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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
NO. COA03-95
NORTH CAROLINA COURT OF APPEALS
Filed: 2 March 2004
STATE OF NORTH CAROLINA
v
.
Appeal by defendant from judgment dated 30 August 2001 by
Judge Howard E. Manning, Jr. in Superior Court, Wake County. Heard
in the Court of Appeals 13 November 2003.
Attorney General Roy Cooper, by Assistant Attorney General
Lorrin Freeman, for the State.
McGEE, Judge. I.
Defendant first argues that the trial court erred when it
refused her specific request to instruct the jury that defendant
had no duty to retreat in her own home. During the charge
conference, defendant specifically requested an instruction that
defendant had no duty to retreat. The trial court did instruct on
self-defense but denied defendant's specific request, stating that
"I don't see where retreat fits in this one, so I'm not going to
give it, because I don't see where there was any retreat."
Defendant's counsel persisted by saying, "I think, and I don't know
if the State would argue this, but if they argue, you know, that
she could have left as opposed to do[ing] what she did, then Ithink it's incumbent that the jury know that she didn't have to do
that." The trial court responded by saying, "I don't believe
they're going to argue that she should have retreated. That's not
their theory." The trial court concluded that the instruction
would not be given but stated, "[w]ell, if they argue some form of
retreat, I'll have to give it." The issue is whether defendant was entitled to a jury instruction informing the jury of the law relating to the right not to retreat when a party is attacked on one's own premises. "Where the defendant's or the State's evidence when viewed in the light most favorable to the defendant discloses facts which are 'legally sufficient' to constitute a defense to the charged crime, the trial court must instruct the jury on the defense.'" State v. Marshall, 105 N.C. App. 518, 522, 414 S.E.2d 95, 97, disc. review denied, 332 N.C. 150, 419 S.E.2d 576 (1992) (quoting State v. Clark, 324 N.C. 146, 161, 377 S.E.2d 54, 63 (1989)). "If an instruction is required, it must be comprehensive." State v. Brown, 117 N.C. App. 239, 241, 450 S.E.2d 538, 540 (1994), cert. denied, 339 N.C. 616, 454 S.E.2d 259; 340 N.C. 115, 456 S.E.2d 320 (1995). See State v. Graves, 18 N.C. App. 177, 181, 196 S.E.2d 582, 585 (1973) (the trial court should "fully, correctly, and explicitly instruct"). In the case before us, the trial court instructed the jury on self-defense. However, defendant argues that the facts of this case mandated a comprehensive self-defense instruction, including language regarding her right not to retreat. For the reasons stated below, we agree. Our Court stated in State v. Allen, 141 N.C. App. 610, 618-19, 541 S.E.2d 490, 497 (2000), disc. review denied, 353 N.C. 382, 547 S.E.2d 816 (2001), that [t]he general rules of self-defense allow a defendant to use the amount of force "necessary or apparently necessary to save himself from death or great bodily harm." State v. Pearson, 288 N.C. 34, 39, 215 S.E.2d 598, 602 (1975). When confronted with an assault that does not threaten the person assaulted with death or great bodily harm, a party claiming self-defense is required to retreat "if there is any way of escape open to him, although he is permitted to repel force by force and give blow for blow." Id. at 39, 215 S.E.2d at 602-03. There is no duty to retreat when (1) the person assaulted is confronted with an assault that threatens death or great bodily harm or (2) the person assaulted is not confronted with an assault that threatens death or great bodily harm and the assault occurs in the dwelling, place of business, or premises of the person assaulted, provided the person assaulted is free from fault in bringing on the difficulty. Id. at 39-40, 215 S.E.2d at 603. In addition, "a person is not obliged to retreat when he is assaulted while in his dwelling house or within the curtilage thereof, whether the assailant be an intruder or another lawful occupant of the premises." State v. Browning, 28 N.C. App. 376, 379, 221 S.E.2d 375, 377 (1976) (the defendant killed his brother in the backyard of their mother's home where both resided); see also Brown, 117 N.C. App. 239, 450 S.E.2d 538 (wife killed her husband in their home and wife was entitled to an instruction that she had no duty to retreat). "Where there is evidence that defendant was on his own premises when he was assaulted, or that a felonious assault was being made upon a defendant without fault on his part, it iserror for the court to fail to submit the question and to charge upon defendant's right to stand his ground without retreating." Browning, 28 N.C. App. at 380, 221 S.E.2d at 378 (quoting 4 Strong, N.C. Index 2d, Homicide, § 28, pp. 248-49 (1968)). In the case before us, the evidence shows that the argument and altercation that occurred between Everett and defendant began when Everett returned home and asked defendant if she had brought all of her things back from her mother's house. Everett and defendant began to argue and Everett pushed defendant down onto the couch after she announced she was leaving. Everett held defendant down by placing his hand on her neck and his knee in her shoulder. As Everett was restraining defendant, he told her that the only way she would leave the house would be on a stretcher. Everett got up and went into the kitchen. Defendant grabbed the gun in order to keep Everett off of her. Defendant walked towards the kitchen and Everett threatened to go get his gun and "kill everything in here." Defendant fired the gun only after Everett started coming towards her. She initially fired a warning shot but Everett continued in her direction. She then shot him several times as he was going down the hallway because she feared he was going to get the other gun. Our analysis is guided by Brown, 117 N.C. App. 239, 450 S.E.2d 538. In that case, the defendant wife was sentenced to prison for stabbing and killing her husband during an argument. Our Court ordered a new trial based on the fact that the defendant was entitled to an instruction that she had no duty to retreat. Brown,117 N.C. App. at 242, 450 S.E.2d at 541. As in the case before us, the trial court did instruct on self-defense but failed to include the portion relating to no duty to retreat. Brown, 117 N.C. App. at 241, 450 S.E.2d at 540. In Brown, the defendant's husband had assaulted her on at least two prior occasions and on the day of the killing, the defendant tried to leave the home when the parties began to argue. Brown, 117 N.C. App. at 240, 450 S.E.2d at 540. The defendant's husband grabbed her to prevent her from leaving and the defendant fell to the ground. Her husband then verbally abused her, produced a small knife, and slapped her to the floor as she attempted to leave a second time. He pinned her against the stove and began to choke her; the defendant grabbed a knife and stabbed her husband in the chest. Id. The facts of the case before us are similar to Brown. Both cases involved a husband and wife with a history of domestic problems. In each case, the killing occurred in the marital home only after the wife attempted to leave the residence. Although the fight between the parties in Brown appears to have been more physical than the altercation in the case before us, the same result is mandated by the rule stated in Allen. Under that rule, even if the assault does not threaten death or great bodily harm, there is no duty to retreat if the assault occurs in one's home. Allen, 141 N.C. App. at 619, 541 S.E.2d at 497. Thus, even though Everett did not have a weapon and was not physically touching defendant at the time of the shooting, Everett had verballythreatened to "go get [his gun] and kill everything in [the house]" and had begun coming towards defendant. At that point, defendant believed Everett was going to get his gun. This is sufficient to conclude that defendant was being attacked in her own home. A final similarity between Brown and the case before us is the timing of the killings. The defendant in Brown did not stab her husband until the threat of death was imminent. Similarly, defendant in the case before us did not fire the gun until Everett began coming towards her and defendant thought Everett was on his way to retrieve the other gun. The similarities in these two cases warrant the same instruction that the women had no duty to retreat. The evidence in the case before us is legally sufficient to support a conclusion that defendant was attacked by her husband in her own home and that she was not at fault. Thus defendant, as requested by her at the charge conference, was entitled to a jury instruction which related to the jury a defendant's right not to retreat; it was error for the trial court to fail to so instruct. Accordingly, defendant is entitled to a new trial. Furthermore, we credit the trial court with correctly noting at the charge conference that the no duty to retreat instruction should be given if the State did in fact argue that defendant should have retreated. In closing argument, the State insinuated that defendant had a duty to leave by saying, What were the options she had at that point? In that house she could have walked out the front door. If she really felt frightened of him, she could have walked out the front door. She was the one who drove the family car. She had her gun with her. Shecould not have been threatened. She could have left. Because the State did argue retreat, the instruction was warranted and should have been given. Defendant is entitled to a new trial. II.
Defendant next argues that the trial court erred by allowing
the State, during closing argument, to contend that defendant and
her attorney had concocted defendant's testimony. In light of our
decision on the first issue and the fact that this same scenario is
not likely to reoccur at retrial, we need not address this issue. III.
Defendant finally argues that the trial court erred by
allowing the State to use hypothetical statements to impeach
defendant and to argue the substance of those statements during
closing argument. During voir dire, the State indicated that it
might call the Everetts' daughter to testify. However, the State
rested its case without ever calling the daughter to the stand.
Rather, the State asked defendant numerous questions on cross-
examination that implied the substance of what her daughter's
testimony would have been had the daughter testified. The State
essentially provided defendant with hypothetical statements by her
daughter, followed by a question to defendant as to whether or not
her daughter was being truthful. For example, one exchange between
the State and defendant included the following: Q When [the daughter] came into the kitchen, where were you standing? A I probably was in the living room. Q Where was Michael [Everett]? A In the door by the Christmas tree. Q Okay. If she __ if [the daughter] were to say he was standing by the sink would that be correct? A I don't recall exactly where [the daughter saw] Michael at. . . . . Q At any point did he go towards the sink? Was __ Michael was towards the sink was __ [the daughter] . . . in the room. A I'm not sure. Q If [the daughter] were to say that, would that be true or not, to the best of your recollection? A If that's what she saw, then it was true for her. I couldn't say that. Q Okay. You don't think she would have any reason to say anything different about it, do you, about where her daddy was? A No, she wouldn't have any reason to say that. The State used a similar method of questioning concerning when the daughter heard gunshots and what parts of the argument between her parents she overheard. The State contends that these questions were used solely for the purpose of impeaching defendant's testimony and not as evidence. Thus, the State argues it was not error for these questions to be admitted. However, in addition to attempting to impeach defendant with these statements, the State also referenced these exchanges during closing argument. For example, the State said, "[w]e know that [the daughter] has seen [Everett] standingbeside the sink, washing his hands, or at least [defendant] didn't deny it. But I was not going to let [defendant] force me to call [the daughter]." In addition, the State explained the reason for not calling the daughter as a witness: I told you before and I told you during jury selection that we were __ might have to call a child. I made a decision that we were not going to call that child. She's been through enough, and you're just going to have to piece together through little questions I was able to ask. But I'm not going to do it and if you hold that against us, you can just say not guilty, but I'm not going to call her back up here. I think she's been through enough. These remarks by the State make it clear that the State wanted the jury to consider these hypothetical statements as if they were the testimony of the daughter. The State clearly intended that the statements be used for more than merely impeaching defendant's credibility. A similar line of questioning was pursued in State v. Robinson, 355 N.C. 320, 561 S.E.2d 245, cert. denied, 537 U.S. 1006, 154 L. Ed. 2d 404 (2002). In Robinson, the defense counsel asked a witness the following question: "But, if he [the detective] testified that you told him that, he would be telling the truth, wouldn't he, Ms. Baker?" Robinson, 355 N.C. at 334, 561 S.E.2d at 254. The trial court sustained the objection to this question and another similar question. Our Supreme Court held that, "[i]n both instances, defendant sought to have the witnesses vouch for the veracity of another witness. This form of questioning is not proper." Robinson, 355 N.C. at 334, 561 S.E.2dat 255. Similarly, we do not condone this line of questioning and the subsequent remarks in the State's closing argument. However, our grant of a new trial is based on the trial court's refusal to instruct the jury that defendant had no duty to retreat. For the reasons stated, the judgment is vacated and the case is remanded for a new trial in accord with this opinion. New trial. Judges HUDSON and CALABRIA concur.
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