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Case Law - save on Lexis / WestLaw. Original MSWord Version This case can also be found at 185 N.J. 345, 886 A.2d 633.
SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized). Argued October 12, 2005 -- Decided December 8, 2005 ZAZZALI, J., writing for a unanimous Court. Mihaela Creanga testified that on September 29, 2000, while stopped at a traffic light in Cherry Hill, she was struck from behind by a van owned by Lucent Technologies and driven by one of its employees; following which, two days later, she went into labor and gave birth to one of her twins, who died almost immediately. She brought suit, claiming that the automobile accident induced her premature labor, causing the death of her child. Her physician, Dr. Faramarz Zarghami, stated that the accident caused the miscarriage. He based that opinion on a differential diagnosis of Mihaelas injury. Defendants successfully moved to preclude the physicians testimony on the basis that it was a net opinion, an opinion based on bare conclusions untethered to facts. The trial court granted defendants motion and dismissed the complaint. The Appellate Division affirmed. This Court granted Creangas petition for certification.
New Jersey Rule of Evidence 702 governs the admission of expert testimony. The
dispute in this appeal is whether Dr. Zarghamis expert testimony is sufficiently reliable
to be admitted into evidence under the Rule.
To determine sufficient reliability, we must consider whether differential diagnosis is admissible as
a general matter and, then, whether Dr. Zarghamis differential diagnosis is admissible. If
so, we then must consider whether the courts below erred when they precluded
Dr. Zarghamis opinion as a net opinion. (pp. 10-11)
2. A differential diagnosis is a medical construct for determining which one of two
or more diseases or conditions a patient is suffering from, by systematically comparing
and contrasting their symptoms. Whereas most physicians use the term to describe the
process of determining which of several diseases is causing a patients symptoms, courts
have used the term to describe the process by which causes of the
patients condition are identified. (p. 11)
3. The first step in properly conducting a differential diagnosis is for the expert
to rule in all plausible causes for the patients condition. The issue is
which of the competing causes are generally capable of causing the patients symptoms
or mortality. Second, after the expert rules in plausible causes, the expert then
must rule out those causes that did not produce the patients condition, the
ruling out based on a continuing examination of the evidence so as to
reach a conclusion as to the most likely cause of the findings in
a particular case. (pp. 11-12)
Differential diagnosis testimony has been permitted in New Jersey in toxic tort cases.
Those cases do not suggest that its use is limited to only toxic
tort cases. At the federal level, the use of differential diagnosis has been
broadly accepted. Several state courts also have accepted differential diagnosis as a reliable
form of expert testimony. Because of the widespread acceptance of differential diagnosis in
the medical community, the recognition of the technique in state and federal courts,
and its compatibility with our rules of evidence and prior case law, we
conclude that a trial court may admit an experts differential diagnosis into evidence.
To be admitted, the expert witness must demonstrate that the proper diagnostic procedures
were followed. (pp. 13-14)
5. The Appellate Division held that Dr. Zarghamis testimony was a net opinion because
his opinion was based solely on his subjective belief. Dr. Zarghamis conclusion was
supported by his own records, other hospital records, his patients past treatment history,
and his interview with his patient the day after the miscarriage. His testimony
was improperly excluded. (pp. 19-22)
The judgments of the trial court and Appellate Division are REVERSED and the
matter is REMANDED to the trial court for reinstatement of the complaint.
CHIEF JUSTICE PORITZ and J USTICES LONG, LaVECCHIA, ALBIN, WALLACE and RIVERA-S OTO join in
JUSTICE ZAZZALIs opinion
SUPREME COURT OF NEW JERSEY A- 100 September Term 2004 MIHAELA CREANGA and RADU CREANGA,
Plaintiffs-Appellants,
v.
Defendants-Respondents.
Argued October 12, 2005 Decided December 8, 2005
On certification to the Superior Court, Appellate Division.
Gerard J. Martillotti argued the cause for appellants (Davis & Martillotti, attorneys; Mr.
Martillotti and Stephanie A. Gahagan, on the brief).
Thomas M. Madden argued the cause for respondents (Hack, Piro, ODay, Merklinger, Wallace
& McKenna, attorneys). According to plaintiffs deposition testimony, on the morning of September 29, 2000, while operating a car that was stopped at a traffic light on Route 70 in Cherry Hill, she was struck from behind by a van owned by Lucent Technologies and driven by an employee of Lucent. Plaintiff was wearing a seat belt when the accident occurred. She stated that, on impact, it was like my whole body went up, you know, forward. Plaintiff was thirty-six years old at the time and twenty-four weeks pregnant with twin boys. When her car was struck, she was en route to her job as a medical assistant in the office of Dr. Klessa. After the accident, plaintiff continued on to work. While at work she began feeling some discomfort and was examined by Dr. Klessa who adjusted her neck and checked her vital signs. Two days after the accident, at about noon on October 1, 2000, plaintiff experienced contractions and vaginal bleeding. Plaintiff believed that she was in labor and, at around 2:00 p.m., she went to the emergency room at Kennedy Memorial Hospital in Stratford. On arrival, plaintiff was treated by a resident doctor who determined that she was in labor and attempted to stop the delivery. That doctor called in her regular physician, Dr. Faramarz Zarghami, to assist in plaintiffs care and treatment. Dr. Zarghami attempted to stop delivery of the twins, but, despite those efforts, plaintiff gave birth to one of the twins, who died almost immediately after delivery. Dr. Zarghami was able to halt delivery of the second baby who subsequently was born healthy. At a postpartum visit, Dr. Zarghami informed plaintiff that he believed that the premature delivery was from the car accident. Plaintiff commenced an action against Lucent and the Lucent driver-employee in which she alleged that the accident was the cause of death of the fetus. In preparation for trial, plaintiff conducted a videotape de bene esse deposition of Dr. Zarghami, her treating physician and expert witness. Because Dr. Zarghamis opinion is at the core of both issues in this appeal, we provide a detailed review of his testimony. At his deposition, Dr. Zarghami testified on direct-examination that plaintiff is a very healthy person whom he had seen on multiple occasions in relation to her pregnancy. He examined her on September 27, 2000, two days before the accident, and determined that her condition was normal. More specifically, he stated that at the time of that examination her blood pressure was okay, a urine exam was normal, she had no swelling or edema, her uterus for a single pregnancy should have been 24 for her size, it was 27 sonometers, which is related to the twin pregnancy, I heard the fetal heart tone, and she offered no complaint in terms of contraction or bleeding or discharge.
Two days after the accident, on October 1, 2000, Dr. Zarghami was called
to the hospital to assist and care for plaintiff because she was in
premature labor. He participated in the delivery of one of the twins who,
according to the doctor, was born alive and probably gasped one or two
times and then [stopped] breathing. The other twin remained inside the womb and,
after receiving permission from plaintiff, the doctors closed plaintiffs open cervix so that
she could continue that pregnancy.
Q. But what do you base --
A. And then within two days after the car accident she went into
labor.
Q. But do you have any information that she suffered a direct trauma
to her abdomen during that car accident?
A. What information do you need?
Q. Did she tell you that?
A. No. Actually, when I was trying to figure out why she went
[in]to premature labor, went to her history, she said by the way I
did have [an] accident, because I did ask her did you have any
trauma or anything to your belly. She said I was rear-ended by a
car two days ago but Im not sure that thats related to this.
I said well its concomitant and it should be related because I have
no reason for you to go into premature labor. Q. If she had not had direct trauma to her abdomen, would your opinion still be the same?
A. Not necessarily.
Dr. Zarghami also stated that he did not know whether plaintiff was wearing
a seat belt at the time of the accident. To prove a claim of negligence, a plaintiff must show that the defendants actions were the proximate cause of his or her injury. Reynolds v. Gonzalez, 172 N.J. 266, 282-83 (2002). Expert medical testimony often is used to demonstrate a causal link between the defendants allegedly negligent conduct and the plaintiffs injury. See generally Gardner v. Pawliw, 150 N.J. 359 (1997); Vitrano v. Schiffman, 305 N.J. Super. 572 (App. Div. 1997). New Jersey Rule of Evidence 702, which governs the admission of expert testimony, states: If scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education may testify thereto in the form of an opinion or otherwise.
[N.J.R.E. 702.]
This Court has recognized that N.J.R.E. 702
[Kemp ex rel. Wright v. State,
174 N.J. 412, 424 (2002) (quoting Landrigan
v. Celotex Corp.,
127 N.J. 404, 413 (1992).]
The only element of Rule 702 disputed in this appeal is whether Dr.
Zarghamis expert testimony is sufficiently reliable. As the Court has stated, in order
to meet that requirement the proponent of the expert testimony [is] required to
demonstrate that the experts opinion or theory [is] generally accepted within the scientific
community. Ibid. To determine sufficient reliability in this matter we must consider whether
differential diagnosis is admissible as a general matter, and, specifically, whether Dr. Zarghamis
differential diagnosis is admissible. If so, we then must consider whether the courts
below erred when they precluded Dr. Zarghamis opinion as a net opinion. As used in the medical community, a differential diagnosis is a medical construct for determining which one of two or more diseases or conditions a patient is suffering from, by systematically comparing and contrasting their symptoms. Dorlands Illustrated Medical Dictionary 377 (23d ed. 1957) [hereinafter Dorlands]; see also Ruggiero v. Warner-Lambert Co., 424 F.3d 249, 254 (2d Cir. 2005) (A differential diagnosis is a patient-specific process of elimination that medical practitioners use to identify the most likely cause of a set of signs and symptoms from a list of possible causes.) (citations omitted). Courts that have considered differential diagnosis testimony have come to use the term in ways that differ slightly from its dictionary definition. Clausen v. M/V New Carissa, 339 F.3d 1049, 1057 n.4 (9th Cir. 2003). Whereas most physicians use the term to describe the process of determining which of several diseases is causing a patients symptoms, courts have used the term in a more general sense to describe the process by which causes of the patients condition are identified. Ibid. (citations omitted). The first step in properly conducting a differential diagnosis is for the expert to rule[] in all plausible causes for the patients condition by compiling a comprehensive list of hypotheses that might explain the set of salient clinical findings under consideration. Id. at 1057. At this stage, the issue is which of the competing causes are generally capable of causing the patients symptoms or mortality. Id. at 1057-58. A differential diagnosis that rules in a potential cause that is not so capable or fails to consider a plausible hypothesis that would explain the condition has not been properly conducted. Id. at 1058 (emphasis omitted). Including even rare entities in the list ensures that such disorders are not overlooked. Ibid. (quoting Jerome P. Kassirer & Richard I. Kopelman, Learning Clinical Reasoning 112 (1991)). Second, after the expert rules in plausible causes, the expert then must rule out those causes that did not produce the patients condition by engaging in a process of elimination, eliminating hypotheses on the basis of a continuing examination of the evidence so as to reach a conclusion as to the most likely cause of the findings in that particular case. Ibid. An expert need not conduct every possible test to rule out all possible causes of a patients [injury], so long as he or she employed sufficient diagnostic techniques to have good grounds for his or her conclusion. Heller v. Shaw Indus., Inc., 167 F.3d 146, 156 (3d Cir. 1999) (quoting In re Paoli R.R. Yard PCB Litig., 35 F.3d 717, 761 (3d Cir. 1994), cert. denied, 513 U.S. 1190, 115 S. Ct. 1253, 131 L. Ed.2d 134 (1995)). Differential diagnosis testimony has been permitted in New Jersey on the causation issue in toxic tort cases. See Lapka v. Porter Hayden Co., 162 N.J. 545, 557 (2000); Rubanick v. Witco Chem. Corp., 125 N.J. 421, 450-51 (1991). Those cases that have permitted such testimony do not suggest that its use is limited to only toxic torts and we see no basis for such a limitation. See generally Lapka, supra, 162 N.J. 545; Rubanick, supra, 125 N.J. 421. Indeed, at the federal level, the use of differential diagnosis has been broadly accepted. The United States Court of Appeals for the Third Circuit has recognized that differential diagnosis generally is a technique that has widespread acceptance in the medical community. Paoli, supra, 35 F. 3d at 758; see also Westberry v. Gislaved Gummi AB, 178 F.3d 257, 262 (4th Cir. 1999) (stating that differential diagnosis has widespread acceptance in the medical community, has been subject to peer review, and does not frequently lead to incorrect results) (citation omitted); Heller, supra, 167 F. 3d at 154-55 (noting that differential diagnosis consists of a testable hypothesis, has been peer reviewed, contains standards for controlling its operation, is generally accepted, and is used outside of the judicial context) (internal quotation marks omitted) . Several state courts also have accepted differential diagnosis as a reliable form of expert testimony. See, e.g., Carlson v. Okerstrom, 675 N.W.2d 89, 105-07 (Neb. 2004) (finding reliable differential diagnosis testimony admissible); Easum v. Miller, 92 P.3d 794, 804 (Wyo. 2004) (holding doctors differential diagnosis testimony admissible). Accordingly, because of the widespread acceptance of differential diagnosis in the medical community, the recognition of the technique in state and federal courts, and its compatibility with our rules of evidence and prior case law, we conclude that a trial court may admit an experts differential diagnosis into evidence. However, that does not mean that simply by uttering the phrase differential diagnosis, an expert can make his or her opinion admissible. Carlson, supra, 675 N.W. 2d at 105. To be admitted, the expert witness must demonstrate what he or she did and that the proper diagnostic procedures were followed when performing the diagnosis. See Clausen, supra, 339 F. 3d at 1057 (stating that federal courts, generally speaking, have recognized that a properly conducted differential diagnosis is admissible) (emphasis added). A court is justified in excluding evidence if an expert utterly fails . . . to offer an explanation for why the proffered alternative cause was ruled out. Id. at 1058 (quoting Cooper v. Smith & Nephew, Inc., 259 F.3d 194, 202 (4th Cir. 2001)). In rejecting the alternative hypotheses, the expert must use scientific methods and procedures and justify an elimination on more than subjective beliefs or unsupported speculation. Claar v. Burlington N. R.R. Co., 29 F.3d 499, 502 (9th Cir. 1994). Further, conclusions based on discredited or improperly performed diagnostic tools are suspect. Carlson, supra, 675 N.W. 2d at 106. Applying the above standards to this appeal, we conclude that the trial court should have admitted Dr. Zarghamis testimony as a properly conducted differential diagnosis. Dr. Zarghamis testimony constituted a differential diagnosis within the definition of that term because he gave an opinion on the cause of plaintiffs injury after ruling out other possible causes. See Dorlans, supra, at 377 (defining differential diagnosis). Dr. Zarghami also followed the two-step process for properly conducting a differential diagnosis. As noted, Dr. Zarghami first was required to consider all plausible causes for plaintiffs condition. Based on his testimony, the following explanations were considered for the premature labor: plaintiff had an incompetent cervix, evidenced by the fact that her mother had an incompetent cervix as well as eleven miscarriages; plaintiffs three prior abortions led to complications with her current pregnancy; the risk of carrying twins, including the higher frequency of premature births in twins; preeclampsia; high blood pressure; any infective cause that could have induced premature labor ; and the automobile accident. Because it appears that Dr. Zarghami considered a broad range of possible causes for the miscarriage, we find that he properly conducted the first part of the differential diagnosis. Dr. Zarghami then was required to rule out those causes that did not produce plaintiffs condition by engaging in a continuing examination of the facts surrounding her premature labor. In reaching his conclusion, he ruled out the possibility of an incompetent cervix because plaintiff would not have had contractions if she was suffering from that ailment. Additionally, plaintiffs mothers medical history was not viewed by Dr. Zarghami as determinative because plaintiff had had a normal pregnancy with her first child. He also explained that plaintiffs three prior abortions were not a factor in the premature delivery because, if plaintiffs cervix had been scarred during those abortions, she would not have had contractions during the premature delivery. Although the doctor admitted that there is a higher frequency of premature birth in twins, he testified that, at that point in plaintiffs pregnancy, the fact that she was carrying twins was not a factor in causing the premature labor. Further, Dr. Zarghami did not find evidence of preeclampsia, high blood pressure, or any infective cause that could have induced premature labor. Although Dr. Zarghamis testimony undoubtedly was influenced by the temporal connection between the accident and the miscarriage, the consideration of temporality is proper in this matter. As stated in Carlson, supra, 675 N.W. 2d at 106, [w]hen a patient develops symptoms after encountering an agent which is known to be capable of causing those symptoms a court is more likely to admit the testimony. Here, we note that trauma is known to be capable of causing premature labor. See Pan-American Cas. Co. v. Reed, 240 F.2d 336, 339 (5th Cir. 1957) (stating that there is evidence that trauma frequently induces premature labor). Thus, as recognized in Carlson, supra, 675 N.W. 2d at 107, Dr. Zarghamis reliance upon the temporal factor is entitled to greater weight. B ecause of Dr. Zarghamis background in treating plaintiff, as well as his reasoned analysis eliminating other explanations for the premature delivery, we conclude that his testimony was admissible as properly conducted differential diagnosis. Our holding concerning the permissibility of differential diagnosis does not conclude the matter. We also must determine whether Dr. Zarghamis opinion was, as the trial court and Appellate Division found, a net opinion and, thus, inadmissible. A. As stated in N.J.R.E. 703, an experts opinion must be based upon facts or data . . . perceived by or made known to the expert at or before the hearing. An experts conclusion is considered to be a net opinion, and thereby inadmissible, when it is a bare conclusion unsupported by factual evidence. Buckelew v. Grossbard, 87 N.J. 512, 524 (1981) ; see also Johnson v. Salem Corp., 97 N.J. 78, 91 (1984) (noting that [t] he weight to which an expert opinion is entitled can rise no higher than the facts and reasoning upon which that opinion is predicated) (citation omitted). In other words, an expert must give the why and wherefore of his or her opinion, rather than a mere conclusion. Rosenberg v. Tavorath, 352 N.J. Super. 385, 401 (App. Div. 2002) (citation omitted). Medical-opinion testimony concerning the cause of an injury must be couched in terms of reasonable medical certainty or probability; opinions as to possibility are inadmissible. State v. Freeman, 223 N.J. Super. 92, 116 (App. Div. 1988), certif. denied, 114 N.J. 525 (1989) (citation omitted). However, such testimony is not inadmissible simply because it fails to account for some particular condition or fact which the adversary considers relevant. Ibid. Applying those principles, the Appellate Division in Vitrano, supra, 305 N.J. Super. at 577, held that an experts opinion was not a net opinion because it [was] based upon the facts contained in the surgical report prepared by another physician who diagnosed the condition and performed the surgery. Additionally, in Nguyen v. Tama, 298 N.J. Super. 41, 49 (App. Div. 1997), the court admitted an experts testimony because the opinion was supported by . . . references to defendants office records, the hospital records and [the experts] own experience and, therefore, was not a net opinion. So too, in Costantino v. Ventriglia, 324 N.J. Super. 437, 451 (App. Div. 1999), the panel found that an experts opinion was not a net opinion when the expert testified based on, among other things, an interview with the plaintiff and a review of his medical records . The Appellate Division held that Dr. Zarghamis testimony is a net opinion because it found that his opinion was based solely on his subjective belief, not on facts in the case. Although plaintiff testified at her deposition that she was wearing a seatbelt at the time of the accident, the panel noted that she did not state that she suffered trauma to her abdomen or that her abdomen was struck during the accident. The panel also noted that Dr. Zarghami testified that he did not know whether plaintiff had suffered trauma to her abdomen during the accident. We share the Appellate Divisions concern that Dr. Zarghami made his diagnosis without knowing whether any specific trauma occurred to plaintiffs abdomen during the accident. We note, however, that the purpose of differential diagnosis is that it allows experts to make conclusions on medical causation in circumstances where they do not have all the necessary facts to prove a single hypothesis. A differential diagnosis does not prove one hypothesis, but rather, it allows the expert to use the facts at hand to disprove all other hypotheses. Had Dr. Zarghami specifically known that plaintiff suffered direct trauma to her abdomen, that knowledge probably would have reinforced his conclusion. But that fact simply would have supplemented the doctors conclusion; its absence does not denote that his opinion was based solely on his subjective belief as was found by the Appellate Division. Here, the doctor not only stated his conclusion but also set forth, with specificity, the reasons for coming to that conclusion. In his original written report, Dr. Zarghami noted: It is my opinion, within a reasonable degree of medical certainty that Ms. Creanga probably suffered a direct trauma to her abdomen on September 29, 2000 from the car accident that she was involved in. As a further result of this trauma, I believe her labor was initiated leading to the delivery of her first baby. At this point, there was no medical reason to suspect that labor would have been initiated at this stage of her pregnancy no other causes to initiate pregnancy were present.
Also, as discussed earlier, Dr. Zarghami explained in his de bene esse deposition
that he considered numerous alternatives in reaching his determination. See supra pp. 4-9,
15-17. He also testified that trauma is a known cause of premature labor
and noted that the accident was only a couple of days prior to
the labor. See Carlson, supra, 675 N.W.
2d at 106-07 (finding testimony relying on
temporal proximity of accident and plaintiffs condition admissible because trauma was known cause
of plaintiffs injury). Additionally, as in
Nguyen, supra, Vitrano, supra, and Costantino, supra,
Dr. Zarghamis
conclusion was supported by reference to both his records and hospital
records prepared by other doctors who had examined plaintiff, as well as his
own medical experience, his past history of treating plaintiff, and his interview with
plaintiff the day after the miscarriage. He also stated that he reached his
conclusion with a reasonable degree of medical certainty as required by Freeman, supra,
223 N.J. Super. at 116
. Accordingly, Dr. Zarghami not only provided his conclusion
that plaintiffs premature labor was caused by the automobile accident, but also gave
the why and wherefore for that conclusion. Rosenberg, supra, 352 N.J. Super. at
401. For the reasons stated, we reverse the judgments of the trial court and the Appellate Division and remand to the trial court for reinstatement of the complaint. CHIEF JUSTICE PORITZ and JUSTICES LONG, LaVECCHIA, ALBIN, WALLACE, and RIVERA-SOTO join in JUSTICE ZAZZALIs opinion.
SUPREME COURT OF NEW JERSEY
MIHAELA CREANGA and RADU
Plaintiffs-Appellants,
v.
JOHN R. JARDAL, JR., and
Defendants-Respondents.
DECIDED December 8, 2005
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