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Case Law - save on Lexis / WestLaw. IN THE COMMONWEALTH COURT OF PENNSYLVANIA Joseph Mercandante, : : Petitioner : : v. : No. 2261 C.D. 2004 : Workers' Compensation Appeal : Submitted: February 4, 2005 Board (Morganrail, Inc. and ACE : Fire/Amerihealth Casualty Co.), : : Respondent : BEFORE: HONORABLE BERNARD L. McGINLEY, Judge HONORABLE RENÉE COHN JUBELIRER, Judge HONORABLE JOSEPH F. McCLOSKEY, Senior Judge OPINION NOT REPORTED MEMORANDUM OPINION BY JUDGE COHN JUBELIRER FILED: April 12, 2005 Joseph Mercandante (Claimant) petitions for review of an order of the Workers' Compensation Appeal Board (Board), which affirmed a decision of a Workers' Compensation Judge, denying Claimant's claim petition for injuries allegedly sustained to his low back, right groin and right testicle. Claimant argues that the WCJ erred by disregarding substantial, competent evidence of a work- related injury and continuing disability. There are two general injuries--a lower back injury and a groin/ testicle injury--that form the basis of Claimant's single claim petition. In this matter, the WCJ made the following pertinent factual findings: 1. On July 1, 2002, the Claimant, Joseph Mercadante [sic], Jr., filed a Claim Petition and a Penalty Petition against the Morgan Rail Corporation alleging that he suffered a work injury on May 28, 2002 while lifting a panel in the course and scope of his employment. 2. Morgan Rail, through its workers' compensation carrier, the Ace Insurance Company, denied [Claimant]'s claim, and the case was litigated to conclusion. 3. The twenty-seven (27) year-old Claimant worked as a laborer for Morgan Rail. On May 28, 2002, he was picking up a panel in the course of his employment when he developed pain in his groin area. 4. Following the incident, [Claimant] signed up, and started receiving, unemployment compensation benefits at a rate of $444.00 per week. Approximately, two (2) months later, he filed this claim for workers' compensation benefits. 5. In support of his claim, [Claimant] has presented the deposition testimony of William Clearfield, D.O.. Dr. Clearfield was familiar with [Claimant] because he had treated him previously for low back pain and groin pain. Following a physical examination, Dr. Clearfield diagnosed that [Claimant] had suffered a left inguinal hernia and a left groin strain. He referred him to Dan Kopen, M.D. for a surgical evaluation. In the interim, Dr. Clearfield prescribed non-steroidal anti-inflammatories for the Claimant. 6. As the Claimant's treatment progressed, Dr. Clearfield refined his diagnosis of the Claimant's condition to epididymitis, which is an inflammation of the tube that runs from the testicle to the urethra. Dr. Kopen, the surgeon, also concluded that the Claimant did not require surgery. As a result, the Claimant was placed in physical therapy and given an epidural nerve block. 2 7. Further along in the Claimant's treatment, Dr. Clearfield referred the Claimant to Dr. Nakkache, a neurosurgeon, who had an MRI scan of the Claimant's spine taken on June 26, 2002 that showed a moderate disc protrusion or herniation at the L4-5 level of the Claimant's spine. Dr. Nakkache recommended further physical therapy and epidural steroids. 8. At his deposition on May 29, 2003, Dr. Clearfield rendered an opinion that [Claimant] had actually suffered a mild to moderate disc herniation at the L4-5 level in addition to the epididymitis as a result of the work injury he suffered on May 28, 2002. Dr. Clearfield opined that the foregoing conditions would prevent the Claimant from returning to his customary employment as a laborer with Morgan Rail. 9. In defense of the Claimant's claim, the employer and its carrier had [Claimant] examined and evaluated by Eugene Chiavacci, M.D., an orthopedic surgeon, on November 19, 2002. The History obtained by Dr. Chiavacci showed that the Claimant was lifting and pulling on May 28, 2002, when he felt a bulge and a pain in his right groin area. Thereafter, the Claimant went out of work and was treated conservatively with physical therapy, epidural injections, and medications. On physical examination, the Claimant did not appear to be in any acute distress, although he had some diffuse tenderness in his low back on palpation. There was no active spasm, and his range of motion was functional[;] however, he had some tenderness in his right groin on palpation. The Claimant's motor strength was normal, and his neurologic and vascular examinations were normal. 10. Following his examination, Dr. Chiavacci opined that [Claimant] suffered from epididymitis that was causing his groin pain, and not a work-related trauma. He also opined that because of the Claimant's long-standing groin pain and chronic back pain, he should not return to heavy work, but that he would be capable of sedentary employment. 11. At the close of the case, the Claimant presented additional testimony on August 29, 2003, explaining that he suffered a work injury in June of 2001, and was never free of back pain or testicular pain from that time, but he was able to deal with the pain 3 and because he liked his job and wanted to work, he continued in his employment with Morgan Rail until the event of May 28, 2002. 12. Based upon the testimony presented, we find that the Claimant has low back pain, right groin pain, and testicle pain. We do not find that these problems are work-related, however. As a result, he has been seen by Dr. Clearfield, Dr. Nakkache, a neurosurgeon, Dr. Kopen, a general surgeon, and a urologist, Dr. Calise. At the request of the employer and its carrier, he has also been seen and evaluated by Dr. Eugene Chiavacci, an orthopedic surgeon. All of the foregoing physicians have concluded that the Claimant has a deteriorating condition in his back and that he has a urological condition known as epididymitis, which is an inflammation. Although the Claimant and his physician believe that the Claimant's problems began in 2001 when he first experienced pain at work, the Claimant was able to return to work and work without difficulty until May 28, 2002. Thereafter, the Claimant was seen by various physicians and surgeons, but he has not undergone surgery for any type of traumatic injury to his back or his groin area[;] therefore, we are most persuaded by Dr. Chiavacci's opinion that the Claimant's problems are not the result of his employment, but rather are insidious in origin and that the Claimant should consult a urologist and engage in lighter work that would be more conducive to his degenerative conditions. (WCJ Findings of Fact (FOF) ¶¶ 1-12)(emphasis added). Significantly, although the WCJ found Dr. Chiavacci more persuasive, he did not find Dr. Clearfield either "credible" or "not credible." Based on these findings, the WCJ concluded that "the most logical and credible medical evidence shows that the Claimant did not sustain a work injury on May 28, 2002 ..."; thus, he failed to meet his burden of proof to establish a work- related injury. (WCJ Conclusion of Law (COL) ¶¶ 2, 3.) Claimant appealed that decision to the Board, which subsequently affirmed. Claimant now appeals to this 4 Court and, on appeal, raises one primary issue: whether the WCJ's decision was based on substantial evidence.1 In every claim petition case, the burden is on the claimant to establish all elements necessary to support an award. Ruhl v. Workmen's Compensation Appeal Bd. (Mac-It Parts, Inc.), 611 A.2d 327, 329 (Pa. Cmwlth. 1992), petition for allowance of appeal denied, 533 Pa. 620, 619 A.2d 701 (1993). Therefore, before a WCJ, a claimant must establish through the production of evidence, whether testimonial or documentary, that: 1) he sustained a work-related injury; and 2) the work-related injury caused his disability. Id. Issues regarding the weight given to the evidence and the credibility of medical experts are within the sole province of the WCJ. Lombardo v. Workers' Compensation Appeal Bd. (Topps Company, Inc.), 698 A.2d 1378, 1381 (Pa. Cmwlth. 1997). As such, the WCJ, as fact finder, is free to accept or reject the testimony of any witness in whole or in part. Id. This Court's standard of review is limited to a determination of whether there has been a violation of constitutional rights, whether an error of law has been committed, or whether all necessary findings of fact are supported by substantial evidence. Guthrie v. Workers' Compensation Appeal Board (Keystone Coal Company), 767 A.2d 634, 636 n.4 (Pa. Cmwlth. 2001). Substantial evidence is defined as such relevant evidence as a reasonable person might accept as 1 Claimant also asks this Court to reverse the decision of the WCJ, which dismissed his Petition for Penalties. While the WCJ has discretion to impose a penalty for a violation of the Workers' Compensation Act (Act), Act of June 2, 1915, P.L. 736, as amended, 77 P.S. §§ 1 1041.4, 2501-2626, such imposition is not required even if there is an apparent violation of the Act. Candito v. Workers' Compensation Appeal Bd. (City of Philadelphia), 785 A.2d 1106, 1108 (Pa. Cmwlth. 2001). Here, the WCJ did not find a violation and, thus, properly did not impose a penalty. 5 adequate to support a conclusion. Hoffmaster v. Workers' Compensation Appeal Board (Senco Products, Inc.), 721 A.2d 1152 (Pa. Cmwlth. 1998). Upon review of the record in this appeal, we conclude that there was substantial evidence to support the WCJ's finding that Claimant did not have a work-related back injury; however, there are insufficient findings for us to affirm the WCJ's determination that the groin injury was not a disabling work-related injury. Before the WCJ, Claimant produced the testimony of Dr. Clearfield, a specialist in family practice and acupuncture, who had treated Claimant since his June 2001 injury(s). (Clearfield N.T. at 7). In the course of treating Claimant, Dr. Clearfield relied upon the reports of several medical specialists: Dr. Dan Kopen (for surgical evaluation); Dr. Calise (a urologist, who evaluated the right testicle and groin for epididymitis); Dr. Nakkache (a neurosurgeon, who performed an updated MRI scan); and, Dr. Dong-Jooh Oh (an anesthesiologist/pain specialist, who administered epidermals for Claimant.) Based on his examinations of Claimant and the reports of the other doctors, Dr. Clearfield opined that both the groin injury (epididymitis),2 and the back injury (disc herniation), were work- related injuries. (Clearfield Dep. at 17, 21.) 2 In opining on the cause of Claimant's epididymitis, Dr. Clearfield stated that Claimant, on May 28, 2002, aggravated a previous epididymal incident, which occurred in June 2001. (Clearfield Dep. at 17.) 6 In opposition to Claimant's claim petition, Employer and its insurance carrier produced the deposition testimony of Dr. Eugene Chiavacci, who is board certified in orthopedic surgery. In forming his expert medical opinions, Dr. Chiavacci3 relied upon both his examination4 of Claimant and the same medical reports relied upon by Dr. Clearfield.5 It was Doctor Chiavacci's expert medical opinion that Claimant had a pre-May 2002 back injury and preexisting degenerative disease in the L4-5 disc. (Chiavacci Dep. at 13.) In addition, he opined that, upon examination, Claimant was not in acute distress. (Chiavacci Dep. at 9, 13.) Dr. Chiavacci further stated that Claimant's major complaint revolved around Claimant's groin pain, which Dr. Chiavacci believed derived from epididymitis that was not related to any back injury. (Chiavacci Dep. at 11-13.) Moreover, Dr. Chiavacci opined that Claimant could return to a light-duty job. (Chiavacci Dep. at 14.) The WCJ found Dr. Chiavacci's testimony, that Claimant's back injury was not work-related, and instead stemmed from a preexisting chronic disc and degenerative disease, more persuasive than Dr. Clearfield's testimony. This finding is supported by substantial evidence of record: in particular, Dr. Chiavacci's examination of Claimant, where he reported Claimant as not being in 3 Dr. Chiavacci noted that he did not review any medical records relating to Claimant's June 2001 lifting incident. (Chiavacci Dep. at 18.) 4 On cross-examination, Dr. Chiavacci testified that he worked in conjunction with a physical therapist, Paul McCarey, who performed a physical examination of Claimant prior to Dr. Chiavacci seeing him. (Chiavacci Dep. at 26.) 5 While Dr. Chiavacci did rely upon Dr. Clearfield's medical records and the reports of the other specialists, he, admittedly, did not review the deposition testimony of Dr. Clearfield. (Clearfield N.T. at 17.) 7 any acute distress, and the reports of the specialists, on which he relied. Moreover, as found by the WCJ, Claimant did, in fact, return to work after his June 2001 injury (Mercandante Dep. at 6-7) and did not undergo any type of surgery for a traumatic injury. The WCJ acted properly within his discretion by accepting Dr. Chiavacci's analysis of the medical evidence over that of Dr. Clearfield. This weighing of evidence and credibility determination is within the sole province of the WCJ and cannot be overturned by this Court. Lombardo. Therefore, we must affirm the WCJ's determination that Claimant failed to meet his burden of establishing that he sustained a work-related, disabling, injury to his back. However, Dr. Chiavacci's testimony does not support the WCJ's findings with regard to Claimant's groin injury. On cross-examination, the following exchange occurred between Claimant's counsel and Dr. Chiavacci: Q. Can an episode of heavy lifting cause an injury to the epididymis [sic]? A. I'm not a urologic specialist, but to my knowledge of that area I do feel that that is a possibility. Q And if someone sustained an injury to the epididymis [sic] in June of 2001 could that result in the chronic thickening over time? A. Again, not being a urologic specialist it's speculative, but I would say possibly yes. Q. Is it fair to say, Doctor, that you limited your opinions in this case to the claimant's low back since that's your area of expertise? A. That is correct. 8 (Chiavacci Dep. at 21-22)(emphasis added). Therefore, Dr. Chiavacci expressly limited his expert opinion to Claimant's back injuries and did not offer an expert opinion on the injury(s) sustained to Claimant's groin. Furthermore, the WCJ did not specifically determine whether Claimant's medical expert, Dr. Clearfield, was credible. Rather, the WCJ stated only that he was "most persuaded by Dr. Chiavacci's opinion that the Claimant's problems are not the result of his employment, but rather are insidious in origin...." (WCJ FOF ¶ 12)(emphasis added). Because the WCJ did not determine whether Claimant's medical expert was credible, we are unable to determine whether Claimant sustained his burden of proof with regard to the groin injury. This Court's opinion in Manners v. Workmen's Compensation Appeal Bd. (McDonald's Restaurant), 688 A.2d 786 (Pa. Cmwlth. 1997), is instructive on the appropriate remedy in such a situation. In Manners, the WCJ found the employer's medical expert to be credible, and denied the claimant's claim petition without making a credibility determination regarding claimant's medical expert. The Board affirmed the WCJ but, on appeal, this Court determined that the opinion of the employer's medical expert was equivocal, and so not legally competent. Because there was no credibility determination regarding the claimant's medical expert, we vacated the WCJ's order and remanded the case to the WCJ to make the required factual determinations regarding the credibility of the claimant's medical expert. We will order the same remedy here. Accordingly, we affirm the WCJ's determination, as upheld by the Board, that Claimant's back injuries were not work-related. However, we vacate the 9 WCJ's determination that the groin injury was not work-related and remand this case for a determination as to whether Claimant sustained his burden of persuasion that the injury to his groin was a work-related, disabling injury. ___ ______________________________ RENÉE COHN JUBELIRER, Judge 10 IN THE COMMONWEALTH COURT OF PENNSYLVANIA Joseph Mercandante, : : Petitioner : : v. : No. 2261 C.D. 2004 : Workers' Compensation Appeal : Board (Morganrail, Inc. and ACE : Fire/Amerihealth Casualty Co.), : : Respondent : O R D E R NOW, April 12, 2005, we affirm, in part, and vacate, in part, the Order of the Workers' Compensation Appeal Board in the above-captioned matter and remand to the Board with instructions to remand to the Workers' Compensation Judge to make further findings of fact and render a new adjudication, based on the presently existing record, consistent with this opinion. Jurisdiction relinquished. ___ ______________________________ RENÉE COHN JUBELIRER, Judge
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