of his conduct or to conform his
conduct to the requirements of the law was
impaired as a result of mental disease and/or
defects and emotional disturbances and
intoxication.
5. Defendant was raised in a household with one
alcoholic parent, which predisposed him to
substance abuse and delinquent behavior,
undermining the controls normally present in
others.
6. Defendant was raised in a home with an
emotionally and physically abusive father,
substantially affecting his maturation and
development, with the effect, among others,
of predisposing him to delinquent and violent
behavior to the extent normal adults are not
so predisposed.
7. Defendant had an excellent work record while
living in Florida, away from the turmoil of
his family, which was interrupted only by a
work-related injury.
8. Defendant was a successful athlete during
adolescence and high school, responding well
to coaching and discipline.
9. Defendant's success under coaching and sports
and in working in an environment away from
the turmoil of his family demonstrated that
he could be rehabilitated in a regimented
environment such as prison.
10. Any other factor that the jurors, or any one
of them, may deem relevant to defendant's
character or record or to the circumstances
of the offense.
Defendant presented the testimony of several experts. Dr.
Steven Portman, a neurologist, described abnormally excessive
electrical activity in the left frontal lobe of defendant's
brain. He testified that people with that condition tend to be
impulsive and have memory problems. Dr. Jonathan Willard-Mack, a
clinical neuropsychologist, also testified that injuries to the
left frontal lobe affect one's ability to control impulses. He
diagnosed defendant as suffering from encephalopathy, or brain
injury, as a likely result of a series of concussions. The
alleged head injuries sustained by defendant were caused by a
fall from a pickup truck, an incident in which defendant was
injured when his head hit a tree, and repetitive impacts incurred
during his football career. Dr. Frank Dyer, a psychologist,
described defendant as possessing borderline intelligence. He
testified that the alcoholic and abusive household in which
defendant was raised was a traumatic environment, but expressed
the view that therapy could help defendant. Dr. Robert Latimer,
a psychiatrist, also testified that defendant's ability to
control impulses was compromised by encephalopathy, but that he
could be helped through psychotherapy and counseling.
Defendant's mother testified that defendant's father was an
alcoholic who verbally abused her and defendant. As defendant
grew older, physical altercations between him and his father were
common. Amy Feldman, a social worker, described the Feaster home
as one in denial, in which Mrs. Feaster and defendant were
abused.
Two jurors accepted the third mitigating factor, that
defendant suffered a judgment-impairing organic brain disorder
resulting from head traumas. Five jurors accepted the factor
that defendant's father was physically and emotionally abusive,
and three jurors found the ninth factor, that based on
defendant's work record in Florida and his high school athletic
experience he was amenable to rehabilitation in prison. The jury
unanimously rejected the remaining mitigating factors. The jury
also concluded unanimously that the sole aggravating factor
outweighed beyond a reasonable doubt any mitigating factor or
factors, thus resulting in defendant's death sentence. In his
subsequent motion for a new trial, defendant advanced numerous
bases for the requested relief, all of which were denied by the
court.
II
Sequential Presentation of Own-Conduct Murder
and Accomplice-Liability Murder and Allegedly
Inconsistent Instructions on Own-Conduct
Nonunanimity Option
We address this claim first because it implicates the
central issue raised on defendant's appeal.
Perceiving that a rational basis existed to support a jury
finding that defendant, despite participating in the crime, did
not commit the murder by his own conduct, N.J.S.A. 2C:11-3c,
the court provided an accomplice-liability charge to the jury.
The presentation of the own-conduct murder charge and the
accomplice-liability charge, and the relationship between the
two, is of critical importance because own-conduct murder is
punishable by death but accomplice-liability murder is not.
N.J.S.A. 2C:11-3(c); see alsoState v. Gerald,
113 N.J. 40, 100
(1988)(noting, with sole exception of murder for hire, a
defendant whose conviction is based on a theory of vicarious
liability cannot be subjected to death-penalty proceedings).
Defendant argues that the court's sequential presentation of
own-conduct murder and accomplice-liability murder, and its
admonition to the jury that it reach the accomplice liability
question only after first acquitting on own-conduct murder,
effectively relegated the non-death-eligible option to second-class status. In other words, defendant contends that the rigid
sequencing of the charge and deliberations improperly coerced the
jury into reaching a death-eligible verdict.
Additionally, defendant focuses on the court's repeated
instruction that the jury be unanimous with regard to all issues,
while at the same time informing the jury that it need not be
unanimous on the own-conduct question. Defendant contends that
those contradictory instructions left the jury hopelessly
confused, leading the jurors to believe that they had to be
unanimous on the own-conduct determination in order to return a
valid murder conviction.
A. Sequential Presentation of Own-Conduct Murder
and Accomplice-Liability Murder The court first charged the jury on the elements of
purposeful-or-knowing murder, during which it did not mention the
question whether defendant committed the murder by his own
conduct. After charging on the lesser-included offenses of
aggravated manslaughter and reckless manslaughter, the court
instructed on accomplice liability, tailoring its charge to fit
the facts of the case:
In this case the State contends that the
defendant . . . committed the offenses for
which he is charged, the murder, the felony
murder, the robbery, I'm talking about those
in particular right now, against Keith
Donaghy by his own conduct.
If you are convinced of that beyond a
reasonable doubt, then you need not consider
the alternative type of culp[a]bility or
responsibility, that is, where a defendant
may be found guilty of an offense because of
the conduct of another person for whom he is
legally accountable.
This is accomplice liability. If you
find that the actual crimes were committed by
the conduct of another person, who I will
refer to throughout this portion of my
instructions simply as X, [it] could be any
other person, then you will consider whether
the defendant shall be found guilty because
he is legally accountable as an accomplice of
X. You've heard about Michael Mills and it
could be anyone.
If you are not convinced beyond a
reasonable doubt that the defendant acted by
his own conduct in committing these crimes,
then you may consider and should consider
whether he should be found guilty of them
because of being legally accountable as an
accomplice of some other person, and you'll
only consider these instructions on
accomplice liability if you first determine
that he is not directly responsible by his
own conduct.
The court repeated this description of the sequential
relationship between own-conduct murder and accomplice liability
on at least three other occasions during its instructions.
There is nothing inherently wrong with sequential charges,
which usually provide a framework for orderly deliberations.
State v. Cooper,
151 N.J. 326, 369 (1997)(quoting State v. Coyle,
119 N.J. 194, 223 (1990)); State v. Zola,
112 N.J. 384, 405
(1988), cert. denied,
489 U.S. 1022,
109 S. Ct. 1146,
103 L. Ed.2d 205 (1989). Indeed, for courts to instruct juries not to
consider lesser-included offenses unless they first acquit on the
greater charge is a common practice. Cooper, supra, 151 N.J. at
366; Coyle, supra, 119 N.J. at 223; State v. McAllister,
211 N.J.
Super. 355, 365 (App. Div. 1986); seealsoState v. Harris,
141 N.J. 525, 552-53 (1995)(explaining that rationale supporting
sequential charge is to have jury convict of offense supported by
evidence as opposed to reaching compromise verdict); State v.
Perry,
124 N.J. 128, 164-65 (1991)(approving sequential charge
for non-felony-murder offenses); People v. Boettcher,
505 N.E.2d 594, 597 (N.Y. 1987)(approving sequential charge for lesser-included offense, noting that contrary rule would give
insufficient weight to the principle that it is the duty of the
jury not to reach compromise verdicts . . . but to render a just
verdict by applying the facts it finds to the law it is
charged).
However, the propriety of a sequential charge becomes
suspect in certain capital cases when a jury is presented with an
alternative non-death-eligible form of murder rather than a
traditional lesser-included offense. In such instances, we have
repeatedly expressed our concern about the coercive effect a
sequential charge may have on a capital jury. Prompting that
concern is our belief that a sequential charge may cause a jury
"that believes a defendant guilty of something to convict on the
first and most serious charge" without giving due consideration
to the non-death-eligible offense. State v. Mejia,
141 N.J. 475,
484 (1995); see alsoState v. Purnell,
126 N.J. 518, 530 (1992)
(vacating death sentence where jury was not permitted to consider
all of the possible offenses); Cannel, New Jersey Criminal
Code, Annotated, comment 14 on N.J.S.A. 2C:1-8(e)(1997) ("[I]n a
capital case, where there is support in the evidence for a non-capital murder conviction, the jury must be given every
opportunity to convict of the charge not carrying the death
penalty."); cf.United States v. Tsanas,
572 F.2d 340, 345 (2d
Cir.)(noting that [w]here one of the elements of the offense
charged remains in doubt, but the defendant is plainly guilty of
some offense, the jury is likely to resolve its doubts in favor
of conviction.)(quoting Keeble v. United States,
412 U.S. 205,
212-13,
93 S. Ct. 1993, 1997,
36 L. Ed.2d 844, 850 (1973)),
cert. denied,
435 U.S. 995,
98 S. Ct. 1647,
56 L. Ed.2d 84
(1978).
In Mejia, supra, we considered a defendant's challenge to a
sequential charge and verdict sheet that effectively required the
jury to first acquit on purposeful-or-knowing murder before
reaching the question whether defendant purposefully or knowingly
caused serious bodily injury resulting in death. 141 N.J. at
482. At the time of the defendant's crimes in Mejia, "serious-bodily-injury" murder was not punishable by death. Gerald,
supra, 113 N.J. at 89. Constitutional and statutory amendments
have since made serious-bodily-injury murderers eligible for the
death penalty. N.J. Const. art. I, para. 12; L. 1993, c. 111
(signed May 5, 1993); Mejia, supra, 141 N.J. at 482.
We found that the sequential charge in Mejia constituted one
of the "crucial defects" in the court's instructions that
required reversal of the defendant's death sentence. Id. at 483-84. Noting that serious-bodily-injury murder is an alternative
form of homicide rather than a lesser-included offense of "intent
to kill" murder, id. at 484, we observed that the court's
treatment of serious-bodily-injury murder as a lesser-included
offense "reduced the likelihood that the jury would consider
whether defendant intended to cause only serious bodily injury."
Id. at 485.
In Coyle, supra, 119 N.J. at 209-12, we reversed a death
sentence primarily because of the trial court's failure to
provide the charge on serious-bodily-injury murder formerly
required by Gerald, supra, 113 N.J. at 92. Nevertheless, we also
found harmful error in the court's sequential charge on
purposeful murder and passion/provocation manslaughter, Coyle,
supra, 119 N.J. at 222-23, observing that the sequential charge
"had the potential to foreclose jury consideration of whether
passion/provocation should reduce an otherwise purposeful killing
from murder to manslaughter." Id. at 222.
In our most recent decision regarding sequential charges in
capital cases, we relied on the unique nature of felony murder in
upholding a trial court's sequential presentation of capital
murder and felony murder. Cooper, supra, 151 N.J. at 369-70. We
acknowledged that felony murder is not a traditional lesser-included offense because its elements may differ from those of
capital murder. Id. at 365; Purnell, supra, 126 N.J. at 531.
Nevertheless, we noted Purnell's admonition that in a capital
case in which the State relies on the commission of a felony
(robbery) as an aggravating factor, that reliance affirms the
existence of a rational basis for the jury to choose the death-ineligible option of finding defendant guilty of felony murder,
id. at 532, and that accordingly felony murder should be treated
as a lesser-included offense in determining what crimes to submit
to the jury. Id. at 530-31; Cooper, supra, 151 N.J. at 365.
Analytically, therefore, we regarded felony murder as a lesser-included offense in assessing the propriety of a sequential
charge in that context. Cooper, supra, 151 N.J. at 366.
In upholding the court's sequential presentation of capital
murder and felony murder, Cooper distinguished felony murder from
the passion/provocation manslaughter offense implicated in Coyle.
When evidence of passion/provocation manslaughter is produced, in
order to obtain a conviction for murder the State must prove
beyond a reasonable doubt that the purposeful killing was not the
product of passion based on reasonable provocation. State v.
Powell,
84 N.J. 305, 314-16 (1980). In that sense, the mental
states for a purposeful killing and passion/provocation
manslaughter were interrelated. Cooper, supra, 151 N.J. at
369. Conversely, felony murder is a strict-liability crime. Id.
at 369-70. Thus, because "there is no connection between the
required mental state for purposeful-or-knowing murder and that
for felony murder," id. at 369, we sustained a sequential charge
of capital murder and felony murder. Id. at 370.
The threshold issue is whether accomplice-liability murder
is an alternative theory of murder that should be considered
simultaneously with death-eligible purposeful-or-knowing murder.
When the Legislature enacted the New Jersey Death Penalty
Act (Act), L. 1982, c. 111, it resurrect[ed] the distinction
between a principal and an accomplice in determining whether a
defendant is a candidate for the death penalty. State v. Brown,
138 N.J. 481, 509 (1994)(quoting Gerald, supra, 113 N.J. at 93).
Pursuant to N.J.S.A. 2C:11-3c, a person found guilty of murder is
eligible for the death penalty only if he murdered by his own
conduct, procured the murder by payment or promise of payment of
anything of pecuniary value, or commanded or by threat or promise
solicited the murder as the leader of a narcotics trafficking
network. However, the own-conduct requirement is unrelated to
the State's burden of proof to obtain a conviction of purposeful-or-knowing murder:
The requirement that the homicidal act be
committed by the defendant's own conduct is
simply irrelevant to the question of whether
defendant is guilty of purposeful or knowing
murder. During guilt-phase proceedings, the
jury first must determine whether defendant
should be convicted of murder, considering,
where appropriate, principles of vicarious
liability under N.J.S.A. 2C:2-6. Only after
it has unanimously found defendant guilty of
purposeful or knowing murder should the jury
turn to the question of whether defendant
committed the homicidal act by his or her own
conduct.
[Gerald, supra, 113 N.J. at 100.]
Thus, the own-conduct requirement is not an element of
purposeful-or-knowing murder; it acts solely as a "trigger" with
regard to whether a death-penalty phase of a trial will occur.
Brown, supra, 138 N.J. at 510; State v. Moore,
207 N.J. Super. 561, 576 (Law. Div. 1985); seealsoGerald, supra, 113 N.J. at 93
(The legislative history of the Act makes it clear . . . that in
enacting N.J.S.A. 2C:11-3(c), the Legislature intended to
distinguish, for purposes of punishment only, a murderer who
actually killed -- the 'triggerman' -- from one whose conviction
rests on a theory of vicarious liability . . . .)(emphasis
added); seealsoN.J.S.A. 2C:2-6a (A person is guilty of an
offense if it is committed by his own conduct or by the conduct
of another person for which he is legally accountable, or
both.).
Therefore, because both principal and accomplice are equally
guilty of purposeful-or-knowing murder under New Jersey's
statutory scheme, accomplice-liability murder is an alternative
and not lesser-included form of murder. See Mejia, supra, 141
N.J. at 484 (noting that because one who intends not to cause
death but serious bodily injury that results in death is still a
murderer, serious-bodily-injury murder is an alternative form of
homicide, not a lesser-included offense of 'intent to kill'
murder); cf.Cooper, supra, 151 N.J. at 369 (distinguishing
felony murder, because no connection links the required mental
states for purposeful-or-knowing murder and felony murder);
Coyle, supra, 119 N.J. at 221 (noting that a purposeful killing
can be either murder or passion/provocation manslaughter).
We reaffirm our adherence to the proposition that when a rational
basis exists for a jury to convict a capital defendant of a non-death-eligible alternative form of homicide, a trial court should
charge that offense in a manner that allows the jury to consider
it simultaneously with death-eligible purposeful-or-knowing
murder. That requirement affords us the necessary assurance that
a capital jury has properly considered all available options
before rendering a death-eligible verdict, an important safeguard
in light of the qualitative difference between the death penalty
and other penalties. Brown, supra, 138 N.J. at 511 (quoting
State v. Bey,
112 N.J. 123, 156 (1988) (Bey II)).
Here, the court explicitly told the jury on at least four
separate occasions that it did not have to consider accomplice
liability unless it first acquitted of own-conduct murder.
Presented in that manner, the instructions improperly focused the
jury's attention on the State's theory of the case and had the
potential to foreclose jury consideration, Coyle, supra, 119
N.J. at 222, of the non-death-eligible alternative. Moreover,
the sequential instructions, standing alone, effectively required
the jury to reject own-conduct murder in order to reach
accomplice liability. That framework contravened our holding in
Brown, supra, 138 N.J. at 509-22, that the own-conduct
determination may be nonunanimous, in which event the penalty
phase would be avoided.
The finding of error does not end our inquiry. Rather,
"[o]ur assessment of the prejudicial capacity of a sequential
charge is grounded in the 'circumstances of the case.'" Mejia,
supra, 141 N.J. at 484 (quoting Zola, supra, 112 N.J. at 406).
Here, because defendant did not object to the instructions at
trial, we must determine whether the court's improper sequential
charge was plain error possessing the clear capacity to bring
about an unjust result. See R. 2:10-2; State v. Harvey,
151 N.J. 117, 153 (1997); State v. Hock,
54 N.J. 526, 538 (1969), cert.
denied,
399 U.S. 930,
90 S. Ct. 2254,
26 L. Ed.2d 797 (1970);
We are fully satisfied that under the circumstances
presented by this record any error in the court's sequential
presentation of own-conduct murder and accomplice-liability
murder was harmless. We ground this conclusion on the practical
realization that based on the facts of this case, the
alternatives of own-conduct murder and accomplice-liability
murder presented the jury with one indivisible issue to resolve.
Because only one individual pulled the shotgun's trigger, the
jury's assessment of the own-conduct issue also served as the
functional equivalent of a simultaneous deliberation on
accomplice liability. The court made clear to the jury that the
State had to prove beyond a reasonable doubt that defendant
committed the murder by his own conduct. Thus, the jury's
finding beyond a reasonable doubt that defendant was the shooter
necessarily reflected its consideration and rejection of the
alternative theory of defendant as accomplice. Although the
ideal instruction would have expressly required the jury to
consider both theories simultaneously, we do not perceive any
likelihood that the court's instructions affected the outcome of
the jury's deliberations.
Moreover, a fair reading of the record reveals that defense
counsel considered the jury's resolution of the own-conduct issue
to constitute a simultaneous deliberation on accomplice-liability
murder. During the court's review of the verdict sheet with the
jury, the State noted the lack of a specific accomplice-liability
option on the verdict sheet and asked the court to highlight that
issue:
[State]: [Y]ou have charged them
about accomplice
liability, but nowhere on
here -- and saying he can
either be guilty of
murder [as a principal]
or of murder as an
accomplice, yet its not
been -- it's not on the
verdict sheet as a
choice. So, it may be
confusing to them.
[Defense]: I object to that, your
honor.
[State]: Where that is applicable,
the accomplice liability
is applicable.
[Defense]: I think you explained it.
To highlight it now it
suggests, I feel, it's
the proper verdict. I
think it's been properly
explained to them. The
verdict sheet properly
reflects it and I
strenuously object.
The Court: I think you're right. I
think it's been explained
clearly and I think
that's implicit and clear
in the own conduct
portion.
Defense counsel's objection is most likely indicative of a trial
strategy aimed at avoiding a compromise verdict and securing a
complete acquittal for defendant. Nevertheless, the clear
implication remains that defense counsel considered the own-conduct question to encompass adequately the issue of accomplice
liability.
In view of our conclusion that the sequential charge did not
prejudice defendant, we need not address the State's contention
at oral argument that there was not a rational basis in the
evidence for the court to instruct the jury on accomplice-liability murder. Indeed, the rational-basis test poses a low
threshold for a defendant to meet. Mejia, supra, 141 N.J. at 489
(citing State v. Crisantos,
102 N.J. 265, 278 (1986)); Harris,
supra, 141 N.J. at 549. However, we note the lack of evidence in
this record supporting the conclusion that anyone other than
defendant was the principal actor in this murder. Defendant
borrowed the gun from Kaighn and stored it in Shiplee's trunk.
On the night of the murder, he pursued several other possible
rides from the Columbia Cafe before leaving with Mills -
suggesting that whoever drove with defendant was unimportant to
the execution of defendant's plan. Most importantly, defendant's
inculpatory statements on multiple occasions revealed his status
as the triggerman. Conversely, aside from the fact that Mills
accompanied defendant from the Columbia Cafe, no evidence adduced
at trial suggested that he played more than a minor role in the
murder of Keith Donaghy.
In capital cases that present a jury question whether a
defendant is guilty of death-eligible own-conduct murder or
accomplice-liability murder, the trial court, after instructing
the jury on the requisite elements of the charged offenses,
should instruct the jury first to determine whether the defendant
is guilty of purposeful-or-knowing murder. See Gerald, supra,
113 N.J. at 100. The jury should be instructed that only if it
unanimously reaches a guilty verdict on that offense should it
then determine whether the defendant committed the murder by his
own conduct or, alternatively, as an accomplice, the charge
emphasizing that because those alternatives are mutually
exclusive the jury should consider them simultaneously. During
the course of its instructions, the court should make clear to
the jury that it need not be unanimous on the own-conduct
determination, and it must inform the jury of the legal
consequences of its own-conduct finding. Brown, supra, 138 N.J.
at 514.
We emphasize that the jury's initial determination of guilt
or innocence on the charge of purposeful-or-knowing murder is not
intended to resolve whether the defendant acted as principal or
accomplice. Only subsequent to a guilty verdict of purposeful-or-knowing murder will the jury specifically consider what form
of murder -- accomplice liability or own conduct -- supports the
murder conviction. Our case law supports that view of the jury's
deliberations. See, e.g., Mejia, supra, 141 N.J. at 486-87
(suggesting that whether defendant intended to cause death or
serious bodily injury resulting in death be considered after
initial finding of guilt on unspecified form of murder); Brown,
supra, 138 N.J. at 519 (We do not accept the State's premise
that to convict defendant of purposeful or knowing murder, the
jury was required unanimously to agree that the State had proved
a specific theory of liability beyond a reasonable doubt.);
State v. Parker,
124 N.J. 628, 633-34 (1991)(recognizing jury
unanimity on theory of defendant's guilt is not required), cert.
denied,
503 U.S. 939,
112 S. Ct. 1483,
117 L. Ed.2d 625 (1992).
B. Jury Knowledge of Nonunanimity Option
Defendant asserts that inconsistent instructions regarding
the need for unanimity left the jury confused and under the
impression that it had to be unanimous on the own-conduct
determination to return a valid murder conviction. In addition
to the sequential charge on accomplice-liability murder, the
court consistently emphasized the need for jury unanimity:
As I previously instructed, any verdicts
rendered must be unanimous on any of these
charges, whether it be murder, aggravated
manslaughter, reckless manslaughter, [or]
accomplice liability. Your verdicts must be
12 to 0 to be a verdict. I'm going to give
you further instructions on that as we go
along. All 12 jurors must agree that he's
either guilty or not guilty of any one of the
charges that you are considering.
The court reminded the jury of the need to be unanimous on at
least three other occasions during its charge. Nonetheless, the
court also made clear that the specific form of murder and the
own-conduct determination were "special findings" that need not
be unanimous:
If you have a reasonable doubt as to
whether the killing was by his own conduct or
if you are unable to reach a unanimous
decision beyond a reasonable doubt as to
whether the defendant committed the murder by
his own conduct, as distinguished from being
responsible for it as an accomplice, that is
a permissible final verdict on this issue and
that, again, would result in the imposition
of a mandatory sentence for murder of at
least 30 years in prison, up to life, but at
least 30 [years] without parole.
After reminding the jury that it had to be unanimous with
regard to its verdicts, the court again stressed the
acceptability of a nonunanimous own-conduct determination near
the end of its instructions:
As to the special questions that I've
already discussed with you and which I'll go
over with you again on the verdict sheet, not
as to guilty or not guilty, but the special
questions, regarding the specific form of
murder, if you find the defendant guilty of
murder, and regarding the by his own conduct
question, if you have found him guilty of
murder and if it becomes appropriate for you
to reach that question, those do not have to
be unanimous, as I already explained to you.
The verdict sheet reiterated that direction. In pertinent
part, it read: IF YOU HAVE FOUND DEFENDANT GUILTY OF MURDER
AND CHECKED (1) ABOVE THEN CHECK a OR b
BELOW.
a. BY HIS OWN CONDUCT --------------/______/
(Case will proceed to penalty phase for a
decision by you as to whether the punishment
is death or imprisonment for at least 30
years.)
b. NOT BY HIS OWN CONDUCT OR UNABLE TO AGREE
UNANIMOUSLY ON a------------------/______/
(Defendant will receive a mandatory sentence
of at least 30 years in prison without
parole.)
The court also made the permissibility of a nonunanimous own-conduct determination clear when it reviewed the verdict sheet
with the jury:
[M]aybe you all agree on [own conduct] or
that you're unable to agree unanimously
whether it was by his own conduct or not
beyond a reasonable doubt and that's okay if
that's your finding and if you make that
finding, regardless of whether it's 11 to 1
or 6 to 6 one way or the other, we're not
asking what the vote would be, but if that's
your finding then you would check that, that
you either concluded that it was not by his
own conduct or that you're simply unable to
unanimously agree whether it's been proven
beyond a reasonable doubt that it was by his
own conduct and if that's your finding, then
he's still guilty of murder and he would
still get the minimum mandatory prison
sentence of at least 30 years without parole,
but the case would not go into a second phase
for determination of [a] possible death
penalty.
After reviewing that aspect of the verdict sheet, the court
added: That's the murder part. Is there anybody, if it's
unclear tell me. If after you're deliberating there's something
unclear with this or anything else let me know and I'll bring you
out and try to reexplain it, try to clear it up.
A charge is a road map to guide the jury, and without an
appropriate charge a jury can take a wrong turn in its
deliberations. Brown, supra, 138 N.J. at 522 (quoting State v.
Martin,
119 N.J. 2, 15 (1990)). We regard clear and accurate
instructions as an essential ingredient of a fair trial. See
e.g., Brown, supra, 138 N.J. at 522 (citing State v. Martini,
131 N.J. 176, 271 (1993), and Martin, supra, 119 N.J. at 15). In the
context of a capital case, adequate instructions are crucial in
view of the jury's responsibility to determine whether a
defendant will live or die. Mejia, supra, 141 N.J. at 487
(quoting Bey II, supra, 112 N.J. at 162). Moreover, clearly
erroneous instructions usually are considered poor candidates
for rehabilitation under the harmless error philosophy. Brown,
supra, 138 N.J. at 522 (quoting State v. Harmon,
104 N.J. 189,
213 (1986)); State v. Simon,
79 N.J. 191, 206 (1979).
In Brown we concluded that jury unanimity was required for
the State to prove beyond a reasonable doubt that a defendant
committed a murder by his own conduct. 138 N.J. at 510-11.
Conversely, unanimity is not required to support a verdict that
a defendant guilty of murder did not commit the murder by his own
conduct. Id. at 511. We grounded this distinction on our
recognition of the qualitative difference between a death
sentence and imprisonment, and on our acceptance of the principle
that non-unanimous findings should be given legal effect when
those findings weigh in favor of the imposition of a life
sentence rather than the death penalty. Ibid. (citing Bey II,
supra, 112 N.J. at 156). When a jury is unable to agree
unanimously that a defendant committed a murder by his own
conduct, that constitutes a valid final verdict resulting in a
mandatory sentence of at least thirty years' imprisonment under
N.J.S.A. 2C:11-3b. Ibid.
In Brown, the trial court omitted an instruction informing
the jury that nonunanimity on the own-conduct determination was
permissible and would constitute a valid verdict. Id. at 514-16.
Additionally, the court told the jury that if it was unable to
agree unanimously that defendant committed the murder by his own
conduct, it instead had to be unanimous that defendant committed
the murder as an accomplice or co-conspirator. Id. at 514.
Because the facts in Brown indicated that there was a basis for
finding that the defendant had not committed the murder by his
own conduct, the failure to inform the jury that it had the
option of returning such a [nonunanimous own-conduct] verdict was
clearly capable of prejudicing defendant. Id. at 526.
We are satisfied that this court's instructions and the
verdict sheet adequately imparted to this jury its ability to be
nonunanimous on whether defendant committed the murder by his own
conduct. Concededly, the court stressed the nonunanimity option
near the end of its instructions, only after having focused the
jury's attention on the need to be unanimous with regard to each
of the underlying offenses.
However, unlike Brown, in which the jury remained uninformed
about its ability to be nonunanimous on the own-conduct issue,
id. at 514, the court here on at least three separate occasions
stressed to the jury that it had the option to return a non-unanimous own-conduct verdict. That contingency also was set
forth clearly on the verdict sheet. Moreover, the court told the
jury that the return of a nonunanimous own-conduct verdict would
result in a valid murder conviction carrying a sentence of at
least thirty years in jail. Rather than isolate certain aspects
of the instructions, we are obligated to view the charge as a
whole. State v. Delibero,
149 N.J. 90, 106 (1997); State v.
Ramseur,
106 N.J. 123, 280 (1987), aff'd sub nom.Ramsuer v.
Beyer,
983 F.2d 1215 (3d Cir. 1992), cert. denied,
508 U.S. 947,
113 S. Ct. 2433,
124 L. Ed.2d 653 (1993); State v. Wilbely,
63 N.J. 420, 422 (1973). Doing so here, we are unable to conclude
that the charge was clearly capable of misleading the jury.
Brown, supra, 138 N.J. at 526 (quoting Harmon, supra, 104 N.J. at
213). We are confident that this jury was not confused
concerning its ability to return a nonunanimous own-conduct
finding.
III
Publicity and Pretrial Issues
A. Impanelment of Salem County Jury, Midtrial
Voir Dire, and Postverdict Polling of the
Jury
Defendant advances a three-pronged attack on the trial
court's responses to the risk that prejudicial publicity affected
the integrity of the jury's verdicts. Defendant contends that
the court abused its discretion by impanelling a jury from Salem
County instead of Cumberland County; that it committed reversible
error by failing to conduct individualized voir dire regarding
the jury's exposure to midtrial publicity; and that it erred by
not individually polling the jurors after the death sentence
about their knowledge of the other murder with which defendant
was charged.
Unlike our recent decision in State v. Harris, __ N.J. __
(1998), this case does not involve saturated media coverage
creating a presumption of prejudice to a defendant. SeeState v.
Koedatich,
112 N.J. 225, 273 (1988)(Koedatich I), cert. denied,
488 U.S. 1017,
109 S. Ct. 813,
102 L. Ed.2d 803 (1989); State v.
Biegenwald,
106 N.J. 13, 33 (1987)(Biegenwald II). Where a
presumption of prejudice has arisen in a capital case, the
appropriate response is to transfer the trial to another county.
Harris, supra, __ N.J. at __ (slip op. at 3).
Rather, defendant here raises a more discrete claim
attacking the sufficiency of the measures the court adopted to
prevent prejudice. Although defendant concedes that impanelment
of a Salem County jury reduced the level of prejudice against
defendant, he argues that the court's duty was to minimize
prejudice, an obligation that would have been effectuated if the
court selected jurors from Cumberland County. As noted,
defendant was to be tried separately for the October 31, 1993
stabbing death of Ronald Pine, another gas station attendant.
Much of the media coverage, although factual and not inflammatory
in nature, contained references to the second murder. That
reporting was contained primarily in The Philadelphia Inquirer
(Philadelphia and southern New Jersey), The Courier Post
(Burlington, Camden, and Gloucester Counties), The Gloucester
County Times (Gloucester County), and Today's Sunbeam (Salem
County). Recognizing the obvious prejudice to defendant if
jurors with knowledge of his implication in the second murder sat
on the jury, the trial court began jury selection in Gloucester
County believing that voir dire would eliminate those with
knowledge of the second murder.
Problems associated with Gloucester County jury selection
soon became apparent. Most significantly, it was difficult to
determine whether potential jurors knew of the second murder
without asking the question directly. Defendant moved for a
change of venue. Citing the relatively limited and non-inflammatory coverage of the murders, and because the coverage
was concentrated some two years prior to jury selection, the
court denied the motion without prejudice. However, the court's
faith in the Gloucester County jury pool was soon undermined. A
number of jurors who were excused for other reasons revealed
during post-dismissal questioning their knowledge of the second
murder. The indirect manner in which voir dire attempted to
elicit a potential juror's knowledge of the second murder
obviously was ineffective. After conducting extensive voir dire
in Gloucester County over several weeks, the court halted jury
selection:
It's my conclusion based upon between
150 and 200 jurors that have been interviewed
that I cannot satisfy myself as the
individual who is vested with this broad
discretionary power and upon whom a reviewing
court would rely to a significant extent and
pay significant deference to in determining
whether or not the voir dire was able to
assure the selection of an impartial jury.
I cannot say that I have sufficient
confidence in the results of this voir dire
to be so assured. As probing as it's been,
with the considerable efforts of counsel on
both sides, as well as by this Court, I
simply do not have the confidence level that
I feel I should have to be assured that this
process will yield a fair and impartial jury,
consisting of no one who is likely to have
heard about the other murder and this
defendant's implication in it.
There have been a number of jurors,
prospective jurors, who were very close to
being qualified, who almost offhandedly or as
an afterthought acknowledged that they knew
something about the other murder. Sometimes
it was vague information.
. . . .
The fact that in every article without
exception, although the number of articles
has not been that great, it really hasn't,
but the fact that in every article these 2
cases have been linked and the results of the
publicity come through to me with these
prospective jurors, that there is a pervasive
knowledge among the citizens of this county
that the same person is charged in these 2
gas station murders, they're just linked,
from the day he was arrested they've been
linked, because I cannot ask detailed enough
questions, nor can counsel, to ferret out
that information with reasonable assurance,
because by going too far with pointed
questions prejudice would be created and
because of that it is my conclusion that the
motion for a change of venue should be
granted, in order to avoid the likelihood of
prejudice to the defendant resulting from
pretrial publicity.
After concluding that a change of venue was necessary, the
court stated that a further decision would be made regarding
whether to move the trial or simply impanel a foreign jury to sit
in Gloucester County. Defense counsel expressed no preference
for one option over the other, explaining that [t]he issue is
the purity of the jurors we get, not where the court is held.
The court accepted that concession and, taking into account the
convenience to witnesses, family members and attorneys, concluded
that a foreign jury would be impanelled to hear the case in
Gloucester County.
Defendant contended that the proper choice would be a jury
from Cumberland County, because media penetration there was less
intensive than in surrounding counties. The court, however,
relying on the Appellate Division's decision in State v. Harris,
282 N.J. Super. 409 (1995), concluded for several reasons that
Salem County would be the source of the foreign jury. Although
the murders were the subject of more press coverage in Salem
County than in Cumberland County, the court observed that the
articles published in Salem County's Today's Sunbeam were
shorter, fewer in number, and less prominently placed than
articles in the other papers. Additionally, the court noted that
Salem County possessed a reserve juror panel sufficient to
satisfy the court's need for a large jury pool, whereas
Cumberland County would have required several months to assemble
an adequate pool. Moreover, the demographic makeup of Salem
County approximated that of Gloucester County more closely than
Cumberland County.
Finally, the court determined that because of the
possibility of a second trial for the Ronald Pine murder,
Cumberland County should be reserved for that case. The court
reasoned that in view of its closer link to Gloucester County,
Salem County would experience publicity no matter where the first
trial was held. Thus, Salem would be a problematic location for
a second trial. Conversely, holding the first trial in
Gloucester County with a Salem County jury would be unlikely to
result in significant publicity in Cumberland County, which is
more detached from newsworthy events in Gloucester County,
thereby preserving Cumberland for the possible second trial.
Because a criminal defendant is guaranteed the right to an
impartial jury, Irvin v. Dowd,
366 U.S. 717, 722,
81 S. Ct. 1639,
1642,
6 L. Ed.2d 751, 755 (1961), a trial court must observe
significant precautions to minimize adverse pretrial and midtrial
publicity that is capable of affecting juror perception of the
case. State v. Williams,
93 N.J. 39, 63 (1983) (Williams I).
Whether a realistic likelihood of prejudice from pretrial
publicity, id. at 67-68 n.13, exists is the standard to be
applied by trial courts in resolving what precautionary measures
to take. Available options include a change of venue, selection
of a foreign jury, and augmentation of the jury pool. Id. at 67;
Biegenwald II, supra, 106 N.J. at 32; seealsoR. 3:14-2
(authorizing change of venue or foreign jury if a fair and
impartial trial cannot otherwise be had). A court must also
conduct adequate voir dire to guard against the dangers of hidden
bias. Williams I, supra, 93 N.J. at 68; Biegenwald II, supra,
106 N.J. at 32 (noting that searching voirdire examinations
are means of protecting defendant's constitutional rights). We
place great reliance on a trial court's voir dire examinations in
determining a juror's actual bias. Koedatich I, supra, 112 N.J.
at 274 (citing Patton v. Yount,
467 U.S. 1025, 1038-39,
104 S.
Ct. 2885, 2892-93,
81 L. Ed.2d 847, 858 (1984)).
In criminal prosecutions in which the level of pre-trial
publicity does not justify a trial court in presuming prejudice
to the defendant, we ordinarily will affirm a trial court's
determinations regarding appropriate prophylactic measures unless
they constitute an abuse of discretion. See State v. Marshall,
123 N.J. 1, 76 (1991), cert. denied,
507 U.S. 929,
113 S. Ct. 1306,
122 L. Ed.2d 694 (1993). Here, the trial court relied on
Harris, supra, 282 N.J. Super. at 421, an Appellate Division
decision that adopted the American Bar Association's recommended
test to determine the source of a foreign jury or the appropriate
venue. That test is comprised of five factors:
(1) The nature and extent of pretrial publicity,
if any, in the proposed venue;
(2) The relative burdens on the respective courts
in changing to the proposed venue;
(3) The relative hardships imposed on the
parties, witnesses, and other interested
persons with regard to the proposed venue;
(4) The racial, ethnic, religious and other
relevant demographic characteristics of the
proposed venue, insofar as they may affect
the likelihood of a fair trial by an
impartial jury;
(5) Any other factor which may be required by the
interests of justice.
[Ibid. (quoting Criminal Justice Standards:Trial by Jury ABA Criminal Justice Section
Standard 15-1.4 (3d ed. 1993)).]
We are confident that impanelment of a Salem County jury was
an appropriate exercise of the court's discretion. First, as
this was not a case of sustained, inflammatory publicity, seeHarris, supra, __ N.J. at __ (slip op. at 19-20), defendant
concedes that a change of venue was not mandatory. Although
Salem County was shown to have a higher level of publicity than
Cumberland County, it was by no means inundated with publicity
about the murders. Also, Cumberland County's lack of a large
reserve juror pool weighed in favor of impanelling a Salem County
jury. Additionally, the demographic makeup of Salem more closely
reflected that of Gloucester County. The court meticulously
identified and discussed each relevant factor and concluded that
Salem County was the appropriate source for defendant's jury. We
agree.
Moreover, the searching voir dire conducted by both the
court and counsel in Salem County reassures us that the jury
considering defendant's case was fair and impartial. In addition
to filling out a thirteen-page questionnaire, each potential
juror who revealed his or her familiarity with either the
defendant or any facts of the case was automatically excused.
The court took that extra precaution even though we have not
mandated automatic excusal for jurors whose impartiality is
intact but who may have been exposed to publicity about some
aspects of a pending prosecution. Marshall I, supra, 123 N.J. at
77. In sum, we have no reason to believe that any juror was so
tainted by pretrial publicity as to affect the deliberative
process. Id. at 78.
During the trial itself, the court continuously admonished
the jury to avoid any exposure to publicity about the case. The
following comment is representative of the court's reminders to
the jury:
Continue please, to follow the
instructions that I've given you all along.
Do not discuss this case. Do not read
anything about it. There's been quite a bit
of coverage of this case. Be sure if you
want to read the papers you have someone
screen those papers for you ahead of time and
pull out or cut out any articles that deal
with this case in any way directly or
indirectly.
Additionally, on one occasion during the penalty phase the court
stated on the record that it ordered sheriff's officers to place
themselves in front of a newspaper vending box that contained a
newspaper with a headline about the case.
On at least three instances during the trial defense counsel
requested individualized voir dire to determine whether jurors
were exposed to prejudicial publicity. The court declined in
each instance, choosing instead to conduct a collective voir dire
of the jury. None of the jurors volunteered that they had heard
or read anything about the case.
During the penalty-phase deliberations, defense counsel
requested that the court conduct individualized voir dire after
the return of a verdict, and to ask each juror directly whether
they had received any information about the second murder, either
before or during the trial. The court denied this request,
characterizing it as speculative and not a realistic
possibility. The court discharged the jury without having
inquired, either individually or collectively, about their
knowledge of the second murder.
Defendant contends that the court erred in failing to
conduct individualized voir dire during the trial, and by
rejecting defendant's request to poll the jury individually after
its penalty-phase verdict to uncover any possible knowledge of
the Pine murder. In the context of another death penalty case,
we recently stated the principles that guide us in resolving
these claims of prejudice based on alleged prejudicial publicity:
Of particular significance here is that
aspect of impartiality mandating that the
jury's verdict be based on evidence received
in open court, not from outside sources. As
expressed by Justice Holmes, [t]he theory of
our system is that the conclusions to be
reached in a case will be induced only by
evidence and argument in open court, and not
by any outside influence, whether of private
talk or public print. . . . The Court has
consistently required trial courts to protect
both jurors and their deliberations from
illegitimate influences that threaten to
taint the verdict. [T]rial judges must seek
out and expose outside factors impinging upon
the jury's freedom of action and its
impartiality and essential integrity.
[Harris, supra __ N.J. at __ , (slip op. at
15)(quoting State v. Bey,
112 N.J. 45,
75)(1988))(Bey I)(citations omitted).]
We address the problem of midtrial publicity in much the
same manner as prejudicial pretrial publicity. Bey I, supra, 112
N.J. at 74-78; Williams I, supra, 93 N.J. at 63. Whether
midtrial voir dire is necessary to uncover jury exposure to
prejudicial publicity depends upon (1) the publicity's ability to
prejudice the defendant, and (2) whether there is a realistic
possibility that such information may have reached one or more of
the jurors, focusing on the extent, notoriety, and prominence
of the media coverage. Bey I, supra, 112 N.J. at 83-86.
Although noting that individualized voir dire was more likely to
ferret out a juror's exposure to prejudicial publicity than an en
banc examination, we declined to adopt a hard and fast rule
mandating individualized jury voir dire. Id. at 86-87 n.26.
In the context of this case, we find no error in the court's
collective voir dire of the jury during the trial. We note that
this was a trial that did not engender extensive publicity.
Moreover, the realistic possibility that [prejudicial publicity]
may have reached one or more of the jurors, id. at 86, was
minimized by the court's extensive pretrial voir dire and
continuous instructions throughout the trial admonishing the
jurors to avoid any publicity regarding the case. Unlike Bey I,
supra, 112 N.J. at 79-80, this was not a case in which the court
simply told the jurors to come forward if they were ever exposed
to publicity; the court did conduct collective voir dire on
several occasions during the course of the trial. We find the
court's discharge of its obligations in this regard to be
cautious and conscientious, and do not perceive any abuse of
discretion.
Similarly, we find no error in the court's refusal to poll
the jurors individually after the penalty-phase verdict to
determine whether they had been exposed to publicity regarding
the other murder. We have previously rejected similar
contentions. See State v. Loftin,
146 N.J. 295, 382
(1996)(Loftin I) and Koedatich I, supra, 112 N.J. at 288-89. We
note that defendant's claim here is weaker than those presented
in Loftin I and Koedatich I because he has not presented any
evidence suggesting that any juror obtained prejudicial
information. Defendant's assertion that this case is different
because the request to poll was made before the jury was
discharged is of no moment. Good cause must still be shown to
poll jurors after a verdict under Rule 1:16-1, a showing that
defendant has failed to make.
In sum, defendant has not offered a persuasive reason either
to question the adequacy of the trial court's precautionary
measures or to undermine our confidence in the integrity of
defendant's jury or in their verdict.
B. Disqualification of Susan Vasile
We are fully satisfied that Susan Vasile was properly
excluded from serving on defendant's jury. After a long and
searching voir dire examination, the court concluded that
Vasile's extreme reluctance to acknowledge that she'd be able to
vote for the death penalty . . . would substantially impair her
ability to function.
Vasile was examined thoroughly by the court, the prosecutor,
and defense counsel. Defendant points out that although Vasile
expressed cautious views regarding the death penalty, she did say
that she would be able to follow the law as instructed. However,
Vasile repeatedly equivocated on whether she could vote to impose
the death penalty, frequently framing her responses to indicate
that she would like to think she could vote for the death
penalty but that it would depend on the facts of the case. When
confronted with a fact pattern justifying imposition of the death
penalty under New Jersey law, Vasile still could not say that she
could impose a sentence of death. Indeed, Vasile said flatly
that if she voted for a death sentence, I would feel like I'm
committing a murder.
In Ramseur, supra, 106 N.J. at 256, we adopted the
Adams/Witt test for excluding jurors for cause. Wainwright v.
Witt,
469 U.S. 412,
105 S. Ct. 844,
83 L. Ed.2d 841 (1985);
Adams v. Texas,
448 U.S. 38,
100 S. Ct. 2521,
65 L. Ed.2d 581
(1980). That test requires a finding whether, in the court's
discretion, a prospective juror's beliefs or attitudes would
substantially interfere with his or her deliberative duties.
This prospective juror repeatedly equivocated concerning her
ability to impose the death penalty. She also volunteered the
belief, without prompting from the court or counsel, that she
would feel like a murderer if she voted to impose the death
penalty. We therefore find the court's dismissal of Vasile to be
an appropriate exercise of its discretion.
IV
Guilt-Phase Issues
A. Prosecutorial Misconduct in Guilt-Phase
Summation
The State's case was based almost exclusively on the
inculpatory statements made by defendant after the murder. The
State presented evidence that defendant and Mills sought to
borrow a car and that both men left the Columbia Cafe in Renee
Burkhardt's car, with Michael Mills in the driver's seat. The
State also provided circumstantial evidence suggesting that the
two men had a gun in their possession, and that they returned to
the bar roughly one hour after they had left. However, the State
presented no evidence other than the fact that Donaghy was
murdered and robbed, along with defendant's later descriptions of
the murder, to show what actually occurred during that time
frame.
Nevertheless, during the State's summation the prosecutor
sought to provide some of the missing pieces:
So what happens? Around 8:00 Mills and
[defendant] pull out. Mills is the driver.
Somewhere along that route this man's first
act of intent to kill, first act of purpose,
preplanned, premeditated, intent to kill
occurs. He takes the shotgun and loads it
with the slug.
Defense counsel immediately objected, asking for support in the
record justifying the comment. The court stated that it was a
permissible inference to be drawn, and ordered defense counsel to
sit down.
The prosecutor continued:
Well, maybe he doesn't do it during the
ride, but the act of putting this slug into
this weapon is an intent, an intent to use
this gun, use it with a slug. It's not the
bird shot, or whatever you would use for
small game. This is a slug, this is a three
quarter ounce piece of lead. That's his
first act of intent.
. . . .
[T]his man and Mills are headed towards the
gas station with him intent on killing Keith.
As [Wr]igley puts it, he wanted to feel what
it was like to kill. And what you find from
the pictures and the [crime-scene] video is
that's what his intent was when he went in
that station, first to kill.
What do they do? They drive down the
front. Here is Ogden Road. They drive in
front of the station. And here are the
windows. Keith is seated here. They can see
that he's alone, seated there doing his job.
They continue down. And they go down the
road between the Texaco and --
Again, defense counsel objected, asking for support in the
record. The court admonished the prosecutor not to ask for
speculation. The prosecutor continued: [Mills and defendant]
[p]ulled down Georgetown Road and park. Mills is going to -
he's going to be the getaway driver. What does [defendant] do?
It's loaded -- not now --. Counsel objected for the third time.
The court characterized the statement as a permissible inference
to ask the jury to draw based on facts in the record. At side
bar, the court recited the facts contained in the record
supporting such an inference:
The Court: Fact one, Mills and
[defendant] leave the bar
together. Fact two, they
take a car to which Mills
got the keys and was seen
as the driver driving it
when it left the bar.
Fact three, they returned
to the bar and Mills
hands the girl back the
keys. Fact four,
[defendant] admits to
several people that while
they were out he killed
this guy. I think it
is a logical and
reasonable inference that
can be drawn, doesn't
have to be drawn, but is
a permissible and
reasonable and logical
inference that he was the
driver and [defendant]
was the killer.
[Defense]: How about that he said he
would be the getaway car
driver?
[Prosecutor]: I never said that.
The Court: I don't think he did,
either.
Defense counsel then declined the court's offer to recite
the facts for the benefit of the jury. The prosecutor resumed
his summation:
The second act of his intent of this
premeditation to kill is, Sergeant Hannigan
says you can pull the trigger all day long on
this shotgun and it doesn't go off. All day
long. What do you have to do in order for
the shotgun to fire? You have to cock the
hammer back. That act is intent to use this
to kill someone, armed with the pumpkin ball
slug in this gun. And that is done before he
gets into the gas station, because he does
not have time once he's in the station to
cock this gun. That is done while he is on
his way into the station.
And how does he go? He goes along this
way, from the bays, he sneaks across, and
there is the door. Keith, who is looking out
the windows, doesn't see him because he's
coming from the blind side. And what does he
do? With the hammer cocked, he shoulders
into the door. Remember, it opens inside,
from the inside. He shoulders in the door
like this.
The prosecutor then described the shooting, and stated:
It take[s] seconds and he's gone and back in
the car with Mills. And they head towards
National Park. Keith, his body found by Mrs.
Smolenski and the others.
And why this route? On the way back to
National Park they ditch the gun in the
creek. Mills is driving . . . . Mills drops
[defendant] off, maybe at his house . . . .
Given the order of summation, defense counsel never
responded to the statements made by the prosecutor. Nor did
defense counsel request a curative instruction or a mistrial. In
fact, defense counsel offered a curious concession upon
completion of the State's closing:
I had a series of objections during Mr.
Warburton's closing, none of which I believe
would have amounted to reversal [sic] error,
anything close to it. . . . I need to make,
merely to complete the record, what I think
is my obligation as counsel. Judge, I think
cocking the gun in the car is pure
speculation, not based on any fact I can
think of.
Defendant asserts that the State's summation brought forth
the ghost of Michael Mills by informing the jury of facts that
could have been known only by Mills. Mills's statement to the
police was inadmissible in view of his suicide. Defendant
contends that the seriousness of the prosecutor's improper
comments is compounded because the comments went to two critical
issues in the trial: whether defendant committed the murder by
his own conduct, that is, whether defendant and not Mills was the
shooter, and, assuming defendant was the shooter, whether the
shooting was accidental or intentional.
A prosecutor is entitled to sum up the State's case
graphically and forcefully. State v. Marquez,
277 N.J. Super. 162, 171 (App. Div. 1994)(quoting State v. Johnson,
31 N.J. 489,
510-11 (1960)), certif. denied,
141 N.J. 99 (1995). Moreover, we
have recognized that the highly emotional nature of criminal
trials often tests a prosecutor's duty to remain strictly within
the bounds of propriety. State v. Bucanis,
26 N.J. 45, 56, cert.
denied,
357 U.S. 910,
78 S. Ct. 1157,
2 L. Ed.2d 1160 (1958).
Nevertheless, a prosecutor's summation is limited to commenting
upon the evidence and the reasonable inferences to be drawn
therefrom. State v. Johnson,
120 N.J. 263, 296 (1990)(quoting
Bucanis, supra, 26 N.J. at 56); see alsoBerger v. United States,
295 U.S. 78, 88,
55 S. Ct. 629, 633,
79 L. Ed. 1314 (1935)(noting
that although prosecutor may strike hard blows, he is not at
liberty to strike foul ones); ABA Standards for Criminal Justice
§ 3-5.8(a)(2d ed. 1980)(It is unprofessional conduct for the
prosecutor intentionally to . . . mislead the jury as to the
inferences it may draw.). Indeed, a prosecutor's primary
obligation is not to win convictions but to see that justice is
done. State v. Farrell,
61 N.J. 99, 104 (1972).
Particularly in the delicate context of a capital trial,
conduct that falls short of a prosecutor's special duty to seek
justice will be scrupulously reviewed. Biegenwald II, supra, 106
N.J. at 40. A prosecutor is guilty of misconduct if he implies
to the jury that he possesses knowledge beyond that contained in
the evidence presented, or if he reveals that knowledge to the
jury. State v. Rose,
112 N.J. 454, 519 (1988). Nevertheless,
prosecutorial misconduct will not serve as the basis for reversal
unless it was so egregious as to work a deprivation of a
defendant's right to a fair trial. Ramseur, supra, 106 N.J. at
322; see alsoZola, supra, 112 N.J. at 426 (noting that
prosecutorial misconduct is not reversible error unless it
deprived defendant of fair trial). In resolving whether the
misconduct is prejudicial and thus denied defendant a fair trial,
we will consider whether counsel registered a timely objection,
whether the remark was withdrawn promptly, and whether the court
struck the remarks and ordered the jury to disregard them.
Ramseur, supra, 106 N.J. at 323; State v. Bogen,
13 N.J. 137,
141-42, cert. denied,
346 U.S. 825,
74 S. Ct. 44,
98 L. Ed. 350
(1953).
In State v. Wilson,
128 N.J. 233, 242 (1992), we found
improper a prosecutor's statement that he would not provide
leniency to a State witness because that witness was part of
the murder, when no testimony supported that assertion. Although
that assertion led to the objectionable inference that the
witness had no self-serving reason to testify for the State, we
observed that the issue whether the witness had hoped to secure
favorable treatment in exchange for his testimony was placed in
dispute before the jury, and contested to an extent sufficient
to minimize the impact of the prosecutor's infraction. Id. at
243 (quoting Marshall I, supra, 123 N.J. at 157). Thus, we found
no reversible error. Ibid.
In Rose, supra, we concluded that the cumulative effect of
numerous prosecutorial improprieties required reversal of a death
sentence. 112 N.J. at 523. The most egregious improprieties
included the prosecutor's intimation to the jury that it had no
responsibility for defendant's death sentence because its duty
was to weigh evidence and [t]he law then takes over. Id. at
510. In addition, the prosecutor warned the jury that a death
sentence was necessary to prevent defendant from murdering again,
id. at 520, and suggested that a sentence other than death would
violate the law. Id. at 523. Moreover, the prosecutor exhorted
the jury to send a message by delivering a death sentence. Id.
at 520. Without support in the record, the prosecutor also
suggested that defense experts had fabricated testimony, that the
prosecutor could have produced ten experts to testify differently
than the defense experts, and that defendant had extorted food
from other inmates while in prison. Id. at 518-19, 522. See
alsoState v. Clausell,
121 N.J. 298, 342 (1990)(criticizing as
beyond the record prosecutor's assertion that defendants
attempted to come through the door and massacre the family).
We are satisfied that the prosecutor's comments in this case
are less prejudicial than were the prosecutor's statements in
Rose, supra, 112 N.J. at 510-14, 518-24. At the outset, we note
that defense counsel's subsequent concession that none of the
prosecutor's remarks would have amounted to reversal [sic]
error, anything close to it, revealing though that might be,
does not foreclose the possibility of our finding prejudicial
error in the prosecutor's remarks. Defense counsel registered
his objection to the comments on three separate occasions, thus
adequately preserving the issue for appeal.
Clearly, some of the summation comments are less troubling
than others. The prosecutor's description of the route taken by
the two men from the Columbia Cafe to the Family Texaco, although
improper because it was not based on evidence adduced at trial,
did not have the capacity to prejudice defendant. Simply put,
what route defendant and Mills followed to the crime scene had no
direct bearing on the determination of defendant's guilt.
Moreover, the prosecutor's observation that Mills drove the
car and dropped defendant off after the murder are logical
inferences that may be drawn based on testimony presented to the
jury. Mills obtained the car keys from Renee Burkhardt, drove
the car from the Columbia Cafe, and gave the keys back to
Burkhardt upon returning to the bar (whereas defendant had yet to
come back). Although the prosecutor's statement that Mills
dropped defendant off at home is beyond the record, that comment,
much like the description of the travel route taken by the two
men, had no specific bearing on defendant's guilt or innocence
aside from the subtle implication that if Mills was the driver
defendant must have been the shooter. Where defendant was
dropped off after the murder was of minimal import in the jury's
deliberations. Furthermore, the prosecutor's comment regarding
the shotgun being discarded in the creek was a fair and logical
inference to be drawn based on the record. In addition to the
testimony concerning the gun being found in the creek, Wrigley
testified that defendant said he threw the gun in a body of
water.
Other aspects of the summation, however, present closer
questions. The qualitative difference distinguishing those
comments from the others discussed above lies in their relation
to key issues in the case, whether defendant and not Mills was
the shooter and whether the shooting was intentional or the
result of a botched robbery.
Evidence presented to the jury established neither that
defendant loaded the gun during the car ride nor cocked the
hammer of the weapon en route to the Family Texaco, although the
prosecutor couched both assertions as fact. However, in view of
the numerous inculpatory statements made by defendant, including
his expressed desire to kill to see what it felt like, it
obviously can be inferred that defendant loaded the weapon at
some point prior to the shooting. Nevertheless, the prosecutor's
statement that defendant loaded the weapon during the car ride
had no basis in the record and was highly improper. We note that
upon defense counsel's objection the prosecutor did concede that
"maybe [defendant] doesn't do it during the ride." Secondly,
there was no evidence in the record to support the prosecutor's
assertion that defendant cocked the hammer of the weapon back
during the car ride. Defendant contends that extra-record
statement impermissibly suggested that the murder was
intentional, when it may have been the product of a botched
robbery. However, the crucial question is not when the hammer
was cocked but whether the shooting was intentional or not. That
this killing was intentional was essentially uncontroverted, in
view of the evidence suggesting that Donaghy suffered a "contact"
wound, that he had been seated when shot as inferable from the
bullet's downward trajectory, and that defendant robbed Donaghy
only after shooting him -- not to mention defendant's statement
to Wrigley that he wanted to feel what it was like to kill
someone.
We also conclude that the prosecutor's characterization of
Mills as the "getaway driver" and his observation that the murder
"take[s] seconds and [defendant is] gone and back in the car with
Mills," although approaching the fine line that separates
forceful from impermissible closing argument," Rose, supra, 112
N.J. at 518, are fair inferences to be drawn from the record.
The jury did receive testimony that the two men left the bar with
Mills driving, and that Mills returned to the bar and gave Renee
Burkhardt her car keys. More importantly, we note the testimony
that indicated defendant pursued numerous other avenues to "pick
up money from [his] boss" at the Columbia Cafe. Defendant asked
Shiplee if Sadlowski could use her car to drive defendant, then
asked Shiplee if she would drive him, and then inquired whether
he could borrow her car to drive himself. Additionally, he asked
Zuzulock if she could get her car so he could collect his money.
A fair and logical inference to be drawn from the foregoing was
that defendant cared little about who drove him, or if he simply
drove himself -- thus supporting the conclusion that whoever
drove defendant was destined to play a relatively insignificant
role in the crime in comparison to that of defendant.
However, the prosecutor's assertions that defendant
approached the victim from "the blind side" and that he
"shoulder[ed] in the door like this" were entirely inappropriate.
The State's submission of the generalized need for the "element
of surprise" as supporting this comment is simply inadequate.
Equally unavailing is the State's argument that because
Georgetown Road runs on the "blind side" (the garage side) of the
Family Texaco, an inference that defendant approached in this
manner was supportable. That argument ignores the fact that no
evidence adduced at trial indicated what route the men had taken
to the gas station in the first place.
Nevertheless, as inappropriate as they were, we are not
persuaded that in the context of the entire trial the
prosecutor's comments had the capacity to deprive defendant of a
fair trial. The direction from which defendant approached and
the way in which he entered the door did not establish whether
this was an intentional murder. As noted above, that fact was
demonstrated forcefully by the evidence presented at trial.
Concededly, the prosecutor's assertion that it was defendant who
entered the office and shot Donaghy went directly to the crucial
own-conduct determination. However, the evidence detailed at
length above overwhelmingly indicated that defendant, and not
Mills, was the shooter. We are fully satisfied that it was the
weight of the evidence, particularly the damning statements
uttered by defendant himself, that led to this capital murder
conviction rather than the prosecutor's improper comments during
summation.
We also recognize that the prosecutor's summation is best
reviewed within the context of the trial as a whole. Ramseur,
supra, 106 N.J. at 323. Of particular relevance is the line of
argument defense counsel pursued in summation, which portrayed
Mills as the principal offender:
The [S]tate made a better case against
Michael Mills than they have against
[defendant]. It couldn't be more clear. Who
borrowed the car? Michael Mills. Who
stopped on the [W]hite [B]ridge? Although we
are not privy to the conversations that
occurred, the shotgun is pulled from the
water. Who? Michael Mills. Who moved the
bag out of Shiplee's car? Michael Mills.
. . . .
Who committed suicide? The prosecutor
introduced to you in his opening statement,
Michael Mills isn't here because he committed
suicide.
Although the court did instruct the jury not to draw any
inferences from the fact of Mills's suicide, a fair reading of
the closing arguments indicates that the prosecutor's comments
were a response to the defense portrayal of Mills as principal,
and were designed to advance the State's theory that defendant
was the shooter. Therefore, at least with regard to the own-conduct determination, the issue was "contested to an extent
sufficient to minimize the impact of the prosecutor's
infraction." Wilson, supra, 128 N.J. at 243 (quoting Marshall I,
supra, 123 N.J. at 157).
Moreover, despite the improper nature of certain aspects of
the summation, the unambiguous instruction provided by the court
at the end of the guilt phase reassures us that the prosecutor's
closing comments did not deprive this defendant of a fair trial:
Regardless of what counsel may have said
in their arguments to you, their discussions
with you, as to what they recall about the
evidence in the case, it is your recollection
of the evidence that must guide you as judges
of the facts.
So, if there was something that they
said, and I'm sure it would have been in good
faith, but if there was something they said
about how they recall the evidence to be,
what they said a witness said, if that is
different than the way you recall it, you
must rely upon your own recollection in
determining what the evidence is and what the
facts are.
Arguments, statements, remarks, openings
and summations of counsel are not evidence in
the case and may not be treated as evidence.
Although the attorneys may point out to you
properly what they think important in the
case, you must rely solely upon your
understanding and your recollection of the
evidence that was admitted during the trial.
We will presume that the jury adhered to the court's instruction.
State v. Muhammed,
145 N.J. 23, 52 (1996); State v. Manley,
54 N.J. 259, 270 (1969).
In the interest of completeness, we also briefly address and
reject defendant's challenge to the manner in which the trial
court dealt with the objections to the State's summation. We
reject the contention that the trial court improperly endorsed
the State's position in front of the jury. In this hard-fought
trial, both sides received favorable and unfavorable rulings on
objections. Furthermore, we find no evidence in the record to
suggest that defendant was prejudiced by, or even that the jury
witnessed, an angry tone on the part of the trial court in
dealing with defense counsel at sidebar. As defense counsel
conceded on the occasion he aired concerns with the court's
demeanor, "I want the record to be clear, I think the defendant
got, regardless, an incredibly fair, clean, and evenhanded judge
throughout.
B. Jury Information on Michael Mills's Suicide
Defendant argues that the repeated mention of Michael
Mills's suicide denied him a fair trial. As noted, Mills killed
himself on June 18, 1994. Before trial began, defendant moved to
preclude the State from telling the jury that Mills had committed
suicide, as opposed to informing the jury simply that he had
died. The prosecutor's position was that the information was
necessary to provide context, so that the jury would not be
shocked if the truth was revealed later. Asked to identify the
prejudice defendant would suffer if the jury was told of Mills's
suicide, defense counsel balked:
I think that if it is irrelevant, prejudice
is not significant. If the Court is asking
for prejudice, there is practically none if
all they offer is that he committed suicide,
period. But if anyone then wishes to go into
the facts surrounding the suicide, it sounds
to me like a back door attempt to put in
statements [Mills] made about my client,
which they can't do.
Because defense counsel elected not to pursue the matter further,
the court never explicitly ruled on the issue. During the
State's opening argument, the prosecutor noted that [y]ou're not
going to hear from Michael Mills. Michael Mills is not going to
testify because in June of [19]94 Michael Mills committed
suicide.
Similarly, the State's redirect of Daniel Kaighn placed
Mills's suicide before the jury:
Q: And then there was a question about whether
you had spoken to Mr. Mills or -- by the way,
Mr. Mills is no longer with us, is that
correct?
A: Yes.
Q: And what happened to him?
A: He was found hanged on his front porch.
Q: Suicide?
A: So they say.
Kevin Wrigley also testified to Mills's suicide during the
State's direct examination:
Q: Did he give you any names of anybody else who
had been involved in that?
A: Yeah, this guy Mike.
Q: And did he tell you anything about --
A: He says he was a witness and his dad had him
taken care of. He thought that he committed
suicide or something like that.
Q: This is what Mr. Feaster's saying?
A: Yeah.
Q: And that's in relation to a guy named Mike?
A: Yeah.
Defense counsel did not object to the prosecutor's opening
comment or the testimony provided by Kaighn and Wrigley, nor did
defense counsel request a limiting instruction. In fact, defense
counsel emphasized Mills's suicide during summation to further
its argument that Mills rather than defendant was the shooter:
The [S]tate made a better case against
Michael Mills than they have against
[defendant]. It couldn't be more clear. Who
borrowed the car? Michael Mills. Who
stopped on the [W]hite [B]ridge? Although we
are not privy to the conversations that
occurred, the shotgun is pulled from the
water. Who? Michael Mills. Who moved the
bag out of Shiplee's car? Michael Mills.
. . . .
Who committed suicide? The prosecutor
introduced to you in his opening statement,
Michael Mills isn't here because he committed
suicide.
The prosecutor objected to the insinuation that Mills's suicide
reflected his consciousness of guilt. The court then provided a
limiting instruction, over defendant's objection, that the jury
should not draw any inferences as to Mr. Mills'[s] suicide or
the reasons that may have existed for him to have committed
suicide. After the death sentence, defendant's motion for a new
trial was based partially on the information heard by the jury
relating to Mills's suicide. Finding that the information was
necessary to adequately inform the jury, the court rejected the
argument.
Defendant first argues that Mills's suicide was irrelevant.
Defendant also submits that testimony concerning Mills's suicide
prejudiced him by unfairly raising the specter of defendant's
consciousness of guilt, suggesting that because the jury may have
believed the suicide reflected Mills's consciousness of guilt,
that consciousness was transferred to defendant by
association. Next, defendant claims that the information
improperly allowed the jury to infer that Mills's suicide
resulted from his fear of defendant, thereby prejudicing the jury
against defendant. In support of that contention, defendant
points to Kaighn's response of so they say when asked whether
Mills's death was due to suicide, and Wrigley's characterization
of defendant's statement that his father had [Mills] taken care
of. Lastly, defendant submits that even if the information was
relevant, its probative value was outweighed by the risk of undue
prejudice under N.J.R.E. 403.
We find Mills's suicide to be relevant information properly
presented to the jury. In State v. Mann,
132 N.J. 410, 421-23
(1993), we observed that a defendant's attempted suicide is
generally admitted into evidence. See, e.g., Aldridge v. State,
494 S.E.2d 368, 370-71 (Ga. Ct. App. 1997); State v. Mitchell,
450 N.W.2d 828, 831-32 (Iowa 1990). We stated that before
admitting such evidence, a trial court should normally hold an
admissibility hearing to determine whether evidence of the
attempt is sufficient to support a reasonable inference that the
suicide attempt was prompted by a desire to avoid prosecution and
punishment or was otherwise evidence of consciousness of guilt.
Mann, supra, 132 N.J. at 423. We noted that a court also should
consider alternative explanations offered by the defendant, any
possible prejudice that might attend such evidence, and in the
event of the admission of the evidence, should provide an
instruction on its proper use. Id. at 424.
Unlike Mann, this case implicates the suicide of an alleged
accomplice and not a defendant's attempt at suicide. The State
notes that Mills was not being charged with any crime at the time
of his death. Nevertheless, we are satisfied that Mann's
conclusion that a defendant's attempted suicide may be relevant
in some circumstances is applicable in this context. SeeCommonwealth v. Gibson,
688 A.2d 1152, 1166 n.30 (Pa.
1997)(validating prosecutor's mention of co-defendant's suicide,
because evidence establishing that suicide had been presented),
cert. denied, __ U.S. __,
118 S. Ct. 364,
139 L. Ed.2d 284
(1997).
The relevance of Mills's suicide is best understood in the
context of Wrigley's testimony. The credibility of Wrigley's
testimony was under severe attack by the defense. The State
convincingly demonstrated the value of his testimony by providing
Wrigley's detailed account of defendant's statements, including
the mention of a suicide by an accomplice named Mike. The
idiosyncratic nature of Wrigley's knowledge directly buttressed
his credibility and, necessarily, the State's case against
defendant. See N.J.R.E. 401 (defining relevant evidence as that
having a tendency in reason to prove or disprove any fact of
consequence to the determination of the action). Similarly, the
prosecutor's opening comment provided context for what would come
later, and Kaighn's testimony provided direct evidence of Mills's
suicide.
Having determined that evidence of Mills's suicide was
relevant, we also conclude that the information did not unduly
prejudice defendant. Under N.J.R.E. 403, relevant evidence may
be excluded in the trial court's discretion if its probative
value is substantially outweighed by the risk of undue prejudice.
Defendant argues that the suicide, because it may have indicated
Mills's guilty conscience, unfairly tarnished defendant in view
of the likelihood that the jury would transfer that consciousness
of guilt to him. We recognize the plausibility of that
inference. However, an equally plausible inference to be drawn
from Mills's suicide is that Mills's role in the murder was more
significant than the State suggested, thereby lessening the
culpability of defendant. Thus, two inferences, one prejudicial
to defendant and the other beneficial, could have been drawn from
the evidence of Mills's suicide. In view of the substantial
evidence presented at trial linking defendant to the crime, we
perceive that any prejudice occasioned by the negative inference
was minimal. Therefore, taking into account the obvious
relevance of the testimony concerning Mills's suicide, we are
unable to conclude that the probative value of that evidence
substantially was outweighed by the risk of undue prejudice. We
also note the court's clear instruction at the end of the guilt
phase admonishing the jury not to draw any inferences from the
evidence of Mills's suicide.
Nor are we persuaded that the manner in which the
information was presented unduly prejudiced defendant. Kaighn
stated [s]o they say in response to the prosecutor's inquiry of
whether Mills committed suicide. Although that statement may be
perceived as indicating Kaighn's belief that Mills's death was
not actually a suicide, the reference was fleeting. Moreover,
the prejudicial effect of the statement was minimized in view of
the prosecutor's acknowledgment that the death was a suicide.
Similarly, Wrigley's testimony that defendant's father had taken
care of Mills was an isolated reference that the prosecutor
declined to explore. Defense counsel did not object to any of
those statements. Moreover, in view of the testimony's
relevance, we are convinced that any foreseeable prejudice to
defendant could not have outweighed its probative value.
Recognizing that defense counsel attempted to capitalize on
Mills's suicide during summation supports our conclusion. As
noted, the reality is that Mills's suicide, with its attendant
suggestion of Mills's consciousness of guilt, inured to
defendant's benefit as it raised at least a permissible inference
that Mills, not defendant, may have killed Donaghy. Defense
counsel's summation clearly encouraged the jury to draw that
inference, which the trial court discouraged by directing the
jury to draw no inferences from Mills's suicide.
C. Felony-Murder Nonunanimity Option
Defendant asserts that the jury should have been instructed
that it could find defendant guilty of murder without having to
be unanimous on the particular form of murder, namely,
purposeful-or-knowing murder or felony murder. Defendant points
out that a rational basis existed for finding that defendant was
guilty of felony murder resulting from a robbery gone awry. We
rejected that same argument in Cooper, supra, 151 N.J. at 361-63,
and decline defendant's invitation to overrule that aspect of our
Cooper decision.
D. Sequential Presentation of Purposeful-or-Knowing Murder and Felony Murder
Similarly, defendant argues that the trial court erred in
charging the jury that it should consider felony murder only
after it acquitted or convicted defendant of purposeful-or-knowing murder. We rejected that claim in Cooper and adhere to
the reasoning in that decision. Id. at 363-70.
E. Jury Knowledge of Sentence for Felony Murder
The trial court failed to sua sponte instruct the jury that
a felony murder conviction carried with it a minimum sentence of
thirty years' imprisonment. Defendant raises the omission as
plain error and contends that the jury was not aware of the full
effect of its determination. In Cooper we rejected an analogous
claim, id. at 370-78, and decline to revisit that ruling.
F. Failure to Provide Hampton and Kociolek Charges
During its instructions to the jury at the end of the guilt
phase, the trial court did not provide and defendant did not
request the charges required by State v. Hampton,
61 N.J. 250
(1972), and State v. Kociolek,
23 N.J. 400 (1957), regarding the
credibility of defendant's oral statements. Specifically,
defendant points out that the incriminating statements allegedly
made by defendant to Kaighn, Shiplee, Sadlowski and Wrigley were
a vital link in the State's case, without which any conviction
would have been unlikely. In view of the inconsistencies in some
of those statements, and the witnesses' attempts to curry favor
with the State or obtain reward money, along with Sadlowski's and
Shiplee's admissions of having ingested drugs or alcohol on the
night of the murder, defendant argues that those instructions
were necessary to focus the jury's attention on the unreliability
of the statements.
Defendant first urges that in capital cases the failure to
provide Hampton and Kociolek instructions is perse reversible
error. We rejected an analogous contention in State v. Jordan,
147 N.J. 409, 425-28 (1997). In view of defendant's failure to
object to the instructions at trial, we consider the court's
failure to provide those instructions suasponte under a plain
error standard, that is, whether their omission was clearly
capable of producing an unjust result. R. 2:10-2. Hampton dealt with a defendant's statements to police in a
custodial setting. 61 N.J. at 272. N.J.R.E. 104(c) is the
embodiment of the Hampton rule, and provides: Where by virtue of any rule of law a judge is
required in a criminal action to make a
preliminary determination as to the
admissibility of a statement by the
defendant, the judge shall hear and determine
the question of its admissibility out of the
presence of the jury. In such a hearing the
rules of evidence shall apply and the burden
of persuasion as to the admissibility of the
statement is on the prosecution. If the
judge admits the statement the jury shall not
be informed of the finding that the statement
is admissible but shall be instructed to
disregard the statement if it finds that it
is not credible. If the judge subsequently
determines from all of the evidence that the
statement is not admissible, the judge shall
take appropriate action.
[Emphasis added.]
Thus, N.J.R.E. 104(c) by its terms limits its application to
instances when the defendant has challenged the admissibility of
the statements. As a preliminary matter, we find that Hampton
does not apply to the bulk of the incriminating statements
allegedly made by defendant; only the admissibility of Wrigley's
testimony was challenged.
We conclude that the failure of the trial court to provide a
Hampton charge regarding Wrigley's testimony was not plain error
clearly capable of producing an unjust result. The very purpose
of a Hampton charge is to call the jury's attention to the
possible unreliability of the alleged statements made by a
criminal defendant. Here, on cross-examination, Wrigley came
under a sustained attack during which his credibility was
thoroughly challenged. Furthermore, the court provided a
detailed credibility instruction that sufficiently guided the
jury in assessing Wrigley's testimony. Although a Hampton charge
was not given, the jury was made well aware of the questions
surrounding the reliability of defendant's alleged statements to
Wrigley. We find no plain error in the court's failure to
provide a Hampton charge suasponte.
Unlike Hampton, a Kociolek charge involves the general
reliability of a defendant's statements. In Kociolek, supra, 23
N.J. at 421, we held that when a defendant's oral statements have
been introduced against him, the trial court must instruct the
jury that it should consider such evidence with caution in view
of the generally recognized risk of inaccuracy and error in
communication and recollection of verbal utterances and
misconstruction by the hearer. Kociolek applies in this case to
the testimony of Sadlowski, Shiplee, Kaighn and Wrigley regarding
inculpatory statements made by defendant. Indeed, the
incriminating statements made by defendant to those witnesses was
at the heart of the State's case against defendant.
Under those circumstances, a Kociolek charge should have
been given. Nevertheless, we must determine whether the omission
of such an instruction constituted plain error clearly capable of
producing an unjust result. Defendant's case rested largely on
his attack on the credibility of the State witnesses,
characterized by specific impeachment of the witnesses'
recollection of the incriminating statements made by defendant.
Defense counsel explored at length the criminal records of
certain witnesses, their attempts to curry favor with the State
and their motivation to lie, and the reliability of their
perception after ingesting drugs or alcohol. Additionally, the
court provided the jury with a detailed credibility charge,
including instructions on inconsistent statements, substance
abuse, and motivation to lie. We are fully satisfied that in
light of the testimony, arguments and instructions, the critical
issue of the reliability of defendant's incriminating statements
was thoroughly and sufficiently placed before the jury.
Therefore, we find no plain error in the omission of Hampton and
Kociolek charges.
G. Testimony that Defendant Invoked Miranda Rights
At trial, Investigator Alvarado of the Gloucester County
Prosecutor's Office described an interview with defendant
conducted after his November 4, 1993 arrest. During that
interview, defendant indicated that Jim McCall was his employer.
As noted above, Jim McCall testified for the State and stated
that defendant worked for him on only one occasion, which was
after the murder, and that he had paid defendant for his
services. That testimony buttressed the State's theory that
defendant's frequent comments that he needed to go to his boss
to get the money he owed him was really defendant's shorthand
way of indicating that he planned to rob a gas station.
Defendant's interview with Alvarado ended when defendant invoked
his right to counsel, after having been confronted with
incriminating statements that investigators had gathered.
The State indicated that it intended to call Alvarado to
testify that defendant told him McCall was his employer. The
prosecutor stated that as part of his testimony Alvarado would
testify that defendant was read his Miranda rights, that he
waived those rights but qualified his waiver by saying that he
would not answer any questions relating to the murders, that
defendant answered several preliminary questions, including the
question regarding his employment, and that defendant
subsequently terminated the interview by invoking his right to
counsel. The prosecutor asserted that mentioning defendant's
invocation of his right to counsel was necessary to show that
there was a logical end to the interview: Otherwise, the jury
thinks, well, you know, why does it end there?
The court conducted a hearing pursuant to N.J.R.E. 104, and
relying on State v. Carroll,
256 N.J. Super. 575 (App. Div.),
certif. denied,
130 N.J. 18 (1992), and State v. Ruscingno,
217 N.J. Super. 467 (App. Div.), certif. denied,
108 N.J. 210 (1987),
allowed the reference to defendant's invocation of his right to
counsel, subject to the condition that the witness connect that
event with the termination of the interview. Defense counsel
objected, arguing that the reference invited the jury to infer
consciousness of guilt, and that it added nothing to the
proffered testimony that defendant declined to answer any
further questions. Alvarado took the stand and testified
consistently with the State's description of his testimony.
Defendant's invocation of his right to counsel was elicited
during the following colloquy:
Q: Did you, during that time, did you confront
[defendant] with the facts that you had
gathered during your investigation up to that
point?
A: Yes, sir, I did.
Q: And what did [defendant] say?
A: He invoked his right to counsel.
Q: And so, as a result, what did you do?
A: I ended the interview.
At that time, defendant did not request and the court did not
provide a cautionary instruction with regard to the testimony.
However, the prosecutor did not venture any comment concerning
that testimony during summation, and the court's charge informed
the jury that defendant's failure to testify could not be used
against him.
Defendant asserts that Alvarado's testimony impermissibly
caused the jury to draw a negative inference from his invocation
of his constitutional right. Further, defendant contends that
there was no need to show that the interview had a logical
ending, because defendant had not provided any statement relating
to the investigation -- he merely offered background personal
information. Defendant stresses that he agreed only to answer
personal questions and not interrogatories relating to the
murders. Defendant submits that the statement regarding his
employer could have been introduced without revealing his
invocation of his right to counsel, and that the court compounded
the error by failing to provide an immediate cautionary
instruction. State v. Ruscingno, supra, 217 N.J. Super. at 470-71,
involved an officer's testimony that a defendant waived his
Miranda rights, offered a statement that the defendant believed
exculpated him, but then invoked his right to remain silent when
confronted by the officer with incriminating evidence. Upholding
the admission of the testimony, the Appellate Division observed
that this testimony was not elicited to draw unfavorable
inference to the fact that defendant decided to remain quiet at
that point; rather, the testimony shows that the interrogation
had a logical ending. Id. at 471. See alsoState v. Carroll,
supra, 256 N.J. Super. at 601-02 (citing Ruscingno and concluding
that testimony regarding defendant's invocation of right to
counsel was not used against him).
In our view, trial courts should endeavor to excise any
reference to a criminal defendant's invocation of his right to
counsel. Such statements can be excised without making the
narrative stilted, with the effect of avoiding prejudice to or
unfair inference against either party. United States v.
Williams,
556 F.2d 65, 67 (D.C. Cir.), cert. denied,
431 U.S. 972,
97 S. Ct. 2936,
53 L. Ed.2d 1070 (1977). Particularly in
this context, where the purpose of the testimony is to report
evidence unrelated to the underlying crime itself, we do not
believe a jury will be left to speculate about what later
transpired if it is not provided an explanation of why the
interview ended.
However, in cases where the proffered testimony does relate
substantial evidence regarding a defendant's statements about the
underlying crime, such that a jury without further information
would be naturally inclined to question why testimony regarding
subsequent events was not offered, a trial court may in its
discretion permit testimony explaining why an interview or
interrogation was terminated. Such discretion properly would be
exercised only if the testimony is essential to the complete
presentation of the witness's testimony and its omission would be
likely to mislead or confuse the jury. In those instances, a
cautionary instruction should be provided that explains to the
jury that people decline to speak with police for many reasons,
emphasizing that a defendant's invocation of his right to counsel
or right to remain silent may not in any way be used to infer
guilt. We believe that approach strikes an appropriate balance
by eliminating possible jury confusion and, at the same time,
guarding against any impermissible inferences that could
undermine a defendant's fundamental right to a fair trial.
The record before us indicates that defendant waived his
Miranda rights but stated that he would not speak about the
murders.Although the State now asserts that defendant never
qualified his waiver, that issue does not need to be addressed to
resolve defendant's claim. The purpose of Detective Alvarado's
testimony was to relate defendant's statements concerning his
employment. Because his testimony did not purport to convey any
information relevant to defendant's involvement in the murders,
the jury would not have been likely to speculate without an
explanation of why the interview ended. Further, the court
should have provided a cautionary instruction to prevent the jury
from drawing any unfavorable inferences against defendant's
invocation of his right to counsel.
Nonetheless, we conclude that the trial court's actions did
not amount to reversible error. First, we note the fleeting
nature of the reference to defendant's invocation of his right to
counsel. Additionally, the prosecutor did not comment on the
matter during summation. Moreover, the court provided an
emphatic instruction to the jury that it not in any way hold
defendant's failure to testify against him. Although that
instruction did not relate directly to defendant's invocation of
his right to counsel, it did impart to the jury the respect to be
accorded defendant's decision to remain silent. The convergence
of those factors, in addition to defendant's failure to request a
cautionary instruction, persuades us that this jury was unlikely
to have drawn any unfavorable inferences against defendant that
jeopardized his fundamental right to a fair trial.
H. Issues Concerning Kevin Wrigley
The State presented the testimony of Kevin Wrigley, who
alleged that he shared a jail cell with defendant for one night,
during which time defendant made several inculpatory remarks. At
trial, Wrigley at first could not identify defendant. Wrigley
explained that it was dark in the cell, that he spent only one
night there with defendant, and that he was lying down most of
the time. Wrigley asserted that defendant was talking with an
inmate named James, who was the third person sharing the cell.
Wrigley noted that defendant told him his name was Richard
Feaster and that he was roughly the same height as Wrigley.
Defense counsel requested a sidebar and objected to the
admission of Wrigley's testimony, arguing that no substantial
reason existed to believe Wrigley was in the same cell as
defendant. Outside the presence of the jury, the court conducted
an N.J.R.E. 104 hearing. Wrigley indicated the person in the
cell had a tattoo on his arm that said Rich, and described him
as a Caucasian with short hair. Wrigley recalled that defendant
said his father worked in construction, and that his bail had
been raised from one million to two million dollars. He went on
to recall the inculpatory statements defendant had made,
including his assertions that he blew some guy's head off, that
he got a couple hundred dollars, and that he wanted to see
what it felt like to kill somebody. According to Wrigley, he
also recalled that defendant told James, another inmate in the
cell who was being released from the holding cell to return to
the general prison population, that he should tell Mike
Shalowski or something like that that defendant was there. On
cross-examination, Wrigley admitted that I really don't remember
what [defendant] looks like.
The judge then excused Wrigley from the stand before
entertaining argument on the matter. On his way out of the
courtroom, Wrigley stated to the prosecutor that I think that's
him. I think that's him sitting there, referring to defendant.
The court called Wrigley back to the stand, and Wrigley explained
that he previously could not see defendant seated at the end of
the defense table from his vantage point in the witness stand.
In allowing Wrigley to testify, the court observed that,
based on its experience in that courtroom, testifying witnesses
who are not positioned at the forefront of the witness stand do
not have a complete view of the courtroom. The court also noted
that Wrigley gave very specific information that was
consistent with information about [defendant's] circumstances,
and concluded that it was satisfied that there's sufficient
indicia of reliability to allow this witness to testify. The
jury returned and Wrigley delivered his damaging testimony
against defendant.
Defense counsel conducted a rigorous cross-examination,
during which Wrigley's initial inability to identify defendant
and the dark condition of the jail cell were highlighted. During
the presentation of defendant's case, the deputy warden of the
Gloucester County jail testified that, according to jail records,
Wrigley had been in a holding cell on three separate dates, but
no record existed indicating that defendant had ever been in a
holding cell. However, both the State and defendant did
stipulate that defendant was in a holding cell on November 8 and
9, 1995. According to the jail records, Wrigley had not been in
holding cells on those dates.
Defendant asserts that Wrigley did not provide a sufficient
foundation under N.J.R.E. 602 for his assertion of personal
knowledge regarding the subject of his testimony. Defendant
contends that the jail records and the possibility that Wrigley
learned the facts of the case from newspaper accounts rendered
the testimony too unreliable to be admissible. Because Wrigley's
testimony that defendant wanted to see what it felt like to
kill went directly to the finding of defendant's intent to kill,
defendant argues that his purposeful-or-knowing murder conviction
must be reversed. Defendant also maintains that his death
sentence must be reversed in any event, because the thrill-kill
aspect of Wrigley's testimony poisoned the penalty phase.
We find that a reasonable jury could conclude that a
conversation between defendant and Wrigley occurred, and that the
court's admission of Wrigley's testimony was therefore
appropriate. N.J.R.E. 602 provides:
Except as otherwise provided by Rule 703
(bases of opinion testimony by experts), a
witness may not testify to a matter unless
evidence is introduced sufficient to support
a finding that the witness has personal
knowledge of the matter. Evidence to prove
personal knowledge may, but need not, consist
of the testimony of the witness himself.
Here, any perceived inadequacies in Wrigley's testimony concern
the weight it was to be accorded by the jury, not its
admissibility. Wrigley described defendant's physical
appearance, including defendant's Rich tattoo, and recounted
what defendant told him about the murder -- which corroborated
the accounts rendered by other testifying witnesses, namely
Shiplee and Sadlowski. Also, after some initial difficulty,
Wrigley was able to identify defendant in court as the individual
with whom he had shared the jail cell. Clearly, a reasonable
jury could have concluded that Wrigley's account was true.
The question concerning the jail records does not change our
conclusion. As the State demonstrated, those records did not
indicate that defendant was ever in the jail, although both
parties stipulated that defendant was in fact there. A
reasonable basis therefore existed for the jury to find that the
jail records were simply inaccurate as they related to defendant.
Indeed, there were vulnerable areas of Wrigley's testimony,
and defense counsel properly highlighted those problems for the
jury. We are satisfied that the State provided an adequate
foundation to support the admissibility of Wrigley's testimony
and that the trial court's ruling admitting Wrigley's testimony
did not constitute an abuse of discretion.
Defendant also asserts that the trial court improperly
endorsed Wrigley's testimony. As noted above, Wrigley initially
failed to identify defendant. However, on his way out of the
courtroom, he remarked that he did recognize defendant sitting at
the defense table. Wrigley explained that he did not have a full
view from the witness stand due to an obstruction. The trial
court agreed, observing that the view was obstructed unless a
witness was sitting at the very front of the witness box.
When the jury returned, the prosecutor resumed direct
examination. After the court instructed Wrigley to roll his
witness chair forward and lean forward, the prosecutor again
attempted to have him identify defendant:
Q: Now, take a good look around [for] this
person who identified himself as Richard
Feaster, do you see him in court?
A: Yeah.
Q: Okay. Where is he?
A: (Witness indicates.)
Q: Now --
The Court: You're pointing. I want
to be able to say for the
record who you're
pointing to. The
individual to your
extreme left, sitting
down at the table?
A: Yes.
The Court: Go ahead. That is the
defendant.
By [the State]:
Q: And prior to the jury being taken out, could
you see him in the courtroom?
A: No.
Q: Because of what?
A: Cause of this, sitting back.
The Court: This being the side of
the bench where I'm
sitting, which is an
obstruction if you're
sitting too far back. Go
ahead.
[Emphasis added.]
Defense counsel did not object to the court's statement that the
bench could obstruct a witness's view of the defense table.
Defendant argues that the court's statement served as an
improper endorsement of the credibility of Wrigley's testimony,
foreclos[ing] the possibility of fruitful cross-examination on
this issue. Because it is exclusively within the province of
the jury to find fact and evaluate witness credibility, a trial
court may not vouch for the credibility of a witness. See, e.g.,
State v. Walker,
33 N.J. 580, 595 (1960)(finding improper court's
statement in front of jury that [s]he knows she is on the stand,
she is under oath and when witnesses are on the stand they are
all under oath and they all tell the truth)(emphasis deleted);
State v. Zwillman,
112 N.J. Super. 6, 20-21 (App. Div. 1970)
(noting that trial judge must not throw his judicial weight on
one side or the other), certif. denied,
57 N.J. 603 (1971).
We are unpersuaded that the court's brief reference to the
jury that the bench was an obstruction if you're sitting too far
back constituted an impermissible endorsement of Wrigley's
testimony. When asked why Wrigley could not identify defendant
earlier, he offered that it was [be]cause of this, sitting
back. The court then explained to the jury that this referred
to the court's bench, which is an obstruction in that particular
courtroom if a witness is sitting too far back. The court's
observation was a statement of fact, not an opinion about whether
Wrigley actually was sitting too far back or whether his view
actually was obstructed. We perceive no error in the court's
factual clarification.
I. Admission of Blood-Stained Overalls and Use
of Mannequin with Knitting Needle Through Its
Head
Defendant contends that he was denied a fair trial when the
court admitted Donaghy's blood-stained overalls into evidence,
and when it permitted the medical examiner to demonstrate the
path of the bullet by inserting a knitting needle through the
head of a mannequin. Defendant asserts that the evidence not
only was highly inflammatory but cumulative as well, in view of
the admission of numerous autopsy and crime-scene photographs and
a videotape of the crime scene.
The court overruled defendant's objection and allowed the
jury to view the overalls, and rejected defendant's renewed
objection to the admission of the overalls into evidence.
Defendant also made timely objection to the use of the mannequin.
Initially, the State had proposed using a life-sized mannequin
dressed in the victim's overalls and wearing a wig to aid the
medical examiner in his description of the fatal wound, but the
court disallowed it: [D]ressing up the mannequin and putting it
in the courtroom is kind of like simulating this is Mr. Donaghy
and here he is dead on the floor in front of you and that is
inflammatory. The court allowed the use of the mannequin but
without the wig or overalls. The court also refused to admit the
mannequin into evidence and precluded the prosecutor from using
it during summation. Moreover, the mannequin was clothed in a
hospital gown and was before the jury for only two to three
minutes. The court stated for the record that none of the jurors
exhibited any signs of emotional distress during the
presentation.
Considerable latitude is afforded a trial court in
determining whether to admit evidence, and that determination
will be reversed only if it constitutes an abuse of discretion.
See State v. McDougald,
120 N.J. 523, 577-78 (1990); seealsoKoedatich I, supra, 112 N.J. at 313 (explaining evidentiary
ruling will be disturbed if there has been clear error in
judgment); State v. Carter,
91 N.J. 86, 106 (1982)(noting trial
court's ruling will stand unless its finding was so wide of the
mark that a manifest denial of justice resulted). The State may
also use demonstrative aids even if those aids are somewhat
cumulative to other evidence it has previously presented. See
State v. Grunow,
199 N.J. Super. 241, 253 (App. Div. 1985),
aff'd,
102 N.J. 133 (1986).
Whether evidence is admissible turns on its relevance and
whether its probative value is substantially outweighed by undue
prejudice. N.J.R.E. 403; Carter, supra, 91 N.J. at 106. Here,
both the overalls and the mannequin were relevant to the State's
case and carried significant probative value. The State's theory
of the case was that defendant shot Donaghy and only then took
money from him. That theory was buttressed by the position in
which Donaghy was found, with only one of the overalls' pockets
exposed and money missing from only that pocket, although other
pockets contained additional money. The overalls assisted the
jury by enabling them to see the positioning of the various
pockets on the overalls. The knitting needle indicating the
trajectory of the bullet also supported the State's theory that
Donaghy was sitting down when he was shot. That fact lent
support to the State's theory of intentional rather than
accidental shooting. Although defendant asserts that no
testimony supported the contention that Donaghy was seated, the
medical examiner's testimony indicating that the bullet followed
a downward trajectory itself supported that conclusion. We note
that other courts have upheld the admission of similar evidence.
See, e.g., People v. Medina,
906 P.2d 2, 36 (Cal. 1995)(holding
use of mannequin and wooden probe to show trajectory relevant to
show intent in capital prosecution), cert. denied, __ U.S. __,
117 S. Ct. 151,
136 L. Ed.2d 96 (1996); People v. Cummings,
850 P.2d 1, 38 (Cal. 1993)(approving use of mannequins as
illustrative evidence to assist the jury in understanding the
testimony of witnesses or to clarify the circumstances of a
crime), cert. denied,
511 U.S. 1046,
114 S. Ct. 1576,
128 L. Ed.2d 219 (1994);
State v. Holmes,
609 S.W.2d 132, 135-36 (Mo.
1980)(finding no abuse of discretion to admit papier-mache
mannequin with sixty-four holes indicating stab wounds)
; Mackall
v. Commonwealth,
372 S.E.2d 759, 768 (Va. 1988)(holding no abuse
of discretion where Styrofoam head with knitting needle inserted
to demonstrate bullet's trajectory was admitted in capital
prosecution), cert. denied,
492 U.S. 925,
109 S. Ct. 3261,
106 L.
Ed.2d 607 (1989).
Undoubtedly, this evidence was potentially inflammatory and
cumulative to the photos and videotape already presented to the
jury. Nevertheless, their proffer was unlikely to have disturbed
the jury more than the photos and video, which actually showed
the corpse in a pool of blood. The court noted that the overalls
are not gruesome in looking at them. The staining is there,
it's clear to see, but it's not gruesome. It's against a dark
blue background. Further, we note that the court exercised
caution by prohibiting the mannequin from being dressed in the
overalls and a wig, refusing to allow the prosecutor to use it
during summation, and declining the State's effort to admit the
mannequin into evidence.
In the context of the entire record, we are not persuaded
that the admission of the overalls into evidence or permitting
the jury to observe the mannequin penetrated by the knitting
needle constituted an abuse of the trial court's discretion.
J. Cumulative Error
Defendant argues that the aggregate effect of the sequential
charge and allegedly inconsistent unanimity instructions,
combined with the other claims of error, deprived him of the
opportunity to be convicted of a non-death-eligible form of
murder, namely, accomplice-liability murder or felony murder.
We have acknowledged before and continue to recognize again
today that some measure of imperfection characterizes almost
every trial, even capital cases. Marshall I, supra, 123 N.J. at
169. Even though our concerns and responsibilities are markedly
heightened in the context of a death-penalty appeal, see Bey I,
supra, 112 N.J. at 95, we still adhere to the general principle
that '[a] defendant is entitled to a fair trial but not a
perfect one.' Marshall I, supra, 123 N.J. at 170 (quoting
Lutwak v. United States,
344 U.S. 604, 619,
73 S. Ct. 481, 490,
97 L. Ed. 593, 605 (1953)). Whether errors occurring in the
course of a capital proceeding mandate reversal of either the
verdict or the sentence requires a qualitative determination
that considers, in the context of the entire case, whether the
error was clearly capable of affecting either the verdict or the
sentence. Bey I, supra, 112 N.J. at 94-95.
We have carefully reviewed each of the errors defendant
raises. We are fully satisfied that, both individually and
collectively, any errors committed at trial were not clearly
capable of affecting either the verdict or the sentence.
V
Penalty-Phase Issues
A. Prosecutor's Characterization of Mitigating Evidence
During the State's penalty-phase opening and closing, the
prosecutor stressed to the jury that defendant be required to
accept personal responsibility for his acts. The prosecutor
urged the jurors to view defendant's mitigating evidence
skeptically:
Use your common sense. Ask yourselves
what they present, is that based on a real
fact? Is that based on something or is it an
exaggeration? Do they have in mind a
specific diagnosis they want to reach and
then pick and choose the facts that fit that
diagnosis, and then ask yourselves what does
that have to do with this man['s] coldly,
calculated, preplanned murder of Keith
Donaghy.
What it really comes down to is
requiring [defendant] to accept personal
responsibility, personal responsibility for
his acts. [Defendant] is personally
responsible for the ultimate act, the killing
of the innocent Keith Donaghy. That's the
ultimate act and he should be required to
accept the ultimate responsibility for that
act and that's the death penalty.
Defense counsel immediately objected and moved for a mistrial,
arguing that [t]his is not about the acceptance of
responsibility. . . . [The State is] making it appear like the
presentation of mitigating factors is a denial of responsibility,
where, in fact, it is a legal right.
The prosecutor denied that he implied that the presentation
of mitigating evidence was a denial of responsibility. The court
denied the motion for a mistrial and declined to provide a
curative instruction. Defense counsel directly responded to the
prosecutor's contentions about personal responsibility several
times during his opening: [T]his phase of this case has nothing
to do with acceptance or rejection of responsibility. It has to
do with what is an appropriate punishment under all of the
circumstances as the law allows. Later on in the opening,
defense counsel stressed that [t]hese [mitigating factors] are
not excuses. If they were excuses they would be excuses of
responsibility and would have been offered as to issues of guilt
and innocence. They are not. In closing, defense counsel again
reminded the jury that [w]e are not talking about avoiding
punishment here. We're merely talking about the measure of
punishment. Defense counsel also added that [t]his is no
excuse. [It] gets [defendant] no walk in the park. If you spare
his life, he would not be eligible, that is, even considered to
be released from jail, for 30 real years . . . . There is no
escaping responsibility.
During the State's closing, the prosecutor again said the
case comes down to personal responsibility. He stated that the
aggravating factor outweighed any mitigating factors, and added
that the law gives you guidance that the death penalty makes him
responsible for his ultimate act. Defendant did not object to
the summation comments.
During its penalty-phase charge, the court instructed the
jury that
it is important to remember that evidence of
the presence of mitigating factors is not
offered to justify or excuse the defendant's
conduct. Rather, it is intended to present
extenuating facts about the defendant's life
or character or the circumstances surrounding
the murder that would justify a sentence less
than death.
Defendant argues that the prosecutor's comments improperly
distracted the jury from performing their duty to weigh
aggravating and mitigating factors by impermissibly
characterizing the mitigating evidence as an effort to avoid
responsibility. Mitigating evidence is not aimed at excusing or
justifying a defendant's conduct; rather, its purpose its to
present extenuating facts regarding the defendant's life or
character or the circumstances surrounding the murder that would
justify a sentence less than death. State v. Bey,
129 N.J. 557,
620 (1992)(Bey III)(quoting Bey II, supra, 112 N.J. at 170). For
a prosecutor to characterize a mitigating factor as an excuse
is improper. Ibid. In Bey III, supra, we determined that
because the court sufficiently instructed the jury regarding the
purpose of mitigating evidence, the prosecutor's
mischaracterization did not have the capacity to cause an unjust
result. Id. at 620-21.
In this case, the prosecutor did not employ the term
excuse. Nevertheless, the implication of the prosecutor's
reference to personal responsibility is abundantly clear, and
is tantamount to labeling mitigating evidence as an excuse.
Defense counsel did register a timely objection, unlike in Bey
III, id. at 620, at least with regard to the State's opening
statement. However, also unlike Bey III, defense counsel
repeatedly countered the erroneous comments, vigorously arguing
on several occasions that the mitigating evidence was not an
attempt to excuse defendant's conduct or avoid personal
responsibility for the murder. The court's unequivocal
instructions also made clear to the jury that the presence of
mitigating factors is not offered to justify or excuse the
defendant's conduct. Indeed, the instruction tracked the
language this Court used in Bey II, supra, 112 N.J. at 170.
An immediate curative instruction would have been the
preferred remedy. Nevertheless, we are satisfied that defense
counsel's effective counter-arguments, along with the court's
clear instructions to the jury regarding the purpose of
mitigating evidence, combined to render any prosecutorial
misconduct harmless. This jury was made well aware of their
responsibility and the proper role mitigating evidence was to
play in the discharge of that responsibility.
B. Burden of Proof for Mitigating Factors
The trial court correctly instructed the jury that defendant
bore the burden of coming forward with evidence of mitigating
factors, but did not inform the jury that the State had the
burden of disproving those factors. Defendant did not request
such an instruction, and raises the court's omission as plain
error. We have addressed and rejected analogous claims in State
v. Chew,
150 N.J. 30, 85 (1997), and Cooper, supra, 151 N.J. at
396-97. We decline to depart from those holdings.
C. Alleged Introduction of Nonstatutory
Aggravating Factor of Future Dangerousness
Dr. Dyer, a psychologist, testified for the defense and
expressed the opinion that defendant would be amenable to
rehabilitation based on his past experience with work and sports.
On cross-examination, the prosecutor explored what might become
of defendant during a long prison stay:
Q: And the tendency [in jail] is to learn from
those other [inmates]?
A: I don't know if I would state that with any
degree of certainty.
Q: Well, that's part of it, isn't it?
A: Well, optimumly [sic] he would learn from the
people who were attempting to teach him a
trade, educate him and counsel him.
Q: The other side is if you have a tendency to
commit crimes and that's what you want to do,
that's a good school to be in for an extended
period of time?
A: Well, I will concede that.
Additionally, the defense called Dr. Latimer, a psychiatrist who
testified that defendant was impulsive in stressful situations.
During cross-examination of Dr. Latimer, the prosecutor arguably
insinuated that the stress attendant to imprisonment might lead
defendant to react violently. Defendant did not object to either
cross-examination, and the prosecutor did not offer further
comment during the State's summation.
Although defendant did not object, the court attempted to
tailor its instruction to address any concerns raised by the
cross-examination of defendant's experts. It informed the jury
that it could consider as an aggravating factor only that the
murder was alleged to have been committed in the course of a
robbery; it reminded the jury that it could consider defendant's
amenability to rehabilitation, but specifically warned against
drawing an inference that defendant would learn from the
criminals and not the correction officials. Moreover, the court
instructed the jury that if you have not decided upon death for
the defendant, you must assume that his possible future release
would not endanger society.
Defendant claims that the prosecutor's cross-examination of
the two witnesses impermissibly and prejudicially introduced to
the jury the nonstatutory factor of future dangerousness. The
State may not advance that nonstatutory factor to justify a death
sentence. See, e.g., Coyle, supra, 119 N.J. at 230-31; Rose,
supra, 112 N.J. at 519-21; Ramsuer, supra, 106 N.J. at 321. If
the State improperly offers that argument in support of a death
sentence, the error may be deemed harmless if the court instructs
the jury not to consider it. See Loftin I, supra, 146 N.J. at
390 (holding prosecutor's introduction of unalleged aggravating
factor was rendered harmless by court's curative instruction).
We need not decide whether the prosecutor's cross-examination crossed the line from legitimate rebuttal of
defendant's rehabilitation evidence into impermissible
suggestions of defendant's future dangerousness. Even assuming
error, we are confident that the court's detailed instruction,
which specifically addressed and clarified the issue for the
jury, sufficiently extinguished any possible prejudice to the
defendant. Thus, any error was not capable of producing an
unjust result.
D. Jury Knowledge, During Penalty Phase, of
Probable Aggregate Noncapital Sentence
Prior to the commencement of the penalty phase proceedings,
the trial court inquired whether defense counsel wished to have
the jury informed of defendant's possible sentences on the non-capital convictions. Defense counsel agreed that such a
disclosure was appropriate. During its introductory comments in
the penalty phase, the court first reminded the jury that the
murder conviction would result in at least thirty years'
imprisonment without parole. It then explained that defendant
could receive between ten and twenty years on the robbery charge,
which carried as much as ten years' parole ineligibility, and
three to five years on the weapon charge, which could carry as
much as two-and-one-half years' parole ineligibility. The court
told the jury that those sentences could be served concurrently
or consecutively to each other and/or to the murder conviction.
It then admonished the jury:
Those decisions are for me to make. The
possible sentences for the other convictions
should not influence your decision regarding
the appropriateness of a death sentence on
the murder charge. I'm giving you this
information for your informational purposes
only.
The next day, defense counsel informed the court that it
objected to that aspect of the instruction that told the jury not
to consider the sentences when weighing the appropriateness of a
death sentence. The court disagreed, and provided the identical
instruction at the conclusion of the penalty phase.
Additionally, defense counsel stated during summation that
defendant's total period of parole ineligibility could be 42 and
a half [years] and the parole board might not decide to let him
out. After the death verdict, the court sentenced defendant to
twenty years with ten years' parole ineligibility on the robbery
conviction consecutive to defendant's death sentence and a five-year term on the weapon charge to run concurrent to the robbery
sentence.
Defendant contends that the instruction was erroneous in two
respects. First, defendant argues that the jury should have been
permitted to consider the sentences to rebut the State's
alleged reliance on defendant's future dangerousness. Defendant
also submits that defendant's aggregate sentence should have been
considered by the jury for purposes of mitigation, and that the
court erred by not informing the jury that there was a
reasonable likelihood that the sentence on the robbery
conviction would be consecutive to the sentence for murder and
that it would impose a ten-year parole-ineligibility period on
the robbery conviction.
That a capital jury knows the potential legal effect of its
decision is essential. Mejia, supra, 141 N.J. at 485; Bey III,
supra, 129 N.J. at 601. In Martini I, supra, 131 N.J. at 313, we
set forth guidelines that trial courts should follow when
informing juries during the penalty phase of the possible
sentences to be imposed on noncapital convictions arising from
the same trial as the capital murder conviction, and held that
although a jury should be informed of a defendant's possible
sentences for other convictions, that information should not
influence the jury's determination about the propriety of a death
sentence. Cf.Bey III, supra, 129 N.J. at 603 (noting that
[t]he proper balance is struck with an instruction informing
jury of pending sentences for prior convictions, but instructing
jury to base penalty-phase decision only on aggravating and
mitigating factors). Such an instruction will assist in
dispelling confusion on the part of the jury and will help
safeguard against improper sentencing determinations. Martini
I, supra, 131 N.J. at 313. The trial court's instructions
conformed with that precedent. We reject defendant's argument
that the noncapital sentences should have been considered by the
jury in mitigation.
Defendant's contention that the jury should have been told
that there was a reasonable likelihood that defendant's
noncapital sentences would be consecutive has the benefit of
hindsight. In Loftin I, supra, although rejecting the argument
that a lengthy noncapital sentence must be presented as a
mitigating factor, we held that
in future cases, if the court, based on the
evidence presented believes that there is a
realistic likelihood that it will impose a
sentence to be served consecutively to any of
defendant's prior sentences, in the event the
jury does not return a death sentence, the
jury should be so informed.
[146 N.J. at 372.]
Loftin I, however, was decided several months after this
defendant's trial concluded. The trial court's instruction fully
complied with Martini I's admonition that juries should be
informed that the [noncapital] sentence may or may not run
consecutively to that for murder, but that the determination is
left for the court. 131 N.J. at 313. To the extent the court's
statements to the jury concerning the likelihood that the
sentences on the noncapital offenses would be imposed consecutive
to the sentence for murder do not comply with our ruling in
Loftin I, we view the error as harmless. Defense counsel placed
the possibility of defendant receiving consecutive sentences
squarely before the jury, emphasizing that defendant's sentence
could be 42 and a half [years] and the parole board might not
decide to let him out.
Nor are we persuaded that the alleged introduction of
evidence of defendant's future dangerousness should affect our
holding. Defendant asserts that Simmons v. South Carolina,
512 U.S. 154,
114 S. Ct. 2187,
129 L. Ed.2d 133 (1994), requires
that the jury be permitted to counter the future dangerousness
argument by considering in mitigation the total time defendant
will be imprisoned. The Court held that because the defendant
was by law required to serve a life sentence without possibility
of parole, due process required the introduction of evidence
concerning that sentence to rebut the State's assertion of future
dangerousness. Id. at 156, 114 S. Ct. at 2190, 129 L. Ed.
2d at
138. Here, however, the precise term of any noncapital sentence
was uncertain, and defendant would, at some point, be eligible
for parole. We note also that the prosecutor here did not
specifically argue the future dangerousness posed by defendant,
thereby further distinguishing this case from Simmons. Even if
the oblique references the prosecutor elicited during cross-examination of the defense witnesses amounted to an introduction
of the nonstatutory aggravating factor of future dangerousness,
we are satisfied that the firm and clear instructions provided by
the court sufficiently corrected any misperception by the jury
that defendant's future dangerousness independently could justify
the death penalty.
VI
Other Issues
A. Constitutionality of Death Penalty Statute
Defendant asserts that the New Jersey death-penalty statute
is unconstitutional because it fail[s] to adequately narrow and
define the class of individuals eligible for death . . . and
fail[s] to provide for a system of meaningful appellate review.
We have consistently rejected constitutional challenges to the
Capital Punishment Act, seeRamseur, supra, 106 N.J. at 166-211,
and continue to do so today.
B. Proportionality Review
Pursuant to the Capital Punishment Act, N.J.S.A. 2C:11-3e,
defendant requests a determination whether his sentence is
disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant. Review of
defendant's sentence will proceed in accordance with a briefing
and argument schedule to be established by the Clerk of the Court
after consultation with counsel.
VII
We affirm defendant's convictions and sentence of death.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, GARIBALDI, and
COLEMAN join in JUSTICE STEIN's opinion. JUSTICES HANDLER and
O'HERN have filed a separate dissenting opinion.
SUPREME COURT OF NEW JERSEY
A-
1 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
RICHARD FEASTER,
Defendant-Appellant.
HANDLER, J., dissenting.
Today, the Court again affirms a capital-murder conviction
and death sentence despite egregious errors in the jury charges
and extreme prosecutorial misconduct. Once again, the Court
repeats resolute principles that are designed to maximize a
defendant's protections and to achieve fairness, to the greatest
extent possible, in capital cases. Once again, the Court,
conceding that those principles have been violated, nonetheless
finds those violations inconsequential. It is distressing that
this Court, in cases involving the prosecution for capital
murder, has come to honor guarantees of due process and fairness
in the breach. It ought not affirm a capital-murder conviction
and death sentence when critical doubts in their validity exist.
I therefore dissent.
The majority upholds defendant's death sentence though the
guilt-phase jury charge in respect of the own-conduct
determination was confusing, contradictory, and inaccurate. I
believe that the deficiencies in the jury instructions warrant
reversal of the own-conduct determination and, thus, reversal of
defendant's death sentence. Consequently, I join Justice
O'Hern's dissenting opinion.
In addition, I believe that the prosecutor's repeated acts
of misconduct require reversal of defendant's purposeful-or-knowing murder conviction and death sentence. In my opinion, the
trial court's erroneous penalty-phase ultimate-outcome
instruction also mandates reversal of defendant's sentence. I
write separately on these points.
I
On three occasions, the prosecutor crossed the bounds of
legitimate argument or questioning and engaged in misconduct. By
considering each instance in isolation, the majority devalues the
prejudicial impact of the prosecutor's misconduct. When the
instances of the misconduct are appraised together, the totality
of the misconduct and the prejudice to defendant compel reversal
of defendant's purposeful-or-knowing murder conviction and death
sentence. Further, the prosecutor's guilt-phase summation, in
which despite the utter absence of evidence he described
authoritatively and in vivid detail the robbery and murder of
Keith Donaghy, by itself mandates reversal of defendant's murder
conviction and death sentence.
A.
The State presented evidence of the events before and after
the approximately one hour during which Michael Mills and
defendant were absent from the Columbia Cafe on the night of
October 6, 1993. According to the State's evidence, Mills and
defendant looked for a car prior to leaving the bar. They
possessed a gun when they left the bar. They drove off in Renee
Burkhardt's car with Mills behind the wheel. An hour later
Mills, and subsequently defendant, returned to the bar. Later
that evening, defendant made inculpatory statements regarding the
robbery and murder of Donaghy.
Except for the fact that Donaghy was shot by the gun Mills
and defendant had possessed and was robbed, the State did not
present any evidence about what had actually occurred during the
hour after Mills and defendant had left the Columbia Cafe. The
State did not produce any eyewitness testimony or forensic
evidence that shed any light on exactly what had happened during
that hour or so. Defendant's oral statements provided the only
description of the crime.
The State possessed additional, but inadmissible, evidence
pertaining to the commission of the murder and robbery. Prior to
committing suicide, Mills gave a statement to the police. In
that statement, Mills detailed what had occurred from the time he
and defendant left the Columbia Cafe through the moment he
returned to the bar. The jury was aware that Mills had committed
suicide prior to trial.
The absence of admissible evidence did not deter the
prosecutor from offering an animated description of the crime.
He stated:
So what happens? Around 8:00 Mills and
Feaster pull out. Mills is the driver.
Somewhere along that route [defendant's]
first act of intent to kill, first act of
purpose, preplanned, premeditated, intent to
kill occurs. He takes the shotgun and loads
it with the slug.
Defense counsel immediately objected, but the trial court,
characterizing the prosecutor's statement as an inference,
concluded that the prosecutor's statement was permissible.
The prosecutor continued:
Well, maybe he doesn't do it during the ride,
but the act of putting this slug into this
weapon is an intent, an intent to use this
gun, use it with a slug. It's not the bird
shot, or whatever you would use for small
game. This is a slug, this is a three
quarter ounce piece of lead. That's his
first act of intent.
* * *
[Defendant] and Mills are headed towards
the gas station with him intent on killing
Keith. As [Wr]igley puts it, he wanted to
feel what it was like to kill. And what you
find from the pictures and the video [of the
crime scene] is that is what his intent was
when he went in that station, first to kill.
What do they do? They drive down the
front. Here is Ogden Road. They drive in
front of the station. And here are the
windows. Keith is seated here. They can see
that he's alone, seated there doing his job.
They continue down. And they go down the
road between the Texaco and --
Defense counsel, citing the lack of evidentiary support for the
prosecutor's statements, again objected. The trial court
instructed the prosecutor not to ask for speculation and exhorted
him to ask merely for inferences based on the record. The
prosecutor did not heed the court. He next stated to the jury:
"Pulled down Georgetown Road and park. Mills is going to -- he's
going to be the getaway driver. What does Feaster do? It's
loaded -- not now --." Defense counsel objected for a third
time. At a sidebar conference, the trial court concluded that
the prosecutor's comments were proper. When defense counsel
questioned the evidentiary basis for the prosecutor's statement
that Mills was the getaway driver, the prosecutor insisted that
he had never made that statement.
The prosecutor went on in the same vein:
The second act of his intent of this
premeditation to kill is, Sergeant Hannigan
says you can pull the trigger all day long on
this shotgun and it doesn't go off. All day
long. What do you have to do in order for
the shotgun to fire? You have to cock the
hammer back. That act is intent to use this
to kill someone, armed with the pumpkin ball
slug in this gun. And that is done before he
gets into the gas station, because he does
not have time once he's in the station to
cock this gun. That is done while he is on
his way into the station.
And how does he go? He goes along this
way, from the bays, he sneaks across, and
there is the door. Keith, who is looking out
the windows, doesn't see him because he's
coming from the blind side. And what does he
do? With the hammer cocked, he shoulders
into the door. Remember, it opens inside,
from the inside. He shoulders in the door
like this.
The prosecutor subsequently filled in the canvas painting a
descriptive picture of the shooting and the assailants' ride from
the gas station.
After the prosecutor completed his summation, defense
counsel futilely reiterated his objections. Because defense
counsel had already given his closing argument, he could not
respond to the prosecutor's remarks.
Several aspects of the prosecutor's closing argument went
far beyond argument presenting reasonable inferences from the
evidence. Due to the absence of the supporting evidence and any
clarifying or cautionary instruction that the prosecutor's
remarks could at most be considered possible inferences to be
drawn from the evidence, the jury likely believed those remarks
were based directly on evidence in the State's possession and
that Mills was the source for the prosecutor's narrative.
A prosecutor's "summation `is limited to commenting upon the
evidence and the reasonable inferences to be drawn therefrom.'"
State v. Johnson,
120 N.J. 263, 296 (1990) (quoting State v.
Bucanis,
26 N.J. 45, 56, cert. denied,
357 U.S. 910,
78 S. Ct. 1157,
2 L. Ed.2d 1160 (1958)); accordState v. Chew,
150 N.J. 30, 84 (1997), State v. Dixon,
125 N.J. 223, 259 (1991); State v.
Zola,
112 N.J. 384, 426 (1988); State v. Smith,
27 N.J. 433, 460
(1958). As Justice Brennan expounded:
No authority questions that the broadest
latitude in summation must be allowed the
prosecutor and defense counsel alike to
advocate their respective positions before
the jury in order that justice and right be
done. But every statement of the rule in our
own reports emphasizes that comment must be
restrained within the facts shown or
reasonably suggested by the evidence adduced.
[State v. Bogen,
13 N.J. 137, 140
(1953).]
Despite this Court's repeated admonitions to prosecutors
regarding the legal and ethical requirement to base closing
arguments on the evidence in the record, see, e.g., State v.
Farrell,
61 N.J. 99, 104 (1972), many portions of the
prosecutor's account of the crime exceeded the permissible
seeking of reasonable inferences from the evidence presented at
trial and sharing those inferences -- as inferences -- with the
jury.
Despite the majority's contrary assertions, the prosecutor's
characterization of Mills as the otherwise-innocent getaway
driver finds minimal support in the record evidence. Though the
evidence suggests that Mills drove to and from the crime scene,
it hardly establishes that Mills never alighted from the driver's
seat of Burkhardt's car. No evidence shows that Mills merely
waited in the car during the robbery and killing. While
defendant had planned to commit a robbery before he secured
Mills's involvement, that fact also fails to substantiate the
prosecutor's deeming Mills the passive getaway driver. The
majority holds that the prosecutor's characterization of Mills as
the getaway driver, "although approaching the fine line that
separates forceful from impermissible closing argument, [was a]
fair inference[] to be drawn from the record." Ante at ___ (slip
op. at 64) (internal quotations and citation omitted). In my
opinion, the prosecutor crossed the line. Given that hardly any
evidence supported the inference that Mills was nothing more than
a passive getaway driver, the prosecutor's bald, unqualified,
declarative assertion that Mills played an insubstantial role was
improper. The statement was one of fact, not inference, and it
was too attenuated to be passed off as a fact or inevitable
inference.
The Court acknowledges that the prosecutor's comment that
defendant loaded and cocked the gun during the car ride was
improper. Seeante at ___ (slip op. at 63). The prosecutor's
assertion that defendant loaded and cocked the gun in the car
finds absolutely no support in the record. The gun could have
been loaded long before defendant retrieved it from Tina
Shiplee's trunk; perhaps the gun was loaded when Daniel Kaighn
lent it to defendant. Not a shred of evidence suggests that the
gun was not loaded when Mills and defendant left the Columbia
Cafe. The claim that defendant cocked the gun while in the car
is similarly far-fetched. It does not take long to cock a gun.
Defendant could have cocked it at any time, including the second
before shooting the victim. Thus, the prosecutor's declaration
that defendant loaded and cocked the gun while Mills drove him to
the gas station has no support in the record and was highly
inappropriate.
The Court also concedes that the prosecutor's pronouncements
that defendant shouldered the door in a specific manner and
approached Donaghy from the blind side constituted prosecutorial
misconduct. Seeante at ___ (slip op. at 65). The record
contained no evidentiary basis for those comments.
By speaking in short, staccato, declarative sentences, the
prosecutor presented his unreasonable inferences as
incontrovertible facts. The manner in which the prosecutor named
Mills the getaway driver gave unwarranted weight to the
impermissible inference made from the attenuated evidence adduced
at trial. Similarly, the way the prosecutor confidently
described how defendant purportedly loaded and cocked the gun
during the ride to the gas station obfuscated the fact that the
allegations had absolutely no evidentiary support and imported an
inaccurate aura of authenticity into the prosecutor's unfounded
accusations. The manner in which the prosecutor delivered his
closing argument accentuates the impropriety of the prosecutor's
summation and escalates the prejudicial impact on defendant.
Though finding several of the prosecutor's comments to be
"inappropriate," the Court is "not persuaded that in the context
of the entire trial the prosecutor's comments had the capacity to
deprive defendant of a fair trial." Ante at ___ (slip op. at
65). I disagree. In my opinion, the summation prejudiced
defendant and that the prosecutorial misconduct was "`so
egregious that it deprived defendant of a fair trial.'" State v.
Harvey,
151 N.J. 117, 216 (1997) (Harvey II) (quoting State v.
Ramseur,
106 N.J. 123, 322 (1987)). Accordingly, I believe that
reversal of defendant's purposeful-or-knowing murder conviction
and death sentence is mandated. SeeState v. Rose,
112 N.J. 454,
524 (1988) (reversing death sentence because prosecutorial
misconduct deprived defendant of fair penalty trial).
As the Court recognizes: "In resolving whether the
misconduct is prejudicial and thus denied defendant a fair trial,
we will consider whether counsel registered a timely objection,
whether the remark was withdrawn promptly, and whether the court
struck the remarks and ordered the jury to disregard them." Ante
at ___ (slip op. at 60). All of these factors serve to undermine
defendant's murder conviction and death sentence. During the
prosecutor's summation, defense counsel objected several times.
With the exception of one minor qualification, the prosecutor
never withdrew his remarks. Moreover, the trial court, deeming
the summation proper, did not strike any of the prosecutor's
improper remarks.
Referring to matters outside the record is a serious
transgression from the prosecutor's duty to deliver a summation
based on the evidence adduced at trial. E.g., Bogen, 13 N.J. at
139-41; see alsoABA Standards for Criminal Justice § 3-5.8a (3d
ed. 1993) (ABA Standards) ("In closing argument to the jury, the
prosecutor may argue all reasonable inferences from evidence in
the record. The prosecutor should not intentionally misstate the
evidence or mislead the jury as to the inferences it may draw.");
id. at § 3-5.8, comment ("Assertions of fact not proven amount to
unsworn testimony of the advocate and are not subject to cross-examination."); id. at § 3-5.9 ("The prosecutor should not
intentionally refer to or argue on the basis of facts outside the
record."). The egregiousness of the prosecutor's conduct is
intensified in this case because the apparent source for the
prosecutor's extra-record assertions was Mills's statement, which
was not subject to cross-examination. Referring to extra-record
matters within one's personal knowledge is one of the gravest
forms of prosecutorial misconduct.
The [prosecutor] is the representative not of
an ordinary party to a controversy, but of a
sovereignty whose obligation to govern
impartially is as compelling as its
obligation to govern at all; and whose
interest, therefore, in a criminal
prosecution is not that it shall win a case,
but that justice shall be done. As such, he
is in a peculiar and very definite sense the
servant of the law, the twofold aim of which
is that guilt shall not escape or innocence
suffer. He may prosecute with earnestness
and vigor -- indeed, he should do so. But,
while he may strike hard blows, he is not at
liberty to strike foul ones. It is as much
his duty to refrain from improper methods
calculated to produce a wrongful conviction
as it is to use every legitimate means to
bring about a just one.
It is fair to say that the average jury,
in a greater or less degree, has confidence
that these obligations, which so plainly rest
upon the prosecuting attorney, will be
faithfully observed. Consequently, improper
suggestions, insinuations, and, especially,
assertions of personal knowledge are apt to
carry much weight against the accused when
they should properly carry none.
[Berger v. United States,
295 U.S. 78, 88,
55 S. Ct. 629, 633,
79 L.
Ed. 1314, 1321 (1935) (emphasis
added).] See alsoNew Jersey Rules of Professional Conduct (RPC) 3.4e
(forbidding attorneys from "assert[ing] personal knowledge of
facts in issue"). In this case, little, if any, evidence adduced
at trial supported the prosecutor's assertions that Mills was a
mere getaway driver, that defendant loaded and cocked the gun
during the ride to the gas station, and that defendant approached
Donaghy from the blind side. Yet, the jury was aware that Mills,
prior to committing suicide, had spoken to police. The jury knew
that Mills had informed police officers of the location of the
discarded gun. It is thus extremely likely, given the
prosecutor's dogmatic presentation, that the jury inferred that
Mills had told the police his version of events surrounding the
robbery and murder, and readily surmised that Mills's statement
to police was the source for the prosecutor's extra-record
allegations.
While the prosecutor neither expressly used Mills's
statement to fill the evidentiary gaps nor explicitly attributed
to Mills the factual information that he imparted, the appearance
of the prosecutor illicitly referring to the statement was
unmistakable. Although the jury was unaware of the actual
contents of Mills's statement, because the prosecutor confidently
told the jury what had happened after Mills and defendant had
left the Columbia Cafe, the jury could not know that the
prosecutor's summation did not parrot Mills's statement.
The prosecutor's summation carried tremendous weight.
[B]ecause the prosecutor represents the
government and people of the State, it is
reasonable to say that jurors have confidence
that he will fairly fulfill his duty to see
that justice is done whether by conviction of
the guilty or acquittal of the innocent. His
comments in summation whether proper or
improper carry with them the authority of all
he represents. It is unlikely a juror will
believe a prosecutor would intentionally
mislead him.
[Farrell, supra, 61 N.J. at 105
(citation omitted).]
AccordBerger, supra, 295 U.S. at 88, 55 S. Ct. at 633, 79 L. Ed.
at 1321; see alsoABA Standards, supra, § 3-5.8, comment ("The
prosecutor's argument is likely to have significant persuasive
force with the jury. Accordingly, the scope of argument must be
consistent with the evidence and marked by the fairness that
should characterize all of the prosecutor's conduct.
Prosecutorial conduct in argument is a matter of special concern
because of the possibility that the jury will give special weight
to the prosecutor's arguments, not only because of the prestige
associated with the prosecutor's office, but also because of the
fact-finding facilities presumably available to the office.").
In finding the prosecutorial misconduct harmless, the majority
chooses to underestimate the power of the prosecutor's summation.
When juxtaposed against this Court's commitment to guard against
prosecutorial misconduct in capital cases, seeRamseur, supra,
106 N.J. at 323-24, that choice is most difficult to comprehend.
The prosecutor's baseless allegations impacted the jury's guilt-phase finding that defendant had intended to kill Donaghy and
that defendant had killed by his own conduct. In addition, by
unjustifiably embellishing defendant's premeditation, the
prosecutor's summation affected the jury's penalty-phase verdict.
The prosecutor's characterization of Mills as a mere getaway
driver tainted the own-conduct determination. By asserting that
Mills was the passive getaway driver, the prosecutor likely
distorted the jury's view of the testimony, which contained
minimal evidence suggesting that Mills simply sat in the car
while defendant went into the gas station. The prosecutor
virtually foreclosed the possibility that Mills could have shot
Donaghy by asserting, without support or qualification, that
Mills merely waited in the car while defendant committed the
robbery and murder.
The prosecutor's unfounded allegations that defendant loaded
and cocked the gun during the ride to the gas station and that
defendant blindsided Donaghy likely contaminated the jury's
finding that the homicide was purposeful or knowing. At a
minimum, those accusations, which exaggerated defendant's
premeditation, corrupted the jury's decision to sentence
defendant to die. SeeState v. Marshall,
130 N.J. 109, 155
(1992) (Marshall II) (recognizing degree of premeditation
influences deathworthiness), cert. denied,
507 U.S. 929,
113 S.
Ct. 1306,
122 L. Ed.2d 694 (1993). The prosecutor's comments
critically bolstered the State's theory that defendant intended
to kill when he designed the plan to rob the gas station.
Although the trial court instructed the jury that it had to
rely on its own, rather than the attorneys', recollection of the
facts, defendant's murder conviction and death sentence cannot
stand. The prosecutor's summation caused irremediable damage and
rendered the court's admonition impotent. The prosecutor's
unjustified allegations concerned the critical issues of
premeditation and own conduct. Moreover, the declarations were
not even phrased as requests that the jury draw certain
inferences; rather, they were stated as factual and evidential in
nature. Given the nature of the remarks and the trial court's
refusal to cure the error despite counsel's objections, the
instruction could not have had a sufficiently curative effect to
counter the prejudice that the prosecutor's remarks likely
engendered.
Likewise, the prosecutorial misconduct requires reversal
despite the existence of evidence suggesting that defendant, by
his own conduct, purposefully murdered Donaghy. Though defendant
allegedly made numerous statements in which he admitted to
fatally shooting Donaghy, doubts regarding whether those
statements were ever made precludes a finding that the
prosecutor's characterization of Mills as a mere getaway driver
was harmless. The witnesses accusing defendant of having
admitted to committing the murder gave testimony that
contradicted other witnesses' and sometimes their own testimony.
In addition, defense counsel vigorously impeached those
witnesses, who either had criminal records or promises of a
reward conditioned upon defendant's murder conviction. Moreover,
many of these witnesses were drug users who were under the
influence of drugs or alcohol on the night of the crimes.
Besides, Mills's suicide illustrates a consciousness of guilt
that could give rise to the inference that he, not defendant, was
the triggerman. Therefore, the prosecutorial misconduct tainted
the own-conduct determination.
The circumstantial evidence implying that the killing of
Donaghy was intentional paled in comparison to the prosecutor's
ungrounded assertions that defendant had loaded and cocked the
gun during the car ride and had blindsided Donaghy. Even
assuming that the prosecutorial misconduct did not infect the
jury's determination that the murder of Donaghy was purposeful or
knowing, the baseless allegations of premeditation affected the
penalty-phase deliberations. A defendant's degree of
premeditation critically influences his deathworthiness. SeeState v. Martini,
139 N.J. 3, 53 (1994) (Martini II), cert.
denied,
516 U.S. 875,
116 S. Ct. 203,
133 L. Ed.2d 137 (1995);
Marshall II, supra, 130 N.J. at 155. The prosecutor's unfounded
exaggeration of defendant's premeditation contaminated the
penalty-phase deliberations.
The prosecutor's characterization of Mills as a mere getaway
driver requires reversal of the own-conduct determination.
Furthermore, the prosecutor's unjustified allegations that
defendant loaded and cocked the gun while Mills drove to the gas
station and that defendant approached Donaghy from the blind side
compel reversal of the purposeful-or-knowing murder conviction.
At a minimum, those accusations poisoned the penalty-phase
deliberations and mandate reversal of defendant's death sentence.
B.
The guilt-phase summation was not the only instance in which
the prosecutor acted improperly. During his opening and closing
arguments in the penalty phase, the prosecutor argued that
defendant's presentation of mitigating evidence amounted to an
attempt to evade personal responsibility for the commission of
the robbery and murder.
In his penalty-phase opening statement, the prosecutor
argued:
Use your common sense. Ask yourselves what
they present, is that based on a real fact?
Is that based on something or is it an
exaggeration? Do they have in mind a
specific diagnosis they want to reach and
then pick and choose the facts that fit that
diagnosis, and then ask yourselves what does
that have to do with this man['s] coldly,
calculated, preplanned murder of Keith
Donaghy.
What it really comes down to is
requiring Mr. Feaster to accept personal
responsibility, personal responsibility for
his acts. Mr. Feaster is personally
responsible for the ultimate act, the killing
of the innocent Keith Donaghy. That's the
ultimate act and he should be required to
accept the ultimate responsibility for that
act and that's the death penalty.
In response to defense counsel's objection and motion for a
mistrial, the prosecutor once again denied that he had made the
statement to which defense counsel objected.See footnote 1 This time, the
prosecutor claimed that he had never implied that defendant
sought to avoid personal responsibility by offering mitigating
evidence. Based on the prosecutor's misrepresentation, the court
overruled the objection and denied defendant's motion for a
mistrial.
In his penalty-phase summation, the prosecutor again failed
to refrain from referring to personal responsibility. He began
his summation as follows: "Ladies and gentlemen, it comes down
to personal responsibility. Richard Feaster is personally
responsible for the ultimate act, killing of an innocent human
being, and he must be held responsible for that act."
I concur with the Court's conclusion that the prosecutor's
argument was improper. Seeante at ___ (slip op. at 97); see
alsoState v. Bey,
129 N.J. 557, 620-21 (1992) (Bey III) (holding
prosecutor's comment that defendant's mitigating evidence was
"not an excuse" had been improper), cert. denied,
513 U.S. 1164,
115 S. Ct. 1131,
130 L. Ed.2d 1093 (1995). However, I disagree
with the Court's approach of only considering independently this
instance of prosecutorial misconduct. Rather, to measure its
effects, the misconduct should be aggregated. When considered in
its entirety, the prosecutorial misconduct was not harmless.
C.
The prosecutor again acted improperly when he cross-examined
two defense experts. At the penalty phase, Frank Dyer, a
psychologist, and Robert Latimer, a psychiatrist, testified that
defendant was amenable to rehabilitation. The prosecutor
construed the defense's line of questioning as an invitation to
demonstrate defendant's alleged future dangerousness, an
impermissible nonstatutory aggravating factor.
The cross-examination of Dyer proceeded as follows:
Q: You talk about rehabilitation in prison, if
he learns a straight trade, that's going to
rehabilitate him?
A: It would equip him with the means of making a
living.
Q: Okay.
A: I'm not saying that in and of itself is going
to produce rehabilitation.
Q: But that would be part of -- in your
evaluation of Mr. Feaster, the trade would
help in rehabilitating him from committing
other crimes?
A: That would play a role.
Q: Did you read Ms. Feldman's report about Mr.
Feaster and his selling of the money -
selling of the drugs for money?
A: Yes.
Q: Okay. And in that he describes how he saw
the other people selling drugs and realized
that they made more money than he did and
didn't have to work as hard, is that correct?
A: Yes.
Q: Okay. And that he began selling these drugs
at night after graduating from high school.
He further describes how he worked 12 hours a
day doing concrete work, would come home in
the evening, wash, eat, and go out selling
drugs. He said he did this to make money.
How is that consistent with, if you teach
Richard Feaster a trade, he will be
rehabilitated?
A: Well, as I stated before, I did not testify
that merely teaching him a trade would affect
his rehabilitation, but that it would further
that cause.
Q: Okay. But as he's describing this to Ms.
Feldman, he already has a trade, he's
working, concrete, but he wants to make
easier money later that night.
A: This defendant's perspective on life matters,
I think, would change during the lengthy
period of incarceration.
Q: Yes. Because he would be in a state prison
with other felons, correct?
A: Well, I think it would be because he would be
deprived of his liberty for an extended
period of time.
Q: He's deprived of liberty, in contact with
other felons, is that correct?
A: Well, yes.
Q: And the tendency there is to learn from those
other people?
A: I don't know if I would state that with any
degree of certainty.
Q: Well, that's part of it, isn't it?
A: Well, optim[ally] he would learn from the
people who were attempting to teach him a
trade, educate him and counsel him.
Q: The other side is if you have a tendency to
commit crimes and that's what you want to do,
that's a good school to be in for an extended
period of time?
A: Well, I will concede that.
After cross-examining Latimer regarding testimony that defendant
was very impulsive and was prone to losing control when under
stress, the prosecutor embarked on this line of questioning:
Q: What is the bottom line as far as what made
him kill an innocent human being?
A: . . . This is a young man who's very
troubled, who comes from a very troubled
home, who has a hole in his head from atrophy
of the frontal lobe on the lobe that controls
judgment and thought-out activities, who has
a low IQ to the level of borderline
retardation, who is under stress, who is
awaiting to go into the Marines, who has a
horrible child upbringing with a great deal
of repressed anger and at a given moment
commits a planned act that goes sour.
Q: What would you say about the stress that is
present in a prison system?
A: I don't understand; you have to be more
specific.
Q: Would you say that's a stressful situation,
being in a prison?
A: Prison and divorce are just about the two
most stressful things I hear from the
statisticians. Death in the family, prison,
divorce is right up there, but you have to
understand that human beings are adaptive
machines. Our brain is nothing but a machine
to adapt. People adapted to the
concentration camps. We can adapt to loss of
loved ones. We can adapt to the most
unfortunate circumstances, because that is a
function of our brain. We are machines of
adaptation, so I think that he can adapt to
the prison system.
It certainly will take a long time, and
in the prisons people are put on suicide
watch routinely, especially in lock-ups, in
jails. The most frequent suicide takes place
in the police lock-ups, in the city jails,
because --
* * *
Q: How do you think that would affect Mr.
Feaster, the stress in prison?
A: It's going to affect him the same as it
affects most people who are in prison. It's
a terrible thing.
Q: Would you say that it's more stressful than
going into the Marines?See footnote 2
A: Of course, certainly.
The prosecutor's cross-examination of Dyer and Latimer
exceeded mere rebuttal of evidence pertaining to defendant's
capacity for rehabilitation, one of defendant's proposed catch-all mitigating factors, and instead improperly attempted to
establish that defendant's alleged future dangerousness justified
the imposition of a death sentence. SeeState v. Coyle,
119 N.J. 194, 230-31 (1990) (forbidding State from advancing future
dangerousness nonstatutory aggravating factor); Rose,supra, 112
N.J. at 520-21 (same); Ramseur, supra, 106 N.J. at 321 (same).
During the cross-examination of Dyer, the prosecutor made
generalizations about prison life and strongly implied that
defendant, due to his tendency toward criminality, learn from
other prisoners to commit more crimes. Similarly, while cross-examining Latimer, the prosecutor suggested that the stress of
prison life would cause defendant to lose control and act
impulsively. These lines of questioning pertained to defendant's
alleged future dangerousness. In both instances, the prosecutor
took the conclusions of defendant's mitigation experts -- that
defendant was amenable to rehabilitation in a structured prison
environment and that stress predisposed defendant to lose control
-- and, instead of rebutting the conclusions by attempting to
prove their falsity, used them as aggravating circumstances. In
addition to appropriately asserting that prison would not
rehabilitate defendant and that defendant's lack of control was
not a mitigating circumstance, the prosecutor contended that if
defendant were allowed to spend his life in prison, incarceration
would make him a hardened criminal and cause him to lose control
and act on that enhanced criminality. A prosecutor cannot
utilize mitigating evidence to show that a defendant is a future
danger. A vast distinction exists between undermining mitigating
evidence and accepting that evidence as proof of a nonstatutory
aggravating factor. By doing the latter, the prosecutor acted
improperly.
The Court determines that if the prosecutor had improperly
asserted the future dangerous nonstatutory aggravating factor,
the court's curative instruction rendered the error harmless.
Ante at ___ (slip op. at 100). I do not agree. I believe that
the assertion of defendant's alleged future dangerousness, when
considered along with the prosecutor's improper comments at the
guilt-phase and penalty-phase summations and the penalty-phase
opening argument, necessitates reversal of defendant's death
sentence. SeeState v. Pennington,
119 N.J. 547, 611 (1990)
(Handler, J., concurring and dissenting) (concluding assertions
of future dangerousness, among other prosecutorial misconduct,
required reversal of death sentence); State v. Long, 119 N.J.
439, 526-27 (1990) (Handler, J., concurring and dissenting)
(same).
D.
The Court has often forcefully condemned prosecutorial
misconduct. Forty-three years ago, Chief Justice Vanderbilt
wrote:
A public prosecutor must not only be zealous
in enforcing the law, he must consistently
refrain from any conduct that is lacking in
the essentials of fair play. Where his
conduct has crossed the line and resulted in
foul play, we have not hesitated to reverse
the decision below and remand it for a new
trial. The right to a fair trial must be
preserved by every means at our command.
[State v. D'Ippolito,
19 N.J. 540,
550 (1955).] See alsoState v. West,
29 N.J. 327, 338 (1959) ("[The
prosecutor] is not an ordinary adversary; he represents the State
whose interest is served by an untainted judgment firmly rooted
in facts alone."). Despite the fact that the prosecutor in this
case crossed the line and engaged in foul play, the Court
hesitates to reverse defendant's murder conviction and death
sentence. In so doing, the majority disregards this Court's
pledge to patrol vigilantly prosecutorial misconduct in capital
cases. In Ramseur, supra, 106 N.J. at 323-24, this Court wrote:
Prosecutors in capital cases are hereby on
notice that in the future, this Court will
not hesitate to refer on its own motion
possible violations of the special ethical
rules governing prosecutors to the
appropriate district ethics committee for
disciplinary action. We are well aware that
within the legal profession the prosecutor's
double calling -- to represent vigorously the
state's interest in law enforcement and at
the same time help assure that the accused is
treated fairly and that justice is done -- is
uniquely challenging. That challenge is what
makes the prosecutor's mission such a
difficult one and such an honorable one. A
prosecutor willing to engage in proscribed
conduct to obtain a conviction in a capital
case betrays his oath in both its respects.
Not only does he scoff at rather than seek
justice, he also represents the state poorly.
Because death is a uniquely harsh sanction,
this Court of necessity will more readily
find prejudice resulting from prosecutorial
misconduct in a capital case than in other
criminal matters; prosecutors who fail to
take seriously their particularly stringent
ethical obligations in capital cases thus
strongly risk postponing, and even
jeopardizing, the enforcement of the law. We
are confident that our prosecutors will be
equal to this ethical challenge, but we also
stand ready to take whatever action is
required to remedy any abuses.
[(emphasis added).]
In this case, the majority does not assiduously guard against
prosecutorial excess. Rather, the Court deceptively deflates the
prejudicial impact of the prosecutorial misconduct by isolating
each instance of impropriety and overstating the strength of the
State's case against defendant.
Sadly, the Court's decision is not an aberration. With the
exception of Rose, supra, 112 N.J. at 524, this Court has
repeatedly rejected powerful claims of prosecutorial misconduct
in capital cases. SeeHarvey II, supra, 151 N.J. at 216-20;
State v. Marshall,
123 N.J. 1, 152-64 (1991) (Marshall I), cert.
denied,
507 U.S. 929,
113 S. Ct. 1306,
122 L. Ed.2d 694 (1993);
State v. Hightower,
120 N.J. 378, 411-12 (1990) (Hightower I);
State v. Koedatich,
112 N.J. 225, 320-25 (1988) (Koedatich I);
State v. Biegenwald,
106 N.J. 13, 40-41 (1987) (Biegenwald II);
Ramseur, supra, 106 N.J. at 323. By not reversing defendant's
capital-murder conviction and death sentence despite deplorable
and prejudicial prosecutorial misconduct, this Court's promise in
Biegenwald II, supra, 106 N.J. at 40, to "scrupulously review"
claims of prosecutorial misconduct in capital cases appears
illusory.
II
The trial court imposed maximum sentences on defendant's
robbery and possession of an unlawful weapon convictions. The
court sentenced defendant to a consecutive twenty-year prison
term with a ten-year parole disqualifier for robbing Donaghy. It
sentenced defendant to a concurrent five-year prison term with a
two-and-one-half-year parole disqualifier for possessing a sawed-off shotgun.
In the penalty-phase charge, the court informed the jury of
the maximum sentences for defendant's noncapital convictions.
The court did not tell the jury that it would, or was likely to,
impose consecutive sentences. The court also instructed the jury
that "[t]he possible sentences for the other convictions should
not influence your decision regarding the appropriateness of a
death sentence on the murder charge." In my opinion, by not
informing the jury that it was likely to impose a consecutive
sentence for the robbery conviction, the court committed
reversible error. SeeState v. Harris, ___ N.J. ___, ___ (1998)
(Handler, J., dissenting) (slip op. at 49-55). The court's
instruction to disregard the noncapital sentences was erroneous.
SeeState v. Nelson, __ N.J. __, __ (1998) (slip op. at 21-22).
The error demands reversal of defendant's sentence. Seeid. at
__ (Handler, J., dissenting) (slip op. at 20).
The court's likelihood of imposing a consecutive sentence on
the robbery conviction can be inferred from its ultimate
imposition and the history of courts consistently imposing
consecutive sentences in capital cases. In Harris, supra, ___
N.J. at ___ (Handler, J., dissenting) (slip op. at 50), State v.
Morton, __ N.J. __, __ (1998) (slip op. at 18), and State v.
Nelson, __ N.J. __, __ (1998) (slip op. at 9), the trial courts
imposed maximum consecutive sentences on each defendant's
noncapital convictions. The trial court in State v. Martini,
131 N.J. 176, 207 (1993) (Martini I), cert. denied,
516 U.S. 875,
116 S. Ct. 203,
133 L. Ed.2d 137 (1995), imposed the defendant's
capital sentence consecutively to his kidnapping sentence. In
Loftin, supra, 146 N.J. at 333, the court imposed the defendant's
capital sentence consecutively to the life sentence he received
for committing a prior murder. Due to courts' repeated
imposition of consecutive sentences on capital defendants, one
can fairly infer that, at the time of the penalty-phase charge,
the trial court intended to levy the consecutive robbery sentence
it ultimately imposed on defendant.
Had the jury been aware that defendant would not have been
eligible for parole for forty years, the highly subjective
penalty-phase deliberations may have been affected. If defendant
had not been sentenced to death, his commission of the robbery
and murder in this case would have precluded his parole
eligibility until defendant reached the age of sixty-two, an age
at which people rarely engage in violent criminal behavior. In
State v. Davis,
96 N.J. 611, 617 (1984), this Court held that
empirical data regarding the diminished criminality of men over
fifty-five years old was relevant and admissible at the penalty
phase of a capital trial. In so holding, the Court recognized
that evidence of the inverse correlation between age and
criminality can affect the jury's determination of a capital
defendant's sentence. In this case, had the jury known that
defendant could not be eligible for parole until he was sixty-two, as opposed to believing that defendant would be parole-eligible at age fifty-two, the jury's subtle and sophisticated
weighing process could have yielded a different sentence. Thus,
I conclude that the trial court's failure to inform the jury that
it would likely impose the robbery sentences consecutively on
defendant was not harmless. On that basis alone, the Court
should vacate defendant's death sentence.
In my opinion, the trial court should have instructed the
jury that it could consider defendant's parole ineligibility as
mitigating evidence. SeeLoftin, supra, 146 N.J. at 428
(Handler, J., dissenting). Moreover, I believe that instructing
the jury to disregard defendant's noncapital sentence is
irrational and confusing. Seeid. at 427 (Handler, J.,
dissenting); see alsoNelson, supra, __ N.J. at __ (slip op. at
14-18) (Handler, J., concurring) (stating consequences of
defendant's other, noncapital sentences should be explained to
jury and considered as mitigating evidence). The Court has
repeatedly required trial courts to inform juries of the
practical effects of their sentences. Seeid. at 370; Martini I,
supra, 131 N.J. at 311; Bey III, supra, 129 N.J. at 601. Yet,
requiring juries to disregard defendant's aggregate noncapital
sentence "has the effect of . . . telling them to be `blind' to
this fact." Loftin, supra, 146 N.J. at 427. In order to protect
defendant's rights to fundamental fairness and to be free from
cruel and unusual punishment, the jury should be able to consider
defendant's noncapital sentences when determining whether he
lives or dies.
Therefore, I conclude that defendant's death sentence should
be reversed because the trial court did not inform the jury that
the court would likely impose a consecutive sentence on the
robbery conviction and because the court instructed the jury to
disregard defendant's noncapital sentences.
III
Defendant's trial was riddled with errors. In addition to
the court's guilt-phase charge being internally contradictory and
incorrect, pernicious prosecutorial misconduct pervaded the guilt
and penalty phases. Moreover, the trial court's ultimate-outcome
instruction was erroneous and prejudicial. The Court disregards
these defects and affirms defendant's convictions and death
sentence. I dissent.
SUPREME COURT OF NEW JERSEY
A-
1 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
RICHARD FEASTER,
Defendant-Appellant.
O'HERN, J., dissenting.
In this capital case, the trial court erroneously instructed
the jury that its verdict on the murder charge had to be
unanimous, whether it found defendant guilty as a principal,
accomplice, or co-conspirator. That instruction deprived
defendant of the fair-trial right to have some of the jurors
convict defendant of murder on non-death-eligible grounds. SeeState v. Brown,
138 N.J. 481 (1994). Although I dissented from
the Court's holding in Brown because I believed that the State
was entitled to an "acquittal-first" verdict on the charge of
capital murder, I believe with equal conviction that the Court
should adhere to its precedent.
In this case, the Court finds the error to be harmless. It
is true that other parts of the instruction, and the verdict
sheet itself, suggested to the jury that it was not required to
be unanimous on the own-conduct triggering element of capital
murder. However, we have held that contradictory instructions
are inherently inadequate. State v. Moore,
122 N.J. 420, 433
(1991).
I
We first addressed, in State v. Coyle,
119 N.J. 194 (1990),
the issue of sequential charges that preclude the simultaneous
consideration of non-death-eligible forms of murder with death-eligible forms. In Coyle, the trial court instructed the jury
that it could not consider the offense of passion/provocation
manslaughter without first acquitting the defendant of murder.
We held that the trial court's instruction had the "potential to
foreclose jury consideration of whether passion/provocation
should reduce an otherwise purposeful killing from murder to
manslaughter." Id. at 222.
The Court, thereafter, has consistently held that trial
courts should instruct juries to consider non-capital forms of
murder simultaneously with capital murder. SeeState v. Mejia,
141 N.J. 475, 483-85 (requiring simultaneous consideration of
intent-to-kill murder and SBI murder); Brown, supra, 138 N.J. at
519 (requiring simultaneous consideration of murder as principal
or accomplice). Coyle, Brown, and Mejia together stand for the
proposition that when a rational basis exists for a jury to
convict a capital defendant of a non-death-eligible alternative
form of homicide,See footnote 3 not only must a trial court charge that
offense, but it must charge it in such a way that the jury will
consider it simultaneously with the consideration of death-eligible murder. The Court agrees with that proposition of law.
Ante at ___ (slip op. at 32).
In this case, however, the impermissible sequencing of an
alternative, but not lesser-included, theory of non-capital
murder removed a legitimate verdict from this jury by requiring
unanimity when a non-unanimity charge was required. This error
deprived defendant of a fair trial and requires that we now
reverse the capital-murder conviction.
II
The trial court incorrectly instructed the jury that it
could not consider accomplice liability unless and until it had
acquitted Feaster of murder by his own conduct. Then, and only
then, was the jury free to consider accomplice liability:
In this case the State contends that the
defendant Richard Feaster, committed the
offenses for which he is charged, the murder,
the felony murder, the robbery, I'm talking
about those in particular right now, against
Keith Donaghy by his own conduct.
If you are convinced of that beyond a
reasonable doubt, then you need not consider
the alternative type of culpability or
responsibility, that is, where a defendant
may be found guilty of an offense because of
the conduct of another person for whom he is
legally accountable.
. . . .
If you are not convinced beyond a reasonable
doubt that the defendant acted by his own
conduct in committing these crimes, then you
may consider and should consider whether he
should be found guilty of them because of
being legally accountable as an accomplice of
such other person, and you'll only consider
these instructions on accomplice liability if
you first determine that he is not directly
responsible by his own conduct.
[Emphasis added.]
To compound the error, the court added an incorrect unanimity
requirement:
As I previously instructed, any verdicts
rendered must be unanimous on any of these
charges, whether it be murder, aggravated
manslaughter, reckless manslaughter,
accomplice liability. Your verdicts must be
12 to 0 to be a verdict. I'm going to give
you further instructions on that as we go
along. All 12 jurors must agree that he's
either guilty or not guilty of any of the
charges that you are considering.
[Emphasis added.]
Pursuant to Brown, no verdict on a theory of liability
(accomplice, principal, or conspirator) need be unanimous.
Brown, supra, 138 N.J. at 519-20.
The court repeated the error, mandating incorrect sequencing
that required unanimity:
I then explained to you the concept of
accomplice liability and I told you if you
find that the defendant did not commit the
crimes by his own conduct, that you should
consider whether he should be found guilty
because of being legally responsible as an
accomplice for the conduct of another under
all those principles that I explained.
Finally, the court repeated the incorrect sequencing in
connection with the own-conduct charge:
A defendant may be found guilty of murder
either because he committed the murder by his
own conduct or [as] an accomplice in the
murder. I've just given you a detailed
description, an explanation of the principles
of accomplice liability, and I told you that
you would consider that only if you first
determined that the defendant did not commit
the murder by his own conduct.
[Emphasis added.]
As the majority observes, there are portions of the charge
that correctly instruct the jury on the non-unanimity option.
For example, in describing the meaning of the own-conduct
requirement, the court stated:
If you have a reasonable doubt as to whether
the killing was by his own conduct or if you
are unable to reach a unanimous decision
beyond a reasonable doubt as to whether the
defendant committed the murder by his own
conduct, as distinguished from being
responsible for it as an accomplice, that is
a permissible final verdict on this issue and
that, again, would result in the imposition
of a mandatory sentence for murder of at
least [thirty] years in prison, up to life,
but at least [thirty] without parole.
However, at the conclusion of that portion of the charge, the
court again told the jury that accomplice liability need not be
considered unless and until the jury rejected the theory that
defendant committed the homicide by his own conduct:
[I]f you find the defendant guilty of murder,
and regarding the by-his-own-conduct
question, if you have found him guilty of
murder and if it becomes appropriate for you
to reach that question, those do not have to
be unanimous, as I already explained to you.
It is impossible to reconcile mandated requirements of
sequential and unanimous deliberation with the later instruction
on non-unanimity. The instructions were internally
contradictory. The sequential instructions were incorrect and
prevented the jury from simultaneously considering the alternate
theories of guilt of non-capital murder. The verdict sheet given
to the jury neither directed the jury to deliberate on the
questions simultaneously, nor did it propose by-his-own-conduct
and accomplice liability as equal alternatives.
As noted, Brown held that in order to return a conviction of
murder a jury need not be unanimous on the theories of
responsibility if the alternate theories apply to commission of
the same act and each of them supports the conviction. Id. at
511. In Brown, the issue, as here, was one of accomplice
liability. Brown and his girlfriend were both potentially guilty
of having committed the murder, either as principal or as an
accomplice of the other. The Brown Court held that a non-unanimous verdict on the theory of the homicide was acceptable
and, indeed, required. Id. at 511-12. Acquittal-first charging
is simply incorrect.
The error in this case, as it was in Brown, is that a jury
cannot be told it must acquit as a principal before it can
consider culpability as an accomplice. A murder conviction will
surely stand if the jury is split between the two theories of
liability. Id. at 508. In addition, the instruction to the jury
that any verdicts rendered must be unanimous on any of the
charges--"whether it be murder, aggravated murder, reckless
manslaughter, accomplice liability . . . [y]our verdicts must be
12 to 0 to be a verdict"--flatly contradicts the holding in Brown
by requiring a unanimous verdict on the accomplice-liability
question. When two instructions are given, one right and the
other wrong, a reviewing court cannot determine which charge the
jury followed. In Moore, supra, 122 N.J. at 432, contradictory
instructions concerning diminished capacity "placed the burden on
the defendant to disprove an essential element of the crime" in
one section of the charge while maintaining that the burden of
proof on the elements "remains on the State throughout the whole
trial of the case." The Court stated that such "[c]ontradictory
and inconsistent charges are inherently inadequate as they
`create a reasonable likelihood that a juror understood the
instructions in an unconstitutional manner.'" Id. at 433
(quoting Humanik v. Beyer,
871 F.2d 432, 442 (3d Cir.), cert.
denied,
493 U.S. 812,
110 S. Ct. 57,
107 L. Ed.2d 25 (1989)).
"Although the court [in Moore] reinstructed the jury as well that
the defendant's failure to disprove the requisite mental state
did not relieve the State of its burden, we `cannot say with any
degree of confidence which interpretation [the] jury adopted.'"
Id. at 434 (quoting Mills v. Maryland,
486 U.S. 367, 383,
108 S.
Ct. 1860, 1870,
100 L. Ed.2d 384, 399 (1988)). So too in this
case we cannot say with any degree of confidence that the jurors
understood the instructions in a constitutional manner. At best,
the jury had to have been hopelessly confused regarding this most
crucial part of the case.
III
The majority acknowledges that there was error but concludes
that the error was harmless. The Court states that "the
alternatives of own-conduct murder and accomplice-liability
murder presented the jury with one indivisible issue to resolve."
Ante at ___ (slip op. at 33). That statement is incorrect.
Although largely mirroring the common-law distinction between
principal and accomplice liability, the own-conduct concept is
"simply irrelevant to the question of whether defendant is guilty
of purposeful or knowing murder." State v. Gerald,
113 N.J. 40,
100 (1988).
During guilt-phase proceedings, the jury
first must determine whether defendant should
be convicted of murder, considering, where
appropriate, principles of vicarious
liability under N.J.S.A. 2C:2-6 [such as
accomplice or conspiratorial liability].
Only after it has unanimously found defendant
guilty of purposeful and knowing murder
should the jury turn to the question of
whether defendant committed the homicidal act
by his or her own conduct.
[Ibid.]
The own-conduct analysis requires a slightly different
factual inquiry by a jury than the analysis of principal and
accomplice liability. This is because a judgment must be made as
to whether a defendant's participation in the homicidal act was
qualitatively sufficient to make the defendant death eligible.
For example, in Gerald, the defendant was one of several
involved in the beating of an elderly person. We there held that
the "own-conduct" language[] does not
necessitate a specific finding that the
defendant's actions standing alone caused the
victim's death. The relevant inquiry is
whether or not the defendant actively and
directly participated in the homicidal act,
i.e., in the infliction of the injuries from
which the victim died. The critical elements
are that [the] defendant in fact acted, and
the immediacy of his conduct to the victim's
demise.
[Id. at 97.]
It is thus incorrect to state that the two concepts "presented
the jury with one indivisible issue to resolve." Ante at ___
(slip op. at 33); seeState v. Chew,
150 N.J. 30, 74 (1997)
(explaining why it was correct not to charge on accomplice
liability in the own-conduct part of that case). The error was
particularly harmful in this case in which the State offered
several inculpatory statements attributed to defendant through
witnesses whose testimony was sharply contested. Defendant
attacked the credibility of the State's witnesses, pointing out
that a cellmate who heard defendant say he shot a man "point
blank" had difficulty identifying defendant, that another witness
desired an award upon defendant's conviction, and, finally, that
there were inconsistencies between many witnesses' in-court and
out-of-court statements.
The proper disposition is for the jury to decide during the
guilt phase, as Gerald requires, whether the defendant should be
convicted of murder considering, where appropriate, principles of
vicarious liability. Once the jury finds defendant guilty, it
must then determine whether it was defendant's own conduct that
caused the death. If the two issues subsumed each other, there
would be no necessity for an own-conduct charge when a murderer
acts alone. For example, in State v. Biegenwald, we held that
the failure to instruct the jury on accomplice liability, when
neither that theory nor facts supporting such a charge was ever
put before the jury, was not error.
126 N.J. 1, 19 (1991). The
Biegenwald holding does not affect a jury's obligation to make a
finding on the own-conduct issue. A jury must unanimously
conclude that a defendant committed the charged murder by his or
her own conduct to make that defendant death eligible. Simply
stated, the two principles, although similar, are not identical.
Chew, supra, 150 N.J. at 74. Hence, in a capital case, there
should first be a finding of guilt of murder in which the jury
should simultaneously consider whether it was as principal,
accomplice, or co-conspirator. Only then should the jury
consider whether defendant caused that murder by his own conduct.
I would suggest the verdict sheet currently in use be
revised as follows:
NOTE: THIS FORM ONLY DIFFERS FROM G (1), SUPRA BY THE
ADDITION OF ACCOMPLICE LIABILITY WITHOUT PAYMENT OR
PROMISE OF PAYMENT.
Jury Verdict
1. ON THE CHARGE OF MURDER (CONSIDERING GUILT AS A PRINCIPAL
ACCOMPLICE OR CO-CONSPIRATOR), OUR VERDICT IS:
A. NOT GUILTY OF MURDER---------------------/____/
B. GUILTY OF MURDER ------------------------/____/
C. NOT GUILTY BECAUSE OF INSANITY-----------/____/
(IF YOU FOUND DEFENDANT GUILTY OF MURDER, DID
HE (CHECK "i," "ii," OR "iii").)
i. PURPOSELY OR KNOWINGLY
CAUSE DEATH [OR PURPOSELY OR KNOWINGLY
CAUSE SERIOUS BODILY INJURY RESULTING IN
DEATH WHILE DEMONSTRATING RECKLESS
INDIFFERENCE AS TO WHETHER HIS CONDUCT
WOULD CAUSE DEATH]See footnote 4------------------/____/
ii. PURPOSELY OR KNOWINGLY CAUSE
SERIOUS BODILY INJURY RESULTING
IN DEATH----------------------------/____/
Case will not proceed to a penalty phase.
iii. UNABLE TO AGREE UNANIMOUSLY AS
BETWEEN "i" AND "ii"----------------/____/
Case will not proceed to a penalty phase.
IF YOU HAVE FOUND DEFENDANT GUILTY OF MURDER AND
CHECKED "i" ABOVE THEN CHECK "a," OR "b," BELOW.
a. BY HIS/HER OWN CONDUCT--------------/____/
Case will proceed to penalty phase.
b. BECAUSE OF THE CONDUCT OF ANOTHER UNDER PRINCIPLES
OF VICARIOUS LIABILITY ------------/----/
c. UNABLE TO AGREE UNANIMOUSLY AS BETWEEN
"a" and "b"----------------------/____/
Case will not proceed to a penalty phase.
2. ON THE CHARGE OF AGGRAVATED MANSLAUGHTER, OUR VERDICT IS:
(DO NOT ANSWER NUMBER 2 UNLESS YOUR VERDICT
IS NOT GUILTY OF MURDER "1A.")
A. NOT GUILTY OF AGGRAVATED MANSLAUGHTER----/____/
B. GUILTY OF AGGRAVATED MANSLAUGHTER--------/____/
3. ON THE CHARGE OF RECKLESS MANSLAUGHTER, OUR VERDICT IS:
(DO NOT ANSWER NUMBER 3 UNLESS YOUR VERDICTS
ARE NOT GUILTY OF MURDER "1A" AND NOT GUILTY
OF AGGRAVATED MANSLAUGHTER "2A.")
A. NOT GUILTY OF RECKLESS MANSLAUGHTER------/____/
B. GUILTY OF RECKLESS MANSLAUGHTER----------/____/
4. ON THE CHARGE OF FELONY MURDER, OUR VERDICT IS:
(DO NOT ANSWER NUMBER 4 IF YOU CHECKED "1C"
INSANITY.)
A. NOT GUILTY OF FELONY MURDER--------------/____/
B. GUILTY OF FELONY MURDER------------------/____/
G(3)-2
SUPREME COURT OF NEW JERSEY
NO. A-1
SEPTEMBER TERM 1997
ON APPEAL FROM
Law Division, Superior Court, Gloucester County
ON CERTIFICATION TO
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
RICHARD FEASTER,
Defendant-Appellant.
DECIDED
July 30, 1998
Chief Justice Poritz
PRESIDING
OPINION BY
Justice Stein
CONCURRING OPINION BY
DISSENTING OPINIONS BY
Justices Handler and O'Hern
CHECKLIST
AFFIRM
REVERSE
CHIEF JUSTICE PORITZ
X
JUSTICE HANDLER
X
JUSTICE POLLOCK
X
JUSTICE O'HERN
X
JUSTICE GARIBALDI
X
JUSTICE STEIN
X
JUSTICE COLEMAN
X
TOTALS
5
2
Footnote: 1 RPC 3.3(a)(1) forbids attorneys from knowingly
"mak[ing] a false statement of material fact . . . to a
tribunal." If the prosecutor was aware that he was falsely
denying that he had made improper comments to the court, he twice
committed a severe violation of his ethical obligation to be
candid toward the tribunal. The fact that he made two false
denials suggest that his misrepresentations were not accidental.Footnote: 2 The reference to the Marines came from the fact that,
at the time of the murder, defendant was about to join the
Marines, which according to Kevin Wrigley was one reason why
defendant wanted to know what it was like to kill. The
prosecutor insinuated that because the stress of entering the
Marines caused defendant to kill, the stress of being
incarcerated could have a similar effect.Footnote: 3Non-death-eligible forms of murder include murder as an
accomplice or conspirator and murder in the heat of passion or
provocation. Formerly, serious-bodily-injury murder (SBI murder)
was an alternative form of homicide, not a lesser-included
offense of intent-to-kill murder, that also had to be charged
simultaneously. By virtue of constitutional amendment and
statutory change, SBI murder is now death-eligible. N.J. Const.
art. I, para. 12; L. 1993, c. 111 (signed May 5, 1993); State v.
Mejia,
141 N.J. 475, 482 (1995).Footnote: 4 2Bracketed language to be used without brackets for murders
occurring after December 3, 1992. State v. Cooper,
151 N.J. 326,
376-77 (1997); seeState v. Harris,
141 N.J. 525, 548 (1995).