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Case Law - save on Lexis / WestLaw. Original WP 5.1 Version This case can also be found at 155 N.J. 54.
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
Argued February 18, 1998 -- Decided July 15, 1998
POLLOCK, J., writing for a majority of the Court.
This appeal presents two issues. The first is whether the statute of limitations, N.J.S.A. 2A:14-2,
bars a patient's claim for lack of informed consent against an ophthalmologist who implanted an intraocular
lens in the patient's eye, the hospital where the operation took place, and the manufacturer of the lens. The
second is whether federal law preempts the patient's state-law claims against the manufacturer of the
intraocular lens.
In September 1983, Eleanor Baird consulted Dr. Newman, an ophthalmologist, about blurred vision
in her left eye. After an examination, Dr. Newman informed Baird she had a posterior subcapsular cataract
that needed surgical removal and replacement with an implant. That same day, Baird signed a four-page
consent form.
On November 8, 1983, Dr. Newman performed the cataract removal at Valley Hospital. He inserted
an American Medical Optics (AMO) intraocular lens into Baird's left eye.
The 1976 Medical Device Amendments to the Food, Drug and Cosmetic Act, authorize the FDA to
regulate the use of intraocular lenses. At the time of Baird's surgery, the FDA had not approved AMO's
intraocular lens for general marketing to the public, but had granted AMO an investigational device
exemption. Such an exemption permits a manufacturer to conduct a clinical investigation and exempts the
manufacturer from certain requirements of the Medical Device Amendments. In a clinical investigation of a
device subject to an investigational device exemption, the FDA requires that the consent of a participating
patient be informed. The FDA previously found the consent form signed by Baird to satisfy the FDA's
minimum standards for obtaining informed consent. The form described alternative treatments, discussed
the fact that the operation was part of a clinical investigation, explained the procedure, and outlined its risks
and potential complications.
In her deposition, Baird admitted that she signed the consent form, but she did not recall reading it.
She said that Dr. Newman did not explain the consent form, that she did not know she was participating in
an investigational study, or that the FDA had not approved the lens for general marketing to the public.
Although Dr. Newman does not recall the details of his conversation with Baird, he avers that his practice
was to explain to the patient the nature of a cataract, cataract surgery, and an intraocular lens, as well as the
risks and prognosis of surgery.
Following the surgery, Baird remained in the hospital for three days because of "complications." She
had previously been told she could expect to stay overnight. Baird's eyesight worsened, and she returned to
Dr. Newman numerous times. Dr. Newman performed laser surgery in New York in March 1984, but Baird
continued to experience problems, including intermittent pain and severe eye infections. Dr. Newman
referred Baird to Dr. Bastek, a retinal specialist. Dr. Bastek saw Baird in June 1984, and recommended
another procedure -- a vitrectomy -- which involves the removal of the contents of the vitreous chamber and
replacement with a sterile saline solution. Dr. Bastek referred Baird back to Dr. Newman, but Baird
stopped seeing Dr. Newman in August 1984.
Dr. Bastek performed the vitrectomy on Baird's left eye in April 1995. Baird's eyesight, however,
did not improve. Dr. Bastek continued to treat Baird for several months after the surgery, seeing her for the
last time in June 1985. Baird consulted three other ophthalmologists between 1989 and 1993.
On or about March 24, 1991, Baird saw in the Bergen Record an advertisement placed by her
attorney's law firm. The advertisement referred to eye injuries from cataract surgery and described problems
similar to those she experienced following her surgery. On contacting the law firm, she claimed she learned
for the first time that the FDA had not approved AMO's intraocular lens for general marketing to the
public.
Baird's complaint was filed on February 6, 1992, alleging that both Dr. Newman and Valley Hospital
failed to obtain her informed consent to the cataract surgery. She did not allege claims for medical
malpractice. Baird also asserted claims against AMO including product-liability and breach of warranty.
The Law Division granted AMO's motion for summary judgment, reasoning that the 1976 Medical
Device Amendments preempted common-law claims against manufacturers of intraocular lenses to which the
FDA had granted investigational device exemptions. The court denied Dr. Newman's motion for summary
judgment based on federal preemption, but granted the motion in respect of the statute of limitations
defense. The Law Division found that Baird was fully aware she had suffered damages as a result of the
1983 cataract surgery, that a person of reasonable diligence would have known that the damages were caused
by the fault of another, and that her cause of action accrued by 1985 at the latest. The Law Division also
granted Valley Hospital's motion for summary judgment, concluding that the Hospital did not have a duty to
obtain Baird's informed consent.
The Appellate Division reversed. It held that the statute of limitations did not bar Baird's informed
consent claim, since Baird had not learned of the investigational status of AMO's intraocular device until
1991; that a more complete factual record was necessary to resolve Baird's informed consent claim against
Valley Hospital; and that AMO failed to identify how Baird's state-law claims conflicted with any federal
requirement. The Supreme Court granted certification.
HELD: Baird's claim is barred by the two-year statute of limitations period, since Baird clearly knew by 1985
that she had suffered damages because of her surgery.
1. The statute of limitations governing actions for personal injuries requires a plaintiff to commence an
action within two years after the cause of action accrues. N.J.S.A. 2A:14-2. In a medical malpractice action,
a cause of action generally accrues on the date that the alleged act or omission occurred. The discovery rule
delays the accrual of a cause of action until the injured party discovers or by an exercise of reasonable
diligence and intelligence should have discovered that he or she may have a basis for a claim. Baird filed her
action over eight years after Dr. Newman's cataract surgery. Her testimony, however, leaves no doubt that
she knew of the origin and existence of her injuries shortly after her surgery in 1983. (pp. 12-16)
2. Baird maintains that although she knew she had problems from the surgery, she did not know she had a
right to be informed of the investigational status of the intraocular lens until 1991, when she contacted her
attorney. But the statute of limitations starts running on a medical malpractice claim and an informed
consent claim at the same time -- when the injured party knows of injuries and of facts to support the
institution of either claim. Diligence requires an injured party to investigate all potential claims once he or
she knows of one claim against a defendant. Baird knew or should have known of sufficient facts to start the
statute of limitations running on both the medical malpractice and informed consent claims by 1985. (pp. 16-22)
3. The disposition of the appeal by recourse to the statute of limitations obviates the need to determine
whether the 1976 Medical Device Amendments preempt Baird's state common-law claims against AMO.
Nonetheless, the Supreme Court notes its general agreement with the Appellate Division that the Medical
Device Amendments do not preempt Baird's claims against AMO. The Court concludes that the legislative
and regulatory history, as well as federal case law, indicate that claims such as Baird's are not preempted.
Because the 1976 Medical Device Amendments do not provide a federal remedy for injured consumers,
preemption of state-law claims would eliminate any remedy for them and effectively immunize manufacturers
of investigational devices from liability. (pp. 22-28)
The judgment of the Appellate Division is MODIFIED.
JUSTICE O'HERN filed a dissenting opinion, expressing the view that the majority has improperly
fused the accrual of two separate claims, thereby avoiding resolution of the factual dispute whether Baird was
informed of the experimental nature of the eye surgery.
CHIEF JUSTICE PORITZ and JUSTICES HANDLER, GARIBALDI, and COLEMAN join in
JUSTICE POLLOCK'S opinion. JUSTICE O'HERN has filed a dissenting opinion in which JUSTICE
STEIN joins.
SUPREME COURT OF NEW JERSEY A-103/104/ 175 September Term 1997
Plaintiff-Respondent,
and
JOHN BAIRD, her husband,
Plaintiff,
v.
AMERICAN MEDICAL OPTICS, FREDERIC
NEWMAN, M.D. and VALLEY HOSPITAL,
Defendants-Appellants,
and
XYZ COMPANIES #1 through #5 and
JOHN DOES #1 through #5,
Defendants.
Argued February 18, 1998 -- Decided July 15,
1998
On certification to the Superior Court,
Appellate Division, whose opinion is reported
at
301 N.J. Super. 7 (1997).
William A. Feldman argued the cause for
appellant American Medical Optics (Feldman &
Fiorello, attorneys; Mr. Feldman and Melissa
Feldman Michalsky, on the briefs).
Melvin Greenberg argued the cause for
appellant Frederic Newman, M.D. (Greenberg,
Dauber and Epstein, attorneys).
Daniel B. Frier argued the cause for
appellant Valley Hospital (Giblin & Combs,
attorneys).
Richard Galex argued the cause for respondent
(Galex, Tortoreti & Tomes, attorneys).
The opinion of the Court was delivered by
POLLOCK, J.
This appeal presents two issues. The first is whether the
statute of limitations, N.J.S.A. 2A:14-2, bars a patient's claim
for lack of informed consent against an ophthalmologist who
implanted an intraocular lens in the patient's eye, the hospital
at which the implantation took place, and the manufacturer of the
intraocular lens. The second issue is whether federal law
preempts the patient's state-law claims against the manufacturer
of the intraocular lens, American Medical Optics (AMO).
matter to the Law Division. We granted certification.
151 N.J. 467 (1997). We modify the judgment of the Appellate Division and
remand the matter to the Law Division.
Because the matter arises on defendant's motion for summary judgment, we assume the truth of plaintiff's version of the facts and give plaintiff the benefit of all inferences that those facts support. Brill v. Guardian Life Ins. Co. of America, 142 N.J. 520 (1995); Judson v. People Bank & Trust Co., 17 N.J. 6 (1954). In 1983, Baird, who was sixty-one years old, experienced blurred vision in her left eye. On September 23, 1983, she consulted Dr. Newman, an ophthalmologist. After an examination, Dr. Newman informed Baird that she had a posterior subcapsular cataract that needed surgical removal and replacement with an implant. On the same day, Baird signed a four-page consent form. On November 8, 1983, Dr. Newman performed the cataract removal at Valley Hospital. Dr. Newman inserted American Medical Optics ACPC-55 intraocular lens into Baird's left eye. The 1976 Medical Device Amendments (MDA or Act), 21 U.S.C. 360c to 360k, 379, 379a, to the Food, Drug and Cosmetic Act (FDCA), 21 U.S.C. 301 to 395, authorizes the FDA to regulate the use of intraocular lenses (IOLs). At the time of Baird's surgery, the FDA had not approved AMO's IOL for general marketing to the public under the Pre-Market Approval (PMA)
application process.
21 U.S.C. 360e. Instead, the FDA had
granted AMO an Investigational Device Exemption (IDE) for its
IOL.
the nature of the procedure, and outlined its risks and potential
complications.See footnote 1
In her deposition, Baird admitted that she signed the
consent form, but she did not recall reading it. She said that
Dr. Newman did not explain the consent form, that she did not
know she was participating in an investigational study, or that
the FDA had not approved the lens for general marketing to the
public. Baird also stated that she was unaware of the
availability of other IOLs that the FDA had fully approved.
Notwithstanding the cataract in Baird's left eye, nothing in the
record suggests that she could not read the form. Although Dr.
Newman does not recall the details of his conversation with
Baird, he avers that "his practice was to explain to the patient
the nature of a cataract, cataract surgery, and of an intraocular
lens." He also would explain the types of intraocular lenses, as
well as the risks and prognosis of surgery.
After surgery, however, Dr. Newman informed Baird of
complications, and she remained in the hospital for three days.
would most likely be needed, but that he would first administer
Kenalog injections to increase her vision. A vitrectomy is a
procedure involving the removal of the contents of the vitreous
chamber and replacement with a sterile saline solution. Kenalog
is the trade name for a synthetic glucuosteroid. Dr. Bastek
referred Baird back to Dr. Newman and asked her to return in one
month.
the IOL in 1983 were similar to the problems described in the
advertisement. On contacting the law firm, she claimed she
learned for the first time that the FDA had not approved AMO's
IOL for general marketing to the public.
fraudulent misrepresentation, failure-to-warn, and failure to
obtain her informed consent.
The Appellate Division reversed the summary judgment in
favor of all three defendants.
301 N.J. Super. 7 (App. Div.
1997). Relying on Lombardo v. Borsky,
298 N.J. Super. 658 (App.
Div.), certif. granted,
150 N.J. 28 (1997), and appeal dismissed,
153 N.J. 44 (1998), the Appellate Division held that the statute
of limitations did not bar Baird's informed consent claim against
Dr. Newman. The court reasoned that Baird had not learned of the
investigational status of AMO's IOL until 1991. Id. at 11.
Next, the Appellate Division concluded that a more complete
factual record was necessary to resolve Baird's informed consent
claim against Valley Hospital. Id. at 12. Finally, relying on
Medtronic v. Lohr, U.S. ,
116 S. Ct. 2240,
135 L. Ed.2d 700 (1996)
, the Appellate Division reversed the lower court's
dismissal of Baird's complaint against AMO. Id. at 18. The
Appellate Division read Medtronic to hold that the MDA preempts
state common-law claims only to the extent that the FDA has
adopted a regulation inconsistent with or in conflict with a
requirement of state law. Id. at 15. Because AMO failed to
identify how Baird's state-law claims conflicted with any federal
law requirement, the Appellate Division held that federal law did
not preempt Baird's common-law claims. Id. at 18. The statute of limitations governing actions for personal injuries requires a plaintiff to commence an action within two
years after the cause of action shall have accrued. N.J.S.A.
2A:14-2.See footnote 2 The statute, however, is silent on when a cause of
action will be deemed to have accrued. Consequently, the
determination of the accrual of a cause of action is an issue for
the court. Fernandi v. Strulli,
35 N.J. 434, 439 (1961). In the
context of a medical malpractice action, a cause of action
generally accrues on the date that the alleged act or omission
occurred. Bauer v. Bowen,
63 N.J. Super. 225, 230 (App. Div.
1960).
know that the injury is attributable to the fault of another.
Tevis v. Tevis,
79 N.J. 422, 432 (1979).
The decisive question in this case is when Baird discovered or by the exercise of reasonable diligence should have discovered that her injuries were causally related to Dr. Newman's implantation of AMO's IOL in her left eye and to the alleged failure to obtain her informed consent. Baird filed this action over eight years after Dr. Newman's cataract surgery. Her testimony leaves no doubt that she knew of the origin and existence of her injuries shortly after her surgery in 1983. She does not dispute that after Dr. Newman's surgeries she experienced considerable pain and infections. She also required laser treatment. After her cataract surgery, her eyesight never improved. She knew something was not right. Nonetheless, she never asked Dr. Newman the cause of the pain, inflammation, and infection in her left eye. After Dr. Newman performed laser surgery, her eyesight was terrible, and she experienced a severe infection. She was very disillusioned as a result of the surgery, pain, the infections, and need for additional surgery. In sum, she just knew that the implant was the source of her problems. At the Lopez hearing, she testified that she felt that something was wrong following the cataract surgery, and that there had to be a problem. While she was recuperating in the
hospital, Dr. Newman told her of complications or a problem.
She stated that he did not explain the problem to her, and that
she did not inquire of him. Yet, she later overheard Dr. Newman
tell Dr. Bastek that he was referring her to him because there
was a problem. Dr. Bastek confirmed that she had a problem,
and that he needed to perform a vitrectomy. As Baird testified: Q: Did you think something was wrong with the lens? A: I just knew that there was something wrong with the surgery right from the beginning because I hadn't had those problems prior to that time.
Baird treated with Dr. Newman from September 23, 1983, to
August 9, 1984. She returned to him after cataract surgery
because she thought he was a good doctor. As her complications
continued, however, she became disillusioned with his treatment. Q: So how come you were dissatisfied with Dr. Newman . . . .? A: Well, because I felt that my problems started right from the beginning when he first did my cataract surgery. I hadn't had any problems like that before. Q: When did you start to think that? A: When he sent me to New York Eye.
Baird treated with Dr. Bastek between June 1984 and June 1985.
Although her eyesight never improved after Dr. Newman's 1983
surgery, she did not consult a physician other than Dr. Bastek
until 1989.
the state of the law positing a right of recovery upon the
facts. Burd v. New Jersey Tele. Co.,
76 N.J. 284, 291-92
(1978). Instead, the statute of limitations runs when the
injured party possesses actual or constructive knowledge of that
state of facts which may equate in law with a cause of action.
Id. at 291 (emphasis in original). The basis of such a cause
of action, is, of course, constituted solely by the material
facts of the case. Id. at 292. Thus, the statute of
limitations begins to run when the plaintiff is aware, or
reasonably should be aware, of facts indicating that she has been
injured through the fault of another, not when a lawyer advises
her that the facts give rise to a legal cause of action.
to an IDE. Id. at 661-63. Soon after the defendant, Dr. Borsky,
performed surgery, Lombardo experienced various problems,
including pain and loss of vision. Id. at 662. Dr. Borsky had
not warned Lombardo of the complications, and she suspected that
the lens and surgery had caused her injury. Ibid. Lombardo
consulted other doctors over the following five years and
underwent additional surgery. Although Lombardo thought Dr.
Borsky had done something wrong, she returned to his care in
1988. Ibid. In late 1990, after a family member read an article
concerning investigational IOLs, Lombardo learned for the first
time that she had participated in an investigational study of an
IOL. Id. at 665. Dr. Borsky admitted that he had no basis for
suggesting that she knew earlier of the investigational status of
the IOL. Id. at 667. Lombardo asserted a claim against Dr.
Borsky for failure to obtain her informed consent, but not one
for medical malpractice. Id. at 663.
did not accrue until she became aware of the IOL's
investigational status in late 1990. Id. at 667. The issue,
according to the court, was not when a cause of action accrued
against Dr. Borsky with respect to a medical malpractice case,
but rather when a cause of action accrued based on a lack of
informed consent. Id. at 663. Thus, Lombardo's informed consent
complaint could not be dismissed when there is no contention she
earlier knew or reasonably should have known the implanted lens
was experimental. Id. at 667.
Recently, another panel of the
Appellate Division disagreed with the holding in Lombardo and the
decision under review in this appeal. Bennett v. Surgical Corp.,
No. A-2019-96, 1
998 WL 241723, at *2 (App. Div. May 15, 1998).
malpractice or negligence, rather than battery. . . . [T]he
problem of informed consent is essentially one of professional
responsibility, not intentional wrongdoing, and can be handled
more coherently within the framework of negligence law than as an
aspect of battery"). The negligence lies in the physician's
failure to disclose sufficient information for the patient to
make an informed decision about the comparative risks of various
treatment options. Perna, supra, 92 N.J. at 459; Skripek v.
Bergamo,
200 N.J. Super. 620, 633 (App. Div.), certif. denied,
102 N.J. 303 (1985).
defendant, to investigate other related claims. Accordingly, we
take this occasion to overrule Lombardo.
proceeded only after Baird signed a detailed consent form that
described the investigational status of the IOL.
Our disposition of the appeal by recourse to the statute of limitations obviates the need to determine whether the MDA preempts Baird's state common-law claims against AMO. Although we refrain from determining so complex and unsettled an issue, we nonetheless note our general agreement with the Appellate
Division that the MDA does not preempt Baird's claims against
AMO.
, 116 S. Ct. at 2247 (citing
21 U.S.C. 360e(b)(1)(B)). In
comparison, the FDA approved the subject IOL pursuant to an IDE.
Although both "substantially equivalent" devices and those
approved pursuant to an IDE are exempt from the PMA process, the
FDA's review of IDE applications is somewhat more intensive. fibrillator not preempted); Niehoff v. Surgidev Corp., 950 S.W.2d 816 (Ky. 1997) (holding that plaintiff's strict liability and negligence causes of action against manufacturer of investigative IOL not preempted), cert. denied, U.S. , 118 S. Ct. 1187 (1998); Connelly v. Iolab Corp., 927 S.W.2d 848 (1996) (holding that plaintiff's negligence, strict liability, failure-to-warn, lack of informed consent, and fraud claims against manufacturer of investigative IOL not preempted), cert. dismissed sub. nom. Lolab Corp. v. Hunter, U.S. , 117 S. Ct. 2429, 138 L. Ed.2d 191 (1997) with Chambers v. Osteonics Corp., 109 F.3d 1243 (7th Cir. 1997) (holding that state common-law claims for strict liability and implied warranty of merchantability against manufacturer of IDE device preempted; negligent manufacturing claim that alleged that manufacturer had not complied with FDA requirements not preempted); Martin v. Teletronics Pacing Sys., Inc., 105 F.3d 1090 (6th Cir. 1997) (holding that plaintiff's manufacturing defect, design defect, inadequate warning, and breach of warranty causes of action against manufacturer of investigational pacemaker preempted), cert. denied, U.S. , 118 S. Ct. 850, 139 L. Ed.2d 751 (1998); Chmielewski v. Stryker Sales Corp., 966 F. Supp. 839 (D. Minn. 1997) (holding that plaintiff's negligent design, failure to warn, and strict liability claims preempted); Berish v. Richards Medical Co., 937 F. Supp. 181 (N.D.N.Y. 1996) (holding that plaintiff's negligence and strict liability causes of action against manufacturer of investigative prosthetic hip preempted, but action for negligent
manufacture not preempted to extent it alleged failure to comply
with federal regulations).
Radiation Corp.,
50 Cal. App. 4th 580, 594-95 (1996) (holding
that state law requirements imposed by negligence and strict
liability theories are based on general principles of state tort
law which were not specifically developed with respect to medical
devices); Kernats by Kernats v. Smith Indus. Medical Sys., Inc.,
669 N.E.2d 1300, 1309 (Ill. App. Ct.) (stating that plaintiff's
common-law claims based on the manufacture of the CVS catheter,
the failure to warn, and inadequate instructions, are also
'general obligations' applicable to all manufacturers and, under
the holding in Medtronic, are not requirements specifically
established for medical devices), appeal denied,
675 N.E.2d 634
(Ill. 1996) and cert. denied, U.S. ,
118 S. Ct. 684
(1998); Walker v. Johnson & Johnson Vision Prod., Inc.,
552 N.W.2d 679, 689 (Mich. Ct. App. 1996) (noting that [s]tate
common law is a law of general applicability); Wutzke v.
Schwaegler,
940 P.2d 1386, 1391 (Wash. Ct. App. 1997) (stating
that Washington's product liability law contains 'requirements
of general applicability where the purpose of the requirement
relates . . . to other procedures in addition to devices'")
(quoting 21 C.F.R. § 808.1(d)(1)), rev. denied,
953 P.2d 96
(Wash. 1998).
preempting available legal remedies, including state common-law
claims.
62 Fed. Reg. 65387 (1997) (to be codified at 21 C.F.R.
pt. 808)(proposed Dec. 12, 1997). CHIEF JUSTICE PORITZ and JUSTICES HANDLER, GARIBALDI, and COLEMAN join in JUSTICE POLLOCK's opinion. JUSTICE O'HERN has filed a separate dissenting opinion, in which JUSTICE STEIN joins. SUPREME COURT OF NEW JERSEY A-103/104/ 175 September Term 1997
ELEANOR BAIRD,
Plaintiff-Respondent,
and
JOHN BAIRD, her husband,
Plaintiff,
v.
AMERICAN MEDICAL OPTICS, FREDERIC
NEWMAN, M.D. and VALLEY HOSPITAL,
Defendants-Appellants,
and
XYZ COMPANIES #1 through #5 and
JOHN DOES #1 through #5,
Defendants.
O'HERN, J., dissenting. Only one such as Anatole FranceSee footnote 4 could adequately capture the irony in the Court's judgment. A sight-impaired woman has lost her claim that she was the unwitting subject of experimental eye surgery in part because she should have more carefully read the release form that she signed before undergoing the surgery. Ante at ___ (slip op. at 23). In order to reach that result the
Court has improperly fused the accrual of two separate claims and
thereby avoids resolution of a factual dispute whether plaintiff
was informed of the experimental nature of the eye surgery.
Must the claims of medical malpractice and lack of informed consent accrue simultaneously? I have found no jurisdiction in which a subject of a medical experiment has had an informed consent claim dismissed without resolution of the question of when the patient had been informed of the experimental nature of the procedures involved. In Anderson v. George H. Lanier Memorial Hospital, 982 F.2d 1513, 1519 (11th Cir. 1993), the medical provider argued that the nondisclosure claims were "intertwined with medical malpractice claims" and that the statute of limitations governing the malpractice claims should bar the informed-consent claims. The court disagreed. It found the claim that the patients alleged was that the hospital "did not obtain their informed consent concerning an experimental procedure." Id. at 1519. The court observed: "The appellants may have been put on notice that [the physician] negligently performed their eye surgeries. The appellants, however, were not placed on notice that they were the victims of an experimental procedure." Id. at 1520. In Shadrick v. Coker, 963 S.W.2d 726 (Tenn. 1998), an orthopedic patient was never told that a certain type of screw put in his back was experimental. He was well aware that the operation was
unsuccessful. For over three years following removal of the
screws, he continued to have pain in his back. Id. at 729. It
was not until December 17, 1993, that he saw a television program
("20-20") containing a segment on pedicle screws. He learned
from that program that the screws were experimental and had not
been approved by the Food and Drug Administration for use in the
spine. The television show also informed him that such screws
had been found to cause a number of problems to patients. Id. at
729. The Tennessee court observed that the cause of action based
on the lack of informed consent "stems from the premise that a
competent patient should be allowed to formulate an intelligent,
informed decision about surgical or other treatment procedures
the patient undertakes." Id. at 731. It found that the cause of
action based on the lack of informed consent did not accrue until
the patient viewed the 1993 television program disclosing the
experimental nature of the treatment. It reached that conclusion
even though Mr. Shadrick knew when he woke up from the surgery
that screws had been implanted without his consent, and even
though he learned just a few months later that one of the screws
had broken. Id. at 734; see also Barrett v. United States,
689 F.2d 324, 328-29 (2nd Cir. 1982) (distinguishing claim based on
negligent administration of a drug from claim based on
concealment of fact that Army used decedent as a "human guinea
pig," and finding factual dispute as to when the latter claim
accrued under the "diligence-discovery" rule).
The majority reasons that the statute of limitations should
start running on both claims when injured parties know of their
injuries and of facts sufficient to support the institution of
either a medical malpractice or an informed consent claim. Ante
at ___ (slip op. at 22). The homogenization of the two claims is
flawed.
of the operation itself. It is one thing to draw an inept
surgeon. It is another thing to be treated as a human guinea
pig.
When did this patient become aware that she was the subject of a medical experiment?
The majority notes that plaintiff cannot establish a lack of
informed consent because she signed a consent form that described
the experimental nature of the intraocular lens (IOL).
plaintiff was not aware the implanted lens
was an experimental IOL until March 1991,"
301 N.J. Super. at 11, the record does not
support that conclusion. Dr. Newman
proceeded only after Baird signed a detailed
consent form that described the
investigational status of the IOL.
Of course, if malpractice and informed consent accrue
simultaneously, it is unnecessary to discuss when plaintiff's
informed consent claim arose. A reader might conclude that the
Court's reference to the consent form arises from doubt about the
fairness of its statute-of-limitations holding. Be that as it
may, if the majority wishes to discuss the consent form that its
holding renders moot, it should not draw incorrect inferences
about the legal effect of that form. It is simply not the law of
New Jersey that because a person has signed a form the person is
bound by the form or informed of its contents. Dancy v. Popp,
114 N.J. 570, 572 (1989). Although a party is ordinarily bound
by an instrument that he or she signs, she is not bound if there
is evidence that she was misled or that provisions of the
document were not adequately called to her attention. See John
D. Calamari, Duty to Read--A Changing Concept,
43 Fordham L. Rev.
341, 342-49 (1974).
arises on a motion for summary judgment, and because as far as we
can see there is no "single, unavoidable resolution of the
alleged disputed issue of fact," we would have to resolve the
dispute in plaintiff's favor, had the court not erroneously
dismissed her case on statute-of-limitations grounds. Brill v.
Guardian Life Ins. Co. of Am.,
142 N.J. 520, 540 (1995). Denying
plaintiff the benefit of the doubt, as the majority suggests it
would do, conflicts not only with our summary judgment law, but
also with the spirit of the Medical Device Act (MDA). Senator
Edward Kennedy, in introducing the MDA, explained to his
colleagues that "the legislation is written so that the benefit
of the doubt is always given to the consumer. After all it is
the consumer who pays with his health and his life for medical
device malfunctions."
121 Cong. Rec. 10,688 (1975). Eleanor
Baird is being asked to pay with her health for experimentation
on the IOL.
prevailing. But at the summary judgment stage, her signature
should not serve to deny her the opportunity to prove her case,
as the majority suggests it would. Her entitlement to a hearing
seems elementary to me and is not too much to ask for a woman who
has lost her eyesight in a case of experimental surgery. Justice Stein joins in this opinion. NO. A-103/104/175 SEPTEMBER TERM 1997
ON APPEAL FROM ON CERTIFICATION TO Appellate Division, Superior Court
ELEANOR BAIRD,
DECIDED July 15, 1998
Chief Justice Poritz PRESIDING
OPINION BY Justice Pollock
CONCURRING OPINION BY DISSENTING OPINION BY Justice O'Hern
Footnote: 1 The consent provided, in pertinent part: INTRODUCTION
This information is given to you so that you can make
an informed decision about having eye surgery. . . . ALTERNATIVE TREATMENTS
I understand I may decide not to have a cataract
operation at all. However, should I decide to have an
operation, I understand these are the three methods of
restoring useful vision after the operation.
CLINICAL INVESTIGATION
The United States Food and Drug Administration, in
response to Congressional mandate, is requiring an
extensive clinical investigation of intraocular lenses
to establish facts about safety and efficacy. I
understand I have been asked to take part in this study
because my doctor considers me a candidate. . . . If
for any reason I wish to decline participation in the
study, I may do so without affecting my future care. I
further understand that my participation is voluntary
and that I will receive no compensation. It is
estimated that several hundred thousand individuals
will receive intraocular lenses as patients in this
study.
In giving my permission for a cataract extraction
and/or for the possible implantation of an intraocular
lens in my eye, I declare I understand the following
information: 3. The results of surgery in my case cannot be guaranteed. 5. Complications of surgery to remove the cataract: As a result of the surgery, it is possible that my vision could be made worse. In some cases, complications may occur weeks, months or even years later. Complications may include hemorrhage (bleeding), loss of corneal clarity, infections, detachment of the retina, glaucoma, and/or double vision. These and other complications may occur whether or not a lens is implanted and may result in poor vision, total loss of vision or loss of the eye.
6. Specific complications of lens implantation:
Insertion of an investigational intraocular
lens may induce complications which otherwise
would not occur. In some cases,
complications may develop during surgery from
implanting the lens, or days, weeks, months
and even years later. Complications may
include loss of corneal clarity, infection,
uveitis, iris atrophy, glaucoma, bleeding in
the eye, inability to dilate pupil,
dislocation of the lens and retinal
detachment. 8. Complications of surgery in general: As with all types of surgery, there is the possibility of other complications due to anesthesia, drug reactions or other factors which may involve other parts of my body, including a possibility of brain damage or even death. Since it is impossible to state every complication that may occur as a result of surgery, the list of complications in this form is incomplete. The basic procedures of cataract surgery and the advantages and disadvantages, risks and possible complications or alternative treatments have been explained to me by the doctor. . . . I understand that I will receive no compensation in the event a research related injury should occur . . . . In the event that I incur any injury related to this research, I will contact my doctor immediately. I understand that the implantation of an intraocular lens in my eye is part of a research investigation . . . . I give permission for medical data concerning my operation and subsequent treatment to be submitted to the lens manufacturer and to the FDA for the clinical study described. I understand I may withdraw from the clinical study at any time without jeopardizing my future medical care. In signing this informed consent for cataract operation, and/or implantation of intraocular lens, I am stating I have read this informed consent (or it has been read to me) and I fully understand it and the possible risks, complications and benefits that can result from surgery. Footnote: 2 This statute provides: "Every action at law for an injury to the person caused by the wrongful act, neglect or default of any person within this state shall be commenced within 2 years after the cause of any such action shall have accrued." Footnote: 3This provision states:
Except as provided in subsection (b) of this section,
no State or political subdivision of a State may
establish or continue in effect with respect to a
device intended for human use any requirement-
Footnote: 4It was he who reminded us of "the majestic equality of the laws, which forbid rich and poor alike to sleep under the bridges, to beg in the streets, and to steal their bread." Anatole France, Le Lys Rouge, in Five Works of Anatole France 91 (W. Stephens trans. 1924) (1896). Footnote: 5I would also agree with the result reached by a separate panel in Bennett v. Surgidev Corp., ___ N.J. Super. ___ (App. Div. 1998). In that case, the patient, Sylvia Bennett, knew that the IOL was "not perfected" when she consented to its implantation in 1982; and she knew something was wrong with her eyes following the surgery. Yet Bennett did not file her complaint until July 1991, which was eighteen or nineteen months after a doctor told her that the lens in her eye was "defective." Id. at ___. The appellate panel held that the informed consent claim was time-barred. Id. at ___. That was an appropriate holding on the facts of that case, because Bennett knew that the IOL was "not perfected" at the time she consented to the procedure. Like the Bennett court, I see no difference between awareness that a device was "not perfected" and awareness that a device is "experimental." Id. at ___. However, I would not go as far as the Bennett court was prepared to go in equating knowledge that the IOL did not work with knowledge that the device was experimental. Ibid. If a hypothetical patient did not know that a medical device was experimental at the time she consented to its use, her informed consent claim should not accrue when the patient discovers, for example, a manufacturing defect in the device. The informed consent claim should not accrue until a patient discovers or should have discovered that she was denied the right to decide for herself whether to subject her body to medical experimentation.
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